Mar 26
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Mar 27
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BEL FSMA MMFR Stress Test Methods
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BUL FSC ESMA MMFR Stress Test Guide
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BVMF Rejection Tunnels Parameters
On Mar. 9, BVMF issued circular on change to rejection tunnels' order.
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Cboe AST Cboe BIDS Australia Service
On Jul. 25, Cboe AST consulted on new Cboe BIDS Australia service.
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CHI CB Required Reserve Ratio Cut
On Mar. 17, CHI CB decided to cut required reserve ratio by 25bps.
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CRO HANFA ESMA MMFR Guide/Report
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ESMA MMF Stress Test Scenarios
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EUREX Clear Changes to Conditions
On Feb. 23, EUREX Clear amended its current conditions and price list.
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Eurex Next Generation ETD Contracts
On Mar. 17, Eurex issued rules on sub-monthly expiring contracts.
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Eurex NextGen ETD Product Initiatives
On Feb. 23, Eurex issued new product introduction initiatives details.
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HKEX VaR Platform Launch Webinars
On Jan. 26, HKEX issued webinars on VaR platform familiarisation.
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ITA BRS Market Rules and Instructions
On Jul. 19, ITA BRS issued changes to rules for regulated markets.
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JPN SCC Precious Metals Clearing
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OFAC Paraguay Former President, VP
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SBA Arkansas Drought Disaster Loans
On Aug. 5, SBA offered disaster loan to Arkansas small businesses.
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SBA TX Drought Disaster Relief Loans
On Aug. 5, SBA announced disaster loans for small businesses in TX.
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SK FSC Alternative Trading Systems
On Nov. 16, SK FSC proposed new trading systems in capital market.
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TAI DCC Investment Fund Tax Refund
On Mar. 20, TAI DCC amended re provision of ETF beneficiary list.
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UK LME Asian Hours Nickel Trading
On Mar. 17, LME invalidated warrants, delayed return to Asian hours.
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Mar 28
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Mar 29
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Mar 30
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Mar 31
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ARG JST Savings Emergency Measures
On Oct. 3, ARG JST extended measures for closed-end savings plans.
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AST ASIC Foreign Providers Relief
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AST ASIC, APRA Life Premium Increases
On Dec. 8, AST ASIC issued life insurer and friendly society CEO letter.
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AST AUSTRAC Compliance Reporting
On Dec. 12, AST AUSTRAC reminded re compliance report deadline.
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AUT FMA Asset, Income, Risk Reports
On Dec. 5, AUT FMA consulted on amendments to VERA-V ordinance.
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BEL CB Secure Online Account Access
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BEL CB Updated Fit & Proper Manual
On Dec. 20, BEL CB updated fit & proper manual for senior managers.
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BER GVT Economic Recovery Plan
On Mar. 22, BER GVT reported on economic recovery plan from Covid.
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BHS CB Recovery Planning Guidelines
On Dec. 22, BHS CB issued draft 2021 recovery planning guidelines.
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CAN BC GVT 2023 SVT Declarations
On Jan. 19, CAN BC GVT reported on speculation and vacancy tax.
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CAN ONT Financial Advisors Return
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CAN ONT FSRA 2022 Annual Returns
On Dec. 13, CAN ONT FSRA issued notice to file annual returns.
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CAN ONT FSRA Renew Mortgage License
On Feb. 1, CAN ONT FSRA issued mortgage license renewal reminder.
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CHI AMAC Fixed Income Valuation
On Dec. 30, CHI AMAC issued a notice on fixed income valuation.
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CHI AMAC Service Agreement Format
On Oct. 30, CHI AMAC proposed guidelines on format of agreements.
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CHI CSRC Cross-Border Listing
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CHI CSRC Cross-Border Listing Rules
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C-IIROC Portable Futures Segregation
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CSA NBW Unclaimed Property Notices
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CSA YKN Business Relief Fund Covid
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DC BANK MSB Call Report Replacement
On Feb. 17, DC BANK issued notice of call report replacement for MSB.
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DEN PRL Kroner RUS/BLR Restrictions
On Mar. 2, DEN PRL adopted bill amending acts re money laundering.
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DTC Amend Data Repository Rulebook
On Mar. 10, DTC amended rulebook for corporate secretary address.
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EC Regulation on High Energy Prices
On Oct. 18, EC proposed regulation to tackle high prices, aid supply.
