Nov 17
th
N/A
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Nov 18
th
N/A
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Nov 19
th
N/A
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Nov 20
th
N/A
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Nov 21
st
N/A
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Nov 22
nd
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Nov 23
rd
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Nov 24
th
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ASX Austraclear Service Release 20
On Sep. 2, ASX said Austraclear service release scheduled to go live.
On Sep. 2, ASX said Austraclear service release scheduled to go live.
-
CAL LEG Fire Emergency Proclaimed
On Sep. 19, CAL LEG proclaimed emergency re TCU lightning fires.
On Sep. 19, CAL LEG proclaimed emergency re TCU lightning fires.
-
Clear Markets SEF Oversight Committee
On Nov. 5, Clear Markets SEF reported amendments to SEF rulebook.
-
EUREX Clear C7 SCS Release 4.5
On Jan. 22, EUREX Clear introduced C7 securities clearing service 4.5.
On Jan. 22, EUREX Clear introduced C7 securities clearing service 4.5.
-
FICC Intraday Mark-To-Market Charge
On Mar. 14, FICC proposed to adopt intraday mark-to-market charge.
On Mar. 14, FICC proposed to adopt intraday mark-to-market charge.
-
IND IFSCA Fund Management Proposal
On Dec. 21, IND IFSCA approved proposal on review of regulations.
-
KRX Membership System Guidelines Revised
On Nov. 14, KRX published revised membership system guidelines.
On Nov. 14, KRX published revised membership system guidelines.
-
NSCC Mutual Fund Profile Security
On Aug. 22, NSCC issued mutual fund profile security enhancements.
On Aug. 22, NSCC issued mutual fund profile security enhancements.
-
RUS CB Credit History Information Inquiry
On Feb. 11, RUS CB proposed rules on procedure for notary requests.
On Feb. 11, RUS CB proposed rules on procedure for notary requests.
-
RUS CB Notary Information Request Ord
On Jan. 31, RUS CB proposed rules for notary information requests.
On Jan. 31, RUS CB proposed rules for notary information requests.
-
UK HMRC Income Tax PAYE Rules
On Nov. 3, UK HMRC issued amendments to income tax regulations.
On Nov. 3, UK HMRC issued amendments to income tax regulations.
-
UKRN CB Investor Access to War Bonds
On Mar. 2, UKRN CB depository simplified investor access to war bond.
On Mar. 2, UKRN CB depository simplified investor access to war bond.
|
Nov 25
th
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COL LEG Consumer AI Protections Delay
On Aug. 28, COL LEG enacted bill delaying AI protections effectiveness
On Aug. 28, COL LEG enacted bill delaying AI protections effectiveness
-
EC Action on AML6 Non-transposition
On Sep. 25, EC opened infringement cases against 11 EU states.
On Sep. 25, EC opened infringement cases against 11 EU states.
-
ECC Clearing Conditions Amendments
On Jul. 31, ECC issued clearing conditions amendments in release 66A.
-
Euronext Harmonized Trade Rulebook
On Nov. 22, Euronext issued a harmonized rulebook on trading.
On Nov. 22, Euronext issued a harmonized rulebook on trading.
-
IND NPC RuPay Presentment Transactions
On Oct. 23, IND NPC declared fuel surcharge fee validation on RuPay.
On Oct. 23, IND NPC declared fuel surcharge fee validation on RuPay.
-
JPN CB Payment Messaging Standard
On Feb. 28, JPN CB issued a plan to update ISO 20022 standard.
On Feb. 28, JPN CB issued a plan to update ISO 20022 standard.
-
PHI SEC Authorized Capital Stock
On Nov. 17, PHI SEC issued capital stock increase request deadline.
On Nov. 17, PHI SEC issued capital stock increase request deadline.
-
SBA California Drought Loss Loans
On Mar. 28, SBA drought aid to CAL small businesses and nonprofits.
On Mar. 28, SBA drought aid to CAL small businesses and nonprofits.
-
SBA Drought Aid TN Small Businesses
On Apr. 1, SBA reported loans available for Tennessee businesses.
