May 29
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May 30
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ARG CB Business Plan, Projections
On Feb. 23, ARG CB extended due date of reports for 2022/2023.
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ARG CB Report Deadlines, Extensions
On May 2, ARG CB notified of updates to certain reporting due dates.
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ASX AQUA Crypto-Assets Eligibility
On May 4, ASX amended operating rules and procedures re crypto.
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BUL FSC Issuer Financials Report 2021
On Oct. 28, BUL FSC reminded of deadline for position's submission.
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COL INS Health Plan Discontinuance
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COL INS Health Plan Modifications
On Nov. 18, COL INS proposed procedures for health benefit plans.
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COL INS Multiple Employer Welfare
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EUREX Clear Conditions, Auction Terms
On Apr. 29, EUREX Clear issued circular 031/2022 with amendments.
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Eurex Minimum Block Trade Sizes
On May 20, Eurex updated TES/enLight minimum block trade sizes.
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Euronext CCG CSDR TS2 Value Amends
On May 6, Euronext CCG updated on TS2 field changes due to CSDR.
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ICL CB Closure of ICL FSA Web Service
On May 6, ICL CB confirmed closure has been postponed until May 30.
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IND BSE New UCC Batch File Format
On May 18, IND BSE issued update on batch upload file format UCC.
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IND SEBI Cyber Security and Resilience
On May 20, IND SEBI issued circular on cyber security and resilience.
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ITA ANAC Certification Bodies Reports
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LCH LTD ForexClear EMTA Template Use
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LUX CSSF New eRIIS Platform Launch
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LUX CSSF Transparency Requirements
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NY LEG Reverse Co-op Unit Loans
On Nov. 19, NY LEG updated on bill re reverse co-op apartment loans.
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NYDFS Cooperative Reverse Mortgage
On May 17, NYDFS letter on reverse mortgage lender expectations.
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POL GVT Credit Union Data Records
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RUS CB Foreign Transactions Reporting
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SBA Disaster Aid For WA Nonprofits
On Mar. 30, SBA reported disaster relief available to WA nonprofits.
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SBA Washington Disaster Assistance
On May 19, SBA issued disaster assistance for Washington nonprofits.
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SK FSC KONEX Revitalization Plans
On Jan. 30, SK FSC plan to revitalize Korea Next Exchange (KONEX).
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Thai Tax Juristic Partnerships Reporting
On Mar. 28, Thai Tax extended deadline for juristic partnerships filings.
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May 31
st
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ARG CB Forex, Derivatives Survey
On Apr. 18, ARG CB instructed on required response to BIS survey.
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BEL CB New AMLCO Report Template
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BUL FSC, EU BMR Data Storage Guide
On Feb. 3, BUL FSC issued decisions on EU benchmarks data storage.
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CHI NAFMII Underwriter Evaluation
On May 20, CHI NAFMII held evaluation of credit rating agencies.
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COL INS Salveson Health Enrollment
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C-OSFI Earthquake Exposure Data
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CYP SEC ESMA Benchmarks Guidelines
On May 24, CYP SEC adopted ESMA guidelines on benchmarks as own.
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ESMA Benchmarks Exceptional Cases
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Eurex Euro Fixed Income Futures Limit
On Nov. 5, Eurex issued reporting and position limits for Dec. 2021.
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FINFSA ESMA Benchmarks Guidance
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FR ACPR AML/CFT Company Reporting
On Feb. 8, FR ACPR issued rules on AML/CFT system reporting duties.
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GRE HCMC Benchmark Exception Cases
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IND BSE, NSE Risk Based Supervision
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IND FXA Commercial Borrowing
On May 9, IND FXA said it will hold a workshop on external borrowing.
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IND NSE Maintain Client Bank Account
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IND NSE Penalty Structure For Audits
On Jan. 24, IND NSE issued a penalty structure for internal audits.
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JER JFSC Consolidated AML Handbook
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JER JFSC MyProfile Portal Launch
On Oct. 26, JER JFSC launched new system for updating information.
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JER States Greater AML Fining Powers
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LCH LTD Cades Initial Margin Collateral
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LCH LTD Remuneration Committee
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LUX CSSF Indices used as Benchmarks
On Dec. 24, LUX CSSF issued update on EU benchmark regulation.
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LUX GVT Investment Real Estate Levy
On Jan. 20, LUX GVT issued circular on levy for investment vehicles.
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MLT FSA ESMA Benchmarks Guidance
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MT INS Coverage for Colonoscopies
On Mar. 11, MT INS advised on coverage for preventative colonoscopy.
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NOR GVT Annual Accounts Extension
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NORFSA ESMA Benchmarks Guidance
On Dec. 21, NORFSA updated on ESMA Benchmarks Regulation guide.
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PHI INS Annual Statements for 2021
On Mar. 11, PHI INS issued guide on submission of statements.