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ECB Climate Risks Deadlines for Banks
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EIOPA SLV2 Risk-Free Interest Rate
On Dec. 13, EIOPA issued updated representative portfolios for 2023.
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ESP CB Covered Bonds and Loans' Rules
On Sep. 22, ESP CB issued draft rules on reporting duties for firms.
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ESP CCN Cybersecurity Data Collection
On Mar. 7, ESP CCN said INES available for data loading for 2022.
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EST Tax Land Tax Payment Updates
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Eurex Temporary Calculation Changes
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FERC XBRL Taxonomies, Eforms Update
On Nov. 25, FERC amended the filing process for commission forms.
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FINFSA Pension Insurers' Reporting
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FR CB India CCPs' Recognition Ended
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GE BaFin Structural Liquidity Ratio
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GRE HCMC Adopt EU AIFMD Guidance
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HK PRL Covid Prevention Measures
On Mar. 31, HK PRL issued amended prevention of disease regulations.
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HK Treasury Offshore RMB Bond Issue
On Sep. 24, HK Treasury welcomes issuance of offshore RMB bonds.
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HKEX Interface For New Issuance
On Jan. 11, HKEX reminded participants to register for FINI testing.
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HUD Adjustable Rate Mortgage Index
On Oct. 19, HUD proposed adjustable rate mortgage index transition.
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HUN DP EDPB DPO Concerted Action
On Mar. 20, HUN DP announced effective start of coordinated action.
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HWI BANK Q-1 Annual Reports Due
On Jan. 5, HWI BANK reminded business first quarter annual reports.
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IDN FSA Covid-19 Capital Markets
On Apr. 18, IDN FSA amended capital market Covid-19 regulations.
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IDN FSA Relief Measures for Covid
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ILL INS Releases Insurance Fee Form
On Jan. 23, ILL INS issued private passenger insurance fee form.
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IND BSE Brokerage Options Levies
On Aug. 17, IND BSE issued notice on brokerage levies on options.
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IND CDSL Linkage of Aadhaar to PAN
On Mar. 9, IND CDSL reminded members on linking aadhaar to PAN.
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IND INS Cyber Security Guidelines
On Apr. 7, IND INS issued cyber security guidelines for insurers.
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IND NPC Acceptance of UPI Payments
On Mar. 28, IND NPC required merchants to accept UPI payments.
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IND NSE Aadhar Seeding With PAN
On Mar. 9, IND NSE issued extension on Aadhar seeding with PAN.
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IND NSE Annual Secretarial Reports
On Mar. 16, IND NSE added affirmations for the secretarial reports.
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IND NSE Levies on Brokerage Options
On Aug. 12, IND NSE issued clarification brokerage on options.
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IND NSE Strikes in Stock Options
On Mar. 21, IND NSE issued circular regarding scheme revision.
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IND RBI ATM Cassette Swaps Deadline
On Jul. 14, IND RBI extended timeline for cassette swaps in ATMs.
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IND RBI Financial Statement Disclosure
On May 19, IND RBI updated master direction on financial statements.
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IND RBI Interest Risk Banking Book
On Feb. 17, IND RBI issued guidelines on implementation of IRRBB.
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IND RBI Liquidity Ratio Reduced
On Oct. 4, IND RBI reduced bank statutory liquidity ratio holdings.
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IND RBI Review of Prudential Norms
On Oct. 10, IND RBI reviewed risk exposures to corporates, NBFCs.
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IND SEBI Facility Online Nominations
On Jan. 31, IND NSD issued enhanced facility for online nominations.
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IND SEBI Linking of PAN with Aadhaar
On Mar. 8, IND SEBI reminded linking of PAN with Aadhaar.
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IND SEBI Trading and Demat Accounts
On Jul. 23, IND SEBI issued nomination rules for these accounts.
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ITA CB Non-Bank Climate Risks Survey
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ITA Covip Data Request for Audit 2022
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JER JFSC Portfolio Investment Survey
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JOR CB Exchange Firms 2022 Financials
On Jan. 2, JOR CB issued requirements for filing 2022 financials.
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JPN CB Leverage Buffer Application
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JPN CB Tottori Support Measures
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JPN FSA Assessing Capital Adequacy
On Apr. 17, JPN FSA proposed notice re leverage ratio regulation.