On Apr. 1, SBA reported loans available for Tennessee businesses.
-
SBA Drought, Aid MO Small Businesses
On Mar. 28, SBA reported loans available to Missouri small businesses.
On Mar. 28, SBA reported loans available to Missouri small businesses.
-
SBA Louisiana January Winter Storm Aid
On Feb. 7, SBA reported disaster loans for Louisiana small businesses.
On Feb. 7, SBA reported disaster loans for Louisiana small businesses.
-
SBA Offer Relief to AZ Small Businesses
On Mar. 28, SBA offered aid to AZ small businesses and nonprofits.
On Mar. 28, SBA offered aid to AZ small businesses and nonprofits.
-
SBA Offer Relief to HWI Small Businesses
On Mar. 28, SBA offered aid to Hawaii small businesses and nonprofits.
On Mar. 28, SBA offered aid to Hawaii small businesses and nonprofits.
-
SBA Offers Aid to UTA Small Businesses
On Mar. 28, SBA offered relief to Utah small businesses, nonprofits.
On Mar. 28, SBA offered relief to Utah small businesses, nonprofits.
-
SBA Offers Aid to WY Small Businesses
On Mar. 28, SBA offered aid to WY small businesses and nonprofits.
On Mar. 28, SBA offered aid to WY small businesses and nonprofits.
-
SBA Offers Maryland Drought Relief
On Apr. 1, SBA made aid available to MD small businesses and PNPs.
On Apr. 1, SBA made aid available to MD small businesses and PNPs.
-
SBA Offers Mississippi Drought Relief
On Apr. 1, SBA made aid available to MS small businesses and PNPs.
On Apr. 1, SBA made aid available to MS small businesses and PNPs.
-
SBA Offers OKL Businesses Drought Aid
On Mar. 28, SBA offered disaster loans to small businesses, nonprofits.
On Mar. 28, SBA offered disaster loans to small businesses, nonprofits.
-
SBA Offers Relief to COL Small Business
On Mar. 28, SBA offered aid to Colorado small businesses, nonprofits.
On Mar. 28, SBA offered aid to Colorado small businesses, nonprofits.
-
UK HMRC Repayment of Economic Crime Levy
On Nov. 4, UK HMRC issued regulations on economic crime AML levy.
On Nov. 4, UK HMRC issued regulations on economic crime AML levy.
|
Nov 26
th
-
ARG CB Electronic Currency Platform
On Oct. 31, ARG CB updated SIOPEL rules for vaults, banknotes, cash.
On Oct. 31, ARG CB updated SIOPEL rules for vaults, banknotes, cash.
-
POL GVT Compulsory Motor Insurance
On May 12, POL GVT issued draft act amending related acts on field.
On May 12, POL GVT issued draft act amending related acts on field.
-
POL GVT Internships for Unemployed
On Nov. 12, POL GVT issued regulation on method and procedure.
On Nov. 12, POL GVT issued regulation on method and procedure.
-
POL GVT Labor Market Specialties
On Nov. 12, POL GVT issued regulation on labor market professions.
-
POL GVT Registration, VAT Acts
On Nov. 12, POL GVT issued act 1541 amending registration, VAT acts.
On Nov. 12, POL GVT issued act 1541 amending registration, VAT acts.
|
Nov 27
th
|
Nov 28
th
-
ARG Tax Extends Payment Plan Deadline
On Oct. 1, ARG Tax extended the deadline for payment plan to Nov. 28
On Oct. 1, ARG Tax extended the deadline for payment plan to Nov. 28
-
ARG Tax Income Tax Payment Facility
On Oct. 22, ARG Tax extended the deadline for joining the regime.
On Oct. 22, ARG Tax extended the deadline for joining the regime.
-
BRZ Tax Dispute of Legal Controversy
On Aug. 15, BRZ Tax released proposal to join tax dispute transaction.
On Aug. 15, BRZ Tax released proposal to join tax dispute transaction.
-
CHI DP Cybersecurity Insurance Pilot
On Nov. 4, CHI DP issued notice on cybersecurity insurance cases.