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PHI INS Pre-Need Company Reporting
On Jan. 11, PHI INS extended deadline for reporting requirements.
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PHI INS Standard Chart of Accounts
On Nov. 29, PHI INS issued revised SCA for insurance brokers.
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PHI Tax Annual Income Tax Returns
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RSA FSCA Crypto Information Request
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SK FSC Corporate Governance Report
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SK Tax Payment of Capital Gains Tax
On May 1, SK Tax reminded of the need to pay CGT by May 31.
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SK Tax Tax Reporting and Payment
On Feb. 8, SK Tax reminded of need to report and pay stamp duty.
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SRI SEC Relaxed Margin Provider Rules
On Apr. 23, SRI SEC relaxed margin providers regulatory standards.
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TAI Tax Online Income Data Inquiry
On Apr. 13, TAI Tax informed on using IC card to inquire data online.
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TUR Cust Electronic Collateral Use
On Sep. 23, TUR Cust updated electronic guarantee collateral.
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UK FCA Annual Financial Crime Report
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UK GVT Abramovich Chelsea Sanctions
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UKRN CB Acceptable Collateral
On May 9, UKRN CB expanded instruments accepted as collateral.
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Jun 01
st
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ARG CB Minimum Cash Requirements
On Jan. 3, ARG CB issued communication re Jan. 2022 cash position.
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BEL CB UAH/Euro Account Exchange
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BEL CB Ukrainian Currency Exchange
On May 20, BEL CB confirmed Ukrainian banknotes can be exchanged.
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BNG CB Electronic Dealing System
On Nov. 16, BNG CB issued guidelines for interbank money market.
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BRZ CB Depin Authorized Forex Dealers
On Jan. 11, BRZ CB informed on criteria for dealer accreditation.
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BRZ CB Real Estate Finance Criteria
On May 27, BRZ CB issued conditions, criteria for entities financing.
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BRZ CB Repealed Regulations Notice
On Mar. 14, BRZ CB informed on repealed regulations for payments.
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BRZ CB Revoked Regulations 2022
On May 16, BRZ CB informed on repealed regulations, circulars.
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BRZ CVM Publicly-Held Company Rules
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CAN PEI PRL Employee Disclosed Pay
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CHI CB Revised Inspection Procedures
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CHI SAFE Administrative Penalties
On Jun. 24, CHI SAFE proposed standardization of penalties.
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C-MFDA Ban Deferred Sales Charges
On Feb. 20, C-MFDA on ban on deferred sales change option.
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COL LEG Indigent Health Care Billing
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C-OSFI SMSBs Standardized Approach
On Dec. 20, C-OSFI letter on SMSB's use of standardized approach.
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CSA Ban on Embedded Commission
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CSA Deferred Sales Charge Ban
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CSA NBW Mutual Fund Loan Charge Ban
On Jan. 20, CSA NBW reported multi-province sales charge ban.
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CSA OEO Trailer Ban Temp Exemptions
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CSA OSC Deferred Sales Charge Ban
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CSA OSC Mutual Fund Sales, Disclosure
On Jun. 30, CSA OSC issued ministerial approval of local amendments.
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CSA Que Segregated Fund Load Fees
On Feb. 28, CSA Que requested fee prohibitions to align with insurers.
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CSA SSK Mutual Fund Prospectus
On Jan. 15, CSA SSK published mutual fund changes in the Gazette.
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DEN GVT Financial Supervisor Board
On May 17, DEN GVT issued rules for DEN FSA board of directors.
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DEN GVT Loan Guarantee Schemes
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EBA Guidelines for AML Cooperation
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EBA Limited Network Exclusion PSD2
On Feb. 24, EBA issued PSD2 limited network exclusion guidelines.
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EC Vertical Block Exemption Rules
On May 10, EC issued new vertical block exemption regulation, guide.
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ECB Bank Supervision, EBA Guidelines
On May 20, ECB updated on compliance with EBA AML guidelines.
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EFAMA FinDaTex Euro ESG Template
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EPC SEPA Request-to-Pay Scheme
On Nov. 30, EPC issued first SEPA request-to-pay scheme rulebook.
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ESMA LIS/SSTI Calculations For Bonds
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ESP GVT Code of Good Practices
On May 10, ESP GVT approved practice code for financial entities.
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EU CNCL Syria Sanction Designation
On Jan. 15, EU CNCL added Faisal Mekdad to EU Syria sanctions list.
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EU EPO User Area Pilot Project
On Aug. 19, EU EPO issued rules for the User Area Pilot Project.
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Europalov Bank, Firm Software Assets
On Jun. 3, Europalov updated on regulation re banks software assets.
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Europalov Corporate Governance
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Europalov CRR Market Risk Approach
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Europalov CRR Market Risk Reporting
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Europalov Transferable Securities
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Fed FedNow Rule J Fund Transfers
On May 19, Fed issued final rule on funds transfers over FedNow.