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JPN FSA Better Information Disclosure
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JPN FSA Implement Finalized Basel III
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JPN FSA Reserves, Insurance Agents
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JPN FSA Rules on Leverage Ratios
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JPN FSA TLAC Regulation Notice
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LBN FSA Guidelines on AML/CFT
On Jun. 1, LBN FSA issued details of the new AML/CFT guidelines.
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LCH LTD Rate Reform Conversion Fees
On Feb. 24, LCH LTD certified rate reform fallback, conversation fees.
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LEB CB Cash $ Withdrawal Measures
On Dec. 16, LEB CB circular re measures for withdrawals in US dollar.
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LTH CB Credit Union Capital Adequacy
On Jan. 27, LTH CB amended capital adequacy calculation rules.
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LUX CSSF 2022 AML/CFT Survey
On Dec. 7, LUX CSSF announced launch of AML/CFT survey 2022.
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LUX CSSF EBA Loan Origination Guide
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LUX CSSF ESMA UCITS Costs and Fees
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MAC GVT Income Declaration
On Jan. 26, MAC GVT extended deadline for declaring salary tax.
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MCH LEG Annuities Nonforfeiture Rate
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NACHA Third-Party Sender Audit Risk
On Nov. 17, NACHA issued rules on third-party senders' audit, risk.
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NFA CPO/CTA Registration Exemption
On Jan. 23, NFA issued rule relief for exemptions from registration.
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NJ DOBI Reciprocal Exchange Laws
On Dec. 20, NJ DOBI restated reciprocal exchange compliance rules.
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NOR GVT Countercyclical Buffer Rate
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NZ GVT Trading Stock Disposal Relief
On Feb. 23, NZ GVT issued relief re certain disposals of trading stock.
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NZ Tax Donations of Trading Stock
On Apr. 11, NZ Tax issued tax relief for donations of trading stock.
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OCC Community Banks Fee Reduction
On Sep. 1, OCC reported reduction in bank assessment fees, savings.
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PAK CB Cash Margin Requirement
On Sep. 30, PAK CB imposed cash margin requirement on imports.
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PALAU GVT Suspension of Tax Penalty
On Mar. 14, PALAU GVT notice on tax penalty and interest suspension.
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PER SBS Model Risk Framework
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PHI DP Security Incident Reporting
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POR CB SCA and Payment Data Access
On Nov. 4, POR CB clarified issues re access to payment account data.
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Refinitiv FX Tokyo Swap Rate
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RUS CB Cap on Money Transfers Abroad
On May 16, RUS CB set new fund transfer abroad limits for individuals.
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RUS CB Insurer Reporting Procedure
On Feb. 3, RUS CB issued rules for reporting by insurers to RUS CB.
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SK FSC Risk-Based Capital Insurance
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SK FSS Net Capital Ratio Calculation
On Dec. 27, SK FSS proposed revisions re asset-backed securities.
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SK Tax Corporate Tax Filing Extension
On Feb. 25, SK Tax informed on tax filing and payment deadlines.
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SWE FI Consumer Credit Reporting
On Feb. 7, SWE FI said consumer credit firms must report using Fidac.
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SWE FI Securities and Special Funds
On Nov. 17, SWE FI updated on the reporting of quarterly reports.
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SWE FI Solvency and Activity Report
On Mar. 17, SWE FI changed process for submitting solvency reports.
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SWE GVT Public Energy Saving Action
On Sep. 6, SWE GVT issued decision on energy saving measures.
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TAI FSC High-Yield Bond Funds Risk
On Apr. 6, TAI FSC reminded investors of high-yield bond funds risks.
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TAI FSC Reporting Deadline Reminder
On Mar. 21, TAI FSC reminded companies on deadline of disclosures.
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TAI Justice High-Frequency Transaction
On Jun. 27, TAI Justice required high-frequency transaction data.
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TAI Trust Unified Business Number
On Jul. 9, TAI Trust informed of TAI FSC letter re check digits.
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Thai Tax Income Tax Return Filing
On Mar. 15, Thai Tax sent notification letter for filing P.N.D. 90 form.
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TUR Cust CCP Capital Allocations
On Mar. 29, TUR Cust issued rules on allocation of capital amounts.
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TUR Cust Money Market Capital Rules
On Mar. 30, TUR Cust issued rules on allocated and committed capital.
