Global regulatory tracking in a single source
There are two things that never slow down - the pace of business and the pace of regulatory change. Reg-Track is the compliance and finance professionals’ answer to keeping current and staying informed on these changes. With Reg-Track we can ensure that you are ready, keeping pace and planning ahead of regulatory change. Reg-Track’s simple to use web interface enables you to quickly and easily locate rules and regulations at a click. Save time, find the rules you want by keyword, or multiple filters including regulator, country, region, date-range, and by type of legal entity, financial product or firm function.
Regulators Featured
US Treasury, FSOC, Federal Reserve Board, FDIC, OCC, CFPB, FinCEN, SEC, CFTC, FINRA, MSRB, NAIC, Congressional Committees, State Attorneys General; and coverage in Canada
BoE, UK PRA, FCA, FPC, European Commission, ECB, ESRB, EBA, ESMA, EIOPA and national regulators in Germany, France, Italy, Spain and Switzerland
Australia: ASIC, APRA, China: CBRC, CSRC, Hong Kong: SFC, HKMA, India: SEBI, RBI, Japan: FSA, Singapore: MAS
G20, Financial Stability Board, IMF, IOSCO, Basel Committee
Recent rules
On Mar. 3, FDIC proposed rescind 2024 bank merger policy statement.
On Mar. 12, NOR GVT amended decision on delegation of authority.
On Mar. 10, SEC issued final rule re formal orders of investigation.
On Mar. 11, TAI FSC fined Bank of Taiwan for internal control failures.
On Mar. 11, Thai SEC requested to charge 10 individuals for violations.
On Mar. 11, UK FB issued blog on FSB climate vulnerability framework.
What you'll find in Reg-Track
- Daily capture of the regulatory developments; final rules, proposed rules, concept releases, guidance and enforcement actions.
- Summaries of tracked regulatory developments.
- Direct links to the tracked rule and regulation.
- Easy to use search features for finding rules and regulations.
- Customized daily email alerts to regulators that you want to track.