On Nov. 4, CHI DP issued notice on cybersecurity insurance cases.
-
CHI NAFMII Underwriting Member Evaluation
On Nov. 14, CHI NAFMII launched 2025 market evaluation for members.
On Nov. 14, CHI NAFMII launched 2025 market evaluation for members.
-
CSA National Systems Fee Increase
On Nov. 21, CSA proposed amendments to SEDAR+ and NRD fees.
-
NGR SEC Equities Settlement Cycle
On Jun. 3, NGR SEC issued circular on implementation of T+2 cycle.
On Jun. 3, NGR SEC issued circular on implementation of T+2 cycle.
-
PHI CB Enhanced COCREE Report
On Aug. 29, PHI CB issued draft on enhanced COCREE report of 2023.
On Aug. 29, PHI CB issued draft on enhanced COCREE report of 2023.
-
PHI Tax Deadline Extension re Typhoon
On Nov. 7, PHI Tax decided to extend tax deadlines by Nov. 28, 2025.
On Nov. 7, PHI Tax decided to extend tax deadlines by Nov. 28, 2025.
-
PHI Tax Deadline Extension re Typhoon
On Nov. 10, PHI Tax decided to extend tax deadlines to Nov. 28, 2025.
On Nov. 10, PHI Tax decided to extend tax deadlines to Nov. 28, 2025.
-
POL GVT Bank Account and Death Date
On Apr. 30, POL GVT issued bill to amend Banking Act on said topic.
On Apr. 30, POL GVT issued bill to amend Banking Act on said topic.
-
SBA Drought Relief MCH Small Business
On Apr. 16, SBA made relief available to MCH small businesses.
On Apr. 16, SBA made relief available to MCH small businesses.
-
SBA Tennessee Drought Victims Relief
On Apr. 4, SBA offered aid to TN small businesses, private nonprofits.
On Apr. 4, SBA offered aid to TN small businesses, private nonprofits.
-
SK FSS Debt Collection Guidelines
On Nov. 29, SK FSS revised debt collection and loan sales guidelines.
On Nov. 29, SK FSS revised debt collection and loan sales guidelines.
-
UK Treasury CCP Transitional Regime
On Sep. 10, UK Treasury extended regime for central counterparties.
On Sep. 10, UK Treasury extended regime for central counterparties.
-
UK Treasury Overseas Regime Regulation
On Oct. 31, UK Treasury issued instrument re overseas recognition.
On Oct. 31, UK Treasury issued instrument re overseas recognition.
-
UK Treasury Recognition Regime Rules
On Jul. 15, UK Treasury issued draft overseas recognition regime rules.
On Jul. 15, UK Treasury issued draft overseas recognition regime rules.
|
Nov 29
th
|
Nov 30
th
-
ALSK INS Extends Premium Grace Period
On Oct. 14, ALSK INS on limiting late payment policy cancellations.
On Oct. 14, ALSK INS on limiting late payment policy cancellations.
-
ARG CNV VASPs Operating Conditions
On Jul. 15, ARG CNV specified conditions for asset requirement.
On Jul. 15, ARG CNV specified conditions for asset requirement.
-
AST ACMA Scam Messages Protection
On Mar. 27, AST ACMA issued proposal regarding SMS sender IDs.
On Mar. 27, AST ACMA issued proposal regarding SMS sender IDs.
-
CAN QUE GVT Services During Lockout
On Feb. 19, CAN QUE GVT introduced bill to keep essential services.
-
CAY GVT Country-By-Country Reporting
On Aug. 29, CAY GVT reported on reporting, re-registration deadline.
On Aug. 29, CAY GVT reported on reporting, re-registration deadline.
-
COL INS Enhanced Premium Subsidies
On Jun. 24, COL INS issued draft on health insurance affordability.
On Jun. 24, COL INS issued draft on health insurance affordability.
-
COL INS Policy Information Requests
On Jul. 31, COL INS proposed draft regulation on policy information.
-
ESMA Cloud Outsourcing Guidelines
On May 10, ESMA issued cloud service provider outsourcing guidance.
On May 10, ESMA issued cloud service provider outsourcing guidance.