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UK FCA ICE Bch 1 and 6 Month LIBOR
On Oct. 21, FCA updated on ICE Bch publication of synthetic LIBOR.
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UK FCA Training and Competence
On Feb. 24, UK FCA issued instrument on training and competence.
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UK Lloyds State Backed Cyber-Attacks
On Aug. 16, UK Lloyds updated on cover re state backed cyber-attack.
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UK LME Annual Rent Payments
On Feb. 3, UK LME reminded on annual warehousing payment date.
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URY CB Temporary Debt Referral
On Jan. 24, URY CB instructed on deferral of certain loan portfolios.
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WY INS Annual Appointment Renewals
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Apr 01
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ARG CB Credit Operations and Risk
On Dec. 15, ARG CB set credit lending/risk, financial branch policies.
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ARG CB Financing Line For MSMEs
On Mar. 9, ARG CB extended credit program, instructed on operations.
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ARG FIU AML/CFT Regime Reform
On Jun. 1, ARG FIU reported on proposed reforms of AML/CFT law.
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ARG FIU Minimum Risk Management
On Feb. 7, ARG FIU issued AML/CFT risk management rules for firms.
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ARG FIU Risk Management of PEPs
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AST GVT Charities and Not-for-Profits
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AST GVT Reporting by Life Companies
On Mar. 17, AST GVT registered two remade reporting standards.
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AST GVT Reporting by Life Insurers
On Mar. 17, AST GVT registered two remade reporting standards.
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AST GVT Reporting re General Insurers
On Mar. 17, AST GVT registered remade series of reporting standards.
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AST GVT Reporting Standard on Risk
On Mar. 20, AST GVT issued instrument to revoke, remake standard.
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ASX CHESS System Replacement Date
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AUT FMA Covered Bond Reporting
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BEL LAB Employees' Training Plans
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BER PRL Stamp Duties Amendment Act
On Mar. 10, BER PRL confirmed stamp duties amendment act passed.
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BRZ CB Financial Sector Assessment
On Mar. 16, BRZ CB issued rules assessment program (FSAP).
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BRZ CB Management Committee
On Mar. 14, BRZ CB established management committee (Coad),
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BRZ CB Open Finance Operations
On Feb. 1, BRZ CB updated on status of open finance after two years.
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BRZ CB Open Finance Operations
On Feb. 23, BRZ CB revised terminology in open finance resolution.
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BRZ CB Operating Limits Report
On Aug. 16, BRZ CB amended instruction for filing document 2062.
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CAL DoL Workers Comp Annual Report
On Jan. 11, CAL DoL, annual report of inventory, workers comp claims
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CAN GVT Federal Minimum Wage Raise
On Mar. 21, CAN GVT increased federal minimum wage to $16.65.
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CAN YUK GVT Minimum Wage Increase
On Feb. 23, CAN YUK GVT raised Yukon minimum wage to $16.77.
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CDIC Home Savings Deposit Insurance
On Feb. 10, CDIC notice on home savings account deposit insurance.
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C-OSFI Temporary Leverage Exclusions
On Sep. 13, C-OSFI reported on temporary leverage ratio exclusions.
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CT INS Adjuster, Appraiser Renewal
On Mar. 1, CT INS issued FAQs on adjuster and appraiser renewals.
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C-TMX Regulation Assessment Fees
On Feb. 1, C-TMX made changes to market regulation assessment fees
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CZC CB Bank and Credit Union Equity
On Mar. 3, CZC CB issued decree on increasing bank/CU shareholding.
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CZC FIU Manual for Beneficial Owners
On Oct. 3, CZC FIU updated manual for registering beneficial owners.
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CZC PRL Anti-Fraud Legislation
On Feb. 10, CZC PRL issued acts on cooperation coordination with EU.
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CZC PRL Digital/Information Agency
On Dec. 30, CZC PRL issued amendment to act on digital services.
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EGY CB Sustainable Finance Reports
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ESMA Equity Transparency Calculations
On Mar. 1, ESMA issued results of annual transparency calculations.
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ESP GVT Pension System Reform
On Mar. 16, ESP GVT approved RDL on public pension system reform.
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FR ACPR Advertising Life Insurance
On Dec. 19, ACPR issued recommendation on advertising insurance.
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FR CNIL Systematic Receipt Printing
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FR GVT Politically Exposed Functions
On Mar. 21, FR GVT published order on list of politically exposed roles.