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HK Tax Country-By-Country
On Mar. 21, HK Tax updated country-by-country report timeline.
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HUD Property Preservation Claims
On Jun. 1, HUD defined property preservation costs claims standards.
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IND INS Fire, Allied Perils Insurance
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IND NSE Approved Securities, Banks
On Jan. 20, IND NSE revised list of approved securities and banks.
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IND SEBI Convert Private Listed Trusts
On Feb. 9, IND SEBI issued rules on conversion to private listed trusts.
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ITA IDEM MIFID II Agreed Operations
On Jun. 1, ITA IDEM issued minimum dimensions for operations.
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ITA IDEM MIFIR Concerted Transactions
On May 20, ITA IDEM issued rules on minimum and deferred effect.
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LTH CB Remuneration and Governance
On May 20, LTH CB notified compliance with EU governance guidelines.
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LUX CAA Dormant Insurance Contracts
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LUX CSSF Limited Network Exclusion
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MCH INS Max Cemetery Assignment
On Mar. 21, MCH INS issued bulletin on maximum assignment values.
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MD LEG Health Insurance Subsidy Bill
On May 16, MD signed bill to study subsidy program for small business
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MD LEG Pension Covid Death Benefits
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MD LEG State Reemployed Retirees
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MLD FIU Reduce Usage of Cheques
On Apr. 7, MLD FIU issued action plan on reducing usage of cheques.
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MLT FSA Payment Transaction Reports
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MN LEG Claims Collection Licensing
On May 22, MN LEG reported bill re claims collection registration.
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Nasdaq Nordic Direct Listing US Shares
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NC INS Increased Homeowners' Rates
On Dec. 29, NC INS hearing to resolve homeowners' insurance rate.
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NGR CB Shared Services Guidelines
On May 26, NGR CB issued shared services guidelines, Jun. 1, 2022.
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NM INS Small Group Premium Relief
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NY LEG Pharmacy Benefit Managers
On Jan. 2, NY LEG signed bill regulating pharmacy benefit managers.
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PAN CB AML TR01 Reporting
On Dec. 14, PAN CB instructed on additions to TR01 reporting data.
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PHI CB Financial Consumer Protection
On Sep. 5, PHI CB proposed financial consumer protection act.
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POL GVT Trading Rules Amendments
On Dec. 15, POL GVT issued rules on trading financial instruments.
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POR ASF Insurance Risk Governance
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POR ASF Motor Vehicle Insurance
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RSA FSCA Cutting Red Tape re Listings
On Feb. 15, RSA FSCA issued JSE proposed amends to listing rules.
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RUS CB Reduced Leverage Provisions
On May 20, RUS CB reduced leverage brokers can provide to clients.
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RUS Tax Debtors' Blocking Relief
On Mar. 10, RUS Tax suspended the blocking of debtors' accounts.
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SAU CMA Auditor Registration
On Dec. 20, SAU CMA issued rules for registering auditors of entities.
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SD LEG Higher Education Savings Plan
On Feb. 10, SD LEG issued bill to revise higher education savings plan.
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SK FTC Fair Trade Compliance Programs
On May 19, SK FTC issued new rules given expiry of existing rules.
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SWI SIX Trading Parameters Guide
On Jun. 11, SWI SIX issued notification of regulatory changes.
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TAI EXC Market Information IP Feed
On May 4, TAI EXC manual on transmission of market information.
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TAI Justice Health Insurance Benefits
On May 14, TAI Justice amended medical services reference list.
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Thai SEC Green Bonds, Digital Tokens
On Mar. 7, Thai SEC updated on decisions from recent meeting.
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Thai SEC Personal Data Protection
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Thai SEC Provident Fund Suspension
On May 8, Thai SEC updated on provident fund suspended credits.
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TX INS Advisory NCCI Loss Cost Filings
On Feb. 15, TX INS issued revised 2022 advisory loss costs filings.
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UAE DFSA Credit Funds Regime
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UK FCA Pension Wise Guidance Nudge
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UK GVT Block Exemption Order
On May 9, UK GVT issued vertical agreements block exemption rules.
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UK GVT Financial Claims Act 2018
On May 6, UK GVT commenced provisions of the financial claims act.
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UK GVT Pension Guidance Boost
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UK GVT Rebalancing, US Tariffs
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UK HMRC Disclosure of Tax Schemes
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UK LME Agreement and Rule Changes
On May 20, UK LME updated rulebook and warehouse agreement.
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VIE SEC Derivative Securities Market
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Jun 02
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Jun 03
rd
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Jun 04
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Jun 05
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Jun 06
th
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CSA OSC Outside Business Late Fees
On May 15, CSA OSC approved rules on late fees for outside business.