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Freddie Custodial Account Letters
On Dec. 14, Freddie custodial account letter agreement requirements.
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GibFSC Fees Newsletter 2023/2024
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HK Tax Business Registration Fees
On Mar. 3, HK Tax informed upcoming gazettal of orders on fees.
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HK Treasury AML/CFT Amendment Bill
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HUN CB Home Loans Framework
On Nov. 28, HUN CB expanded the consumer-friendly loan framework.
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HUN CB Minimum Reserve Rules
On Mar. 20, HUN CB issued an update on the minimum reserve rules.
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IDN CB Inclusive Economic Activities
On Jul. 20, IDN CB issued inclusive economic activities incentive rules.
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IND CCIL CLS Segment Regulations
On Nov. 2, IND CCIL edited continuous linked settlement regulations.
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IND CCIL Forex Settlement Regulations
On Feb. 8, IND CCIL issued changes to forex settlement regulations.
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IND CDSL Investor Grievance Process
On Aug. 17, IND CDSL updated on publicizing grievance mechanism.
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IND INS Fire, Allied Perils Insurance
On Jan. 4, IND INS introduced standard products for dwellings.
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IND NSD Handling of Client Securities
On May 16, IND NSD issued circular revising bye-laws, business rules.
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IND NSD Settlement Fee Amendments
On Feb. 21, IND NSD published amendments to business rules.
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IND NSE Approved Securities, Banks
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IND NSE New User Datagram Protocol
On Mar. 2, IND NSE issued new versions of Linux/Windows UDP server.
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IND NSE Penalty Structure For Audits
On Jan. 24, IND NSE issued a penalty structure for internal audits.
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IND PFRDA Exit and Annuity Process
On Nov. 14, IND PFRDA updated on exit/annuity parallel processing.
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IND RBI Categorizing Urban Banks
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IND RBI Monetary and Policy Measures
On Aug. 5, IND RBI issued governor's statement on monetary policy.
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IND RBI NBFC Regulatory Framework
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IND RBI UCB Compliance Function, CCO
On Sep. 19, IND RBI issued a framework for urban co-op banks.
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IND SEBI Covenant Monitoring System
On Jan. 5, IND SEBI issued circular re monitoring, periodic reporting.
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IND SEBI E-trading System Glitches
On Nov. 25, IND SEBI issued framework to address technical glitches.
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IND SEBI Fee Payment, Payment Mode
On Feb. 7, IND SEBI issued amendments to rules re IND SEBI fees.
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IND SEBI Investor Service Request KYC
On Mar. 16, IND SEBI updated norms for furnishing PAN, KYC details.
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IND SEBI ISIN for Debt Securities
On Oct. 31, IND SEBI reviewed securities on private placement rules.
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IND SEBI Mutual Fund Regulations
On Jan. 25, IND SEBI issued mutual funds amendment regulations.
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IND SEBI on Green Debt Securities
On Feb. 3, IND SEBI issued rules to avoid greenwashing occurrence.
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IND SEBI Portfolio Manager Policies
On Sep. 30, IND SEBI issued a circular for portfolio managers.
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IND SEBI Portfolio Managers Circulars
On Mar. 20, IND SEBI issued master circular for portfolio managers.
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IND SEBI Request for Quote Platform
On Oct. 19, IND SEBI updated on changes to platform permissions.
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IND TN LWB Workers Death Assistance
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IOM FSA Fees Legislation Proposals
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IRE GVT Risk Equalization Fund
On Mar. 14, IRE GVT issued commencement order limiting risk credits.
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IRE PRL Health Insurance Act 2022
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ISR Justice Financial Report Access
On Mar. 7, ISR Justice confirmed commencement of accessibility rules.
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ITA CB IFR and IFD Implementation
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JOR CB Credit Information Companies
On Jan. 17, JOR CB issued instructions for credit information firms.
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JOR CB Microfinance Collections
On Dec. 26, JOR CB issued collection guidelines for microfinance firms.
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JPN DP Personal Data Protection Guides
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JPN FSA Business Owner Guarantee
On Dec. 24, JPN FSA highlighted loan-guarantees for business owners.
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JPN FSA Certified Public Accountants
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JPN JSDA Trades in OTC Securities
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JPN Tax Pay Local Tax Using QR Code
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LTH CB Insurance Firm Management
On Feb. 13, LTH CB amended rules relating to transparency and risk.
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MD INS Guarantee Issue Period Terms
On Feb. 22, MD INS instructed re guaranteed issue period Medicare.
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MLD FIU Reduce Usage of Cheques
On Apr. 7, MLD FIU issued action plan on reducing usage of cheques.
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MLT FIU AML Implementing Procedure
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NC INS Annual Homeowners Report
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NLD ACM Fixed Energy Contract Rules
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NLD GVT Comparison Chart Decree
On Aug. 18, NLD GVT consulted on financial service providers decree.
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NLD GVT Covid-19 Tax Debt Arrears
On Mar. 9, NLD GVT issued cabinet call for more firms to take action.
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NLD GVT Financial Services Exams
On Mar. 6, NLD GVT issued regulation on 2023 targets, test terms.
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NMB CB Support Measures for Covid
On Mar. 26, NMB CB announced emergency support for Covid.
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NOR FA Hiring Rules for Employers
On Feb. 22, NOR FA reported on changes to rules on temporary hiring.
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NOR GVT Competence Regulations
On Jan. 17, NOR GVT issued changes to Competence Reg 2097/2019.
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NOR GVT UK Contract Continuity
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NY LEG Elder Pharma Insurance
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NY LEG Elderly Prescription Eligiblity
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NY LEG Prenatal Medicaid Coverage
On Mar. 3, NY LEG issued bill on prenatal testing Medicaid coverage.
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NY LEG Prohibit Fees on Student Debt
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NZ GVT Accident Compensation Rules
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NZ GVT Minimum Wage Increase
On Feb. 8, NZ GVT said that the adult minimum wage will be rising.
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NZ Tax Changes re GST Tax Invoices
On Sep. 12, NZ Tax noted changes to the rules for GST tax invoices.
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NZ Tax Changes Scheduled in 2022
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OFAC Russia Oil Price Cap Guidance
On Sep. 9, OFAC issued guidance on price cap on Russia oil, by G-7.
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OKL INS Continuous Enrollment End
On Mar. 8, OKL INS reported Medicaid continuous enrollment to end.
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PEN INS Increased Auto Accident Cap
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POL GVT VAT Simplification Measures
On Aug. 8, POL GVT proposed VAT compliance changes in SLIM VAT 3.
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RUS CB Capital for Loan Repayments
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RUS CB Cash Transactions Regulation
On Feb. 14, RUS CB issued draft rules regarding cash transactions.
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RUS CB Credit Bureau Reporting Rule
On Feb. 4, RUS CB issued rules on reporting to them by credit bureau.
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RUS CB Credit History Bureau Reporting
On Oct. 31, RUS CB issued credit history bureaus reporting procedure.
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RUS CB Credit History Bureau Rules
On Mar. 29, RUS CB issued draft rules on credit history procedures.
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RUS CB Credit History Information
On Dec. 21, RUS . issued reg on credit history information retention.
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RUS CB Credit History Search Rules
On Oct. 26, RUS CB updated requirements for credit history search.
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RUS CB Credit Rating Agency Reporting
On Feb. 7, RUS CB issued reporting rules for credit rating agencies.
-
RUS CB Disclosure on Equity Rules
On Jul. 8, RUS CB issued draft information disclosure on equity rules.
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RUS CB Financial Platform Reporting
On Feb. 3, RUS CB issued financial platform reporting procedure rules.
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RUS CB Foreign Currency Reserves
On Mar. 21, RUS CB established required reserves for foreign currency.
-
RUS CB Foreign Securities Trading
On May 30, RUS CB and RUS EXC limited foreign securities trading.
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RUS CB Foreign Security Investments
On Mar. 21, RUS CB issued decision on foreign securities purchases.
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RUS CB Information from CCPs
On Sep. 15, RUS CB issued rules on reporting information from CCPs.
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RUS CB Insurance Broker Reporting
On Feb. 3, RUS CB issued draft rules on insurance brokers reporting.
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RUS CB Investment Fund Registers
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RUS CB Investment Fund Reporting
On Feb. 17, RUS CB issued new reporting for investment funds rules.
-
RUS CB Investment Platform Register
On Jul. 18, RUS CB issued draft platform operator register rules.