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CSA Registration, Outside Activity
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FASB New Reference Rates Guidance
On Mar. 12, FASB issued guidance as to new Libor reference rates.
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HKEX Communication Platform 2.0
On Apr. 12, HKEX stated rollout of electronic communication program.
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ITA ANAC Methods to Report Breaches
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POL GVT Macroprudential Supervision
On May 6, POL GVT issued consolidated text of Act of Aug. 5, 2015.
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SBA Oklahoma Storm Disaster Relief
On Apr. 8, SBA offered disaster assistance to Oklahoma storm victims.
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TAI EXC Assignment of Ticker Symbols
On May 4, TAI EXC amended ticker symbol principles re STOs.
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UK GVT Enforcement of Ivory Dealing
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UK GVT Finance Act Appointed Day
On May 24, UK GVT appointed Jun. 6 start for dormant assets rule.
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WV LEG Children's Health Ins Program
On Apr. 19, WV LEG bill on children's health insurance operations.
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WV LEG Supplier Certification Bill
On Apr. 19, WV LEG published bill re supplier certification assistance.
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Jun 07
th
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Jun 08
th
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Jun 09
th
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NLD DNB Integrity Risk Questionnaire
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NLD DNB Trust Office Periodic Reports
On Apr. 11, NLD DNB issued forms for trust offices' periodic reports.
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SK FSC Request Interest Rate Cut
On Nov. 1, SK FSC improved system for consumers to reduce rates.
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WAS LEG Condo Conversion Program
On Mar. 24, WAS LEG issued bill for tenant-to-homeowner program.
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WAS LEG Confidentiality by WAS FIN
On Mar. 4, WAS LEG passed bill on data shared with the WAS FIN.
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WAS LEG Donor Human Milk Coverage
On Mar. 30, WAS LEG bill requiring donor human milk coverage.
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WAS LEG Employee Confidentiality
On Mar. 4, WAS LEG signed bill to protect confidentiality of employees.
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WAS LEG Family and Medical Leave
On Mar. 30, WAS LEG reported bill on FMLA use and requirements.
-
WAS LEG Insurance Guaranty Fund
On Mar. 24, WAS LEG issued bill to expand association membership.
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WAS LEG Minors Partial Hospitalizations
On Mar. 17, WAS LEG signed bill on partial hospitalizations for minors.
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WAS LEG Prescription Drug Affordability
On Mar. 24, WAS LEG bill created prescription drug affordability board.
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WAS LEG Relating To Business Entities
On Mar. 11, WAS LEG signed bill on business entities provisions.
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WAS LEG Service Provider for State FIs
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WAS LEG Surplus Funds Investments
On Mar. 17, WAS LEG governor signed bill re State surplus allocation.
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WAS LEG Worker Compensation Claim
On Mar. 31, WAS LEG issued bill on reopening workers' comp claims.
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WV LEG 457 (B) Plan Enrollement
On Apr. 19, WV LEG bill on State's 457 (B) plan automatic enrollment.
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WV LEG Medical Liability Insurance
On Apr. 20, WV LEG reported bill re to State Medical Practice Act.
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WV LEG Occupational Licensing Bill
On Apr. 19, WV LEG issued bill on occupational licensing requirements.
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WV LEG Public Depository Discretion
On Mar. 28, WV LEG issued bill on bank discretion to receive deposits.
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WV LEG Wage Payment and Collection
On Mar. 11, WV LEG issued bill amending employer payment of wages.
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Jun 10
th
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AST ASIC New Market Integrity Rules
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AST ASIC Payment for Order Flow
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FINRA Delayed Trade Modifier Rule
On Nov. 22, FINRA proposed rule, members to identify delayed trade.
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JER JFSC Licence Revocation Requests
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PEN LEG Ida Hurricane Federal Loans
On Oct. 1, PEN LEG announced low rate loans for hurricane damages.
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TAI FSC ESG Offshore Funds Disclosure
-
WV LEG Bank Energy Company Boycott
On Mar. 12, WV LEG issued bill on actions against boycotting banks.
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WV LEG City/Municipality Taxes Due
On Apr. 19, WV LEG issued a bill on city or municipality tax due dates.
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WV LEG Land Reuse Tax Exemptions
On Mar. 12, WV LEG reported bill re property tax collection, exemption
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WV LEG Managed Care Tax Increase
On Mar. 12, WV LEG bill to raise managed care tax in certain cases.
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WV LEG Real Estate Appraiser License
On Apr. 19, WV LEG issued bill on real estate appraiser licensing rules.
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WV LEG Security for Public Deposits
On Mar. 30, WV LEG issued bill on the security for public deposits act.
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WV LEG Unclaimed Property Bill
On Apr. 19, WV LEG issued bill on unclaimed property administration.
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Jun 28
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Jun 29
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Jun 30
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See next month
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Jul 01
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See next month
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Jul 02
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