-
RUS CB Loan Loss Reserves Formation
On Aug. 31, RUS CB issued rules for forming loan loss reserves.
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RUS CB Mutual Fund Registration
On Sep. 1, RUS CB introduced electronic registration of mutual funds.
-
RUS CB Non-Credit Company Reporting
On Feb. 3, RUS CB issued non-credit organizations reporting rules.
-
RUS CB Non-State Pension Fund Report
On Feb. 3, RUS CB issued reporting rules for non-state pension funds.
-
RUS CB Organized Trading Activity Rule
On Jan. 26, RUS CB issued amendments to organized trading rules.
-
RUS CB Pawnshop Reporting Rules
-
RUS CB Power of Attorney Procedure
On Apr. 29, RUS CB issued draft rules on power of attorney procedure.
-
RUS CB Premium Risk Ratios Updates
-
RUS CB Russian IBAN Format Registered
On Dec. 30, RUS CB issued guidance on Russian IBAN version format.
-
RUS CB Securities Register Operations
On Jan. 19, RUS CB issued reg on maintaining securities register.
-
RUS CB Security Supply and Demand
On Feb. 27, RUS CB issued guidance on demand/supply of securities.
-
RUS CB Specialized Depositaries Rules
On Feb. 3, RUS CB drafted rules for specialized depositor procedures.
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RUS CB Transaction Reporting Rules
On May 13, RUS CB proposed updates to transactions reporting rules.
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RUS CB Voluntary Insurance Regulation
On Jul. 27, RUS CB introduced rules for informing clients by insurers.
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RUS CB Voluntary Insurance Rules
On Dec. 10, RUS CB issued draft ordinance on voluntary insurance.
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RUS ECON Foreign Trade Resolution
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RUS NFA Financial Services Standard
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SC INS Workers Comp Self-Funded Rates
On Dec. 22, SC INS corrective action order for assigned risk plans.
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SIN GVT Mediator Services Income Tax
On Dec. 30, SIN GVT amended qualifying mediators income tax rules.
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SIN GVT on Accounting Bodies Merger
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SIN MAS Order Execution Discretion
On Sep. 3, SIN MAS issued rules for discretion in executing orders.
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SIN NEA Energy Efficiency Fund Boost
On Mar. 2, SIN NEA made enhancements to energy efficiency fund.
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SK CB Foreign Currency Term Deposit
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SK CB Handling of Deposit and Loan
On Mar. 15, SK CB updated deposit and loan handling procedures.
-
SK CB Short-Term Maturity Reduced
On Nov. 10, SK CB revised rules re loan and deposit interest rates.
-
SK CB Trade Finance Support Program
On Jan. 12, SK CB amended trade finance program operations.
-
SK GVT Public Institution Disclosure
On Feb. 3, SK GVT amended ESG disclosures for public institutions.
-
SWI SIX Accounting Standards Update
On Mar. 14, SWI SIX issued updated rules on financial reporting.
-
SWI SIX Accounting Standards Update
On Mar. 21, SWI SIX amended list of recognized accounting standards.
-
SWI SIX New Listings of ETFs and ETPs
-
TAI EXC ETF Issuers and Underlying
On Feb. 3, TAI EXC amended rules according to guidelines on funds.
-
TAI Trust Amendment of BAN logic
On Nov. 15, TAI Trust informed members on the change of BAN logic.
-
TSE Changes to Senior Management
On Dec. 16, TSE issued notice on senior management appointments.
-
UAE DFSA IFRS 17, Buy Now Pay Later
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UAE DFSA Lower Risk Firm Rules
-
UK FCA Economic Crime Levy Payment
On Mar. 9, UK FCA said it will collect UK Treasury economic crime levy.
-
UK FOS 2023 Award Limits Increases
On Mar. 20, UK FOS confirmed its award limits increase from Apr. 1.
-
UK GVT Business Energy Bill Discount
On Jan. 9, UK GVT launched business energy bills discount scheme.
-
UK GVT Commercial Interdependence
On Nov. 21, UK GVT issued rules for determining corporation tax.
-
UK GVT Pension Protection 2022 Levy
On Feb. 1, UK GVT issued order setting pension protection fund levy.
-
UK HMRC Claiming Marginal Relief
-
UK HMRC Corporation Tax Rate Guide
-
UK OFGEM Quarterly Price Cap for Q2
On Feb. 27, UK OFGEM announced latest quarterly price cap update.
-
UKRN CB E-Resident Current Accounts
On Mar. 7, UKRN CB provided right to open current accounts in bank.
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UKRN CB Interbank Payments Process
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UKRN CB Statistical Reporting Rules
On Mar. 16, UKRN CB updated statistical reporting requirements.
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URY GVT Agriculture Loan Deferrals
On Jan. 20, URY GVT reported BROU extended credit drought issues.
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VIE CB Bank Guarantee Regulations
On Sep. 30, VIE CB published new regulations on bank guarantees.
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VT LEG Workers Comp Insurance Rate
On Jan. 25, VT LEG reported workers' comp insurance rate decrease.
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White House Cyber Action Sanctions
On Mar. 31, White House extended sanctions on using cyber acts.
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White House Duties on Russian Goods
On Feb. 24, White House issued proclamation on increasing duties.
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Apr 02
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Apr 03
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BRZ CB Payment Firms Operations
On Mar. 22, BRZ CB regulates authorization for payment institutions.
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BRZ CB Special Credit Funds Transfer
On Mar. 2, BRZ CB instructed credit document, special credit transfers.
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BRZ CVM Adjusts Issuer, Offer Rules
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CAL DFPI Online B/D IA Examinations
On Feb. 28, CAL DFPI reported upcoming B/D and IA online exams.
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CHI NEEQ Report Preparation Q1 2023
On Mar. 22, CHI NEEQ reminded listed companies on preparing report.
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CMS Risk Adjustment Data Validation
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CSA OSC Digital Document Delivery
On Mar. 2, CSA OSC amended electronic delivery of documents rule.
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CSA OSC Exemption from Late Fee
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CSA OSC New OTC Derivatives Fee
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EUREX Clear ESG Transparency
On Mar. 10, EUREX Clear issued circular on ESG clearing compass.
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GE DBoerse ESMA Equity Calculations
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HKEX Reserve Fund Stress Testing
On Feb. 10, HKEX revised stress test assumptions for reserve funds.
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IND CCIL Rupee Derivatives Segment
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IND NSE Clearing, Settlement Formats
On Mar. 15, IND NSE reminded about clearing, settlement file formats.
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IND NSE Dummy Contracts, Symbols
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IND NSE on Standard Clearing Format
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JPN SDEC Pre-settlement Matching
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POL GVT Authorization for Tax Audit
On Mar. 20, POL GVT issued order on authorization form for tax audit.
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SBA Kansas Drought Disaster Loans
On Aug. 5, SBA reported disaster loans for small Kansas businesses.
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SBA Tennessee Drought Disaster Loans
On Aug. 9, SBA offered working capital loans to small businesses.
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TUR EXC Exchange Fee Rebate Model
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UK GVT Mortgage Interest Loan Rules
On Mar. 1, UK GVT published the amendment regulations 2023.
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UK TURQ Block Trade Go-Live Date
On Mar. 13, UK TURQ updated on launch of block trade facility service.
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UK TURQ Release and Enhancements
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White House South Sudan Sanctions
On Apr. 2, White House issued continuation South Sudan program.
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Apr 04
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Apr 05
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Apr 06
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COL INS Unfair Practices Car Insurance
On Mar. 7, COL INS to host stakeholder meeting re car insurance.
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UK GVT Child Trust Fund Regulations
On Mar. 7, UK GVT introduced additional safeguards for investors.
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UK GVT ISA Amendment Regulations
On Mar. 7, UK GVT published the amendment regulations 2023.
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UK GVT Minimum Pension Increase
On Mar. 9, UK GVT issued guaranteed minimum pension order 2023.
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UK GVT PAYE E-Communications
On Mar. 14, UK GVT amended rules re e-communication methods.
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UK GVT Pension Fraud Compensation
On Jul. 27, UK GVT consulted on amendments to protection schemes.
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UK GVT Public Service Pension Tax
On Feb. 6, UK GVT issued public service pension schemes tax rules.
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UK HMRC Electronic Communications
On Feb. 28, UK HMRC amended income and corporation taxes rules.
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UK HMRC Share Incentive Plans, SAYE
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UK HMRC Sole Trader, Partnership Tax
On Nov. 8, UK HMRC announced changes to how it assesses profits.
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UK Treasury EMI Scheme Updates
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Apr 07
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Apr 08
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