-
IDNA LEG Improving Price Transparency
On Jan. 22, IDNA LEG issued Executive order on price transparency.
On Jan. 22, IDNA LEG issued Executive order on price transparency.
-
IND BSE RBS Data Submission Reminder
On Apr. 9, IND BSE reminded of risk based supervision submission.
On Apr. 9, IND BSE reminded of risk based supervision submission.
-
IND BSE Submitting Internal Audit Report
On Apr. 4, IND BSE reminded members on half year internal audit.
On Apr. 4, IND BSE reminded members on half year internal audit.
-
IND PFRDA Unified Pension Scheme
On Jan. 27, IND PFRDA issued proposal re Unified Pension Scheme.
On Jan. 27, IND PFRDA issued proposal re Unified Pension Scheme.
-
IND SEBI Proposal to Ease IPO Process
On Jul. 31, IND SEBI proposed amendments to ICDR regulations.
On Jul. 31, IND SEBI proposed amendments to ICDR regulations.
-
MLY COM Business Report System 2.0
On Nov. 26, MLY COM made MBRS 2.0 report submission mandatory.
-
NZ GVT Scam Safeguards, Compensation
On Apr. 23, NZ GVT discussed updated banking code regarding scams.
On Apr. 23, NZ GVT discussed updated banking code regarding scams.
-
PAK CB Cash Deposit Machine Increase
On Sep. 4, PAK CB issued a circular on digitization initiatives in banks.
On Sep. 4, PAK CB issued a circular on digitization initiatives in banks.
-
PHI CB Establishment of Digital Banks
On Aug. 8, PHI CB lifted moratorium on establishment of digital banks.
On Aug. 8, PHI CB lifted moratorium on establishment of digital banks.
-
SIN Tax Corporate Tax Filing for 2025
On May 5, SIN Tax updated filing forms for year of assessment 2025.
On May 5, SIN Tax updated filing forms for year of assessment 2025.
-
SK FSS Investment Sales Procedures
On Oct. 17, SK FSS proposed extension of guide on sales procedures.
On Oct. 17, SK FSS proposed extension of guide on sales procedures.
-
SRI Tax Personal Identification Number
On Oct. 10, SRI Tax published notice re personal identification number.
On Oct. 10, SRI Tax published notice re personal identification number.
-
TAI IAA Sales Agents Education Plan
On Nov. 5, TAI IAA reminded member companies to submit plan.
On Nov. 5, TAI IAA reminded member companies to submit plan.
-
TUR Tax E-ledger Deadlines Extended
On Jun. 3, TUR Tax extended deadlines for filing e-ledgers/certificates.
On Jun. 3, TUR Tax extended deadlines for filing e-ledgers/certificates.
-
TUR Tax E-Ledger Files Deadlines
On Mar. 6, TUR Tax extended previous deadlines re earthquake.
On Mar. 6, TUR Tax extended previous deadlines re earthquake.
-
UK OFSI Annual Frozen Asset Review
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
-
UK Treasury Capital Buffers Regulations
On Jun. 9, UK Treasury issued consequential amendments to rules.
On Jun. 9, UK Treasury issued consequential amendments to rules.
-
VIE GVT Social Insurance Compliance
On Oct. 16, VIE GVT issued decree re social insurance compliance.
On Oct. 16, VIE GVT issued decree re social insurance compliance.
|
Dec 01
st
-
ARG CB Bank Accounts in US Dollars
On Aug. 7, ARG CB approved the use of electronic checks in dollars.
On Aug. 7, ARG CB approved the use of electronic checks in dollars.
-
ARG CB Net Global Forex Position
On Jun. 26, ARG CB replaced rates for non-financial public sector.
On Jun. 26, ARG CB replaced rates for non-financial public sector.
-
AUT PRL X-Border Commuter Permit
On Oct. 8, AUT PRL updated on bill amending residence, work permit.
On Oct. 8, AUT PRL updated on bill amending residence, work permit.
-
BBg MTF Rulebook for Participants
On Jan. 3, BBg MTF published multilateral trading facility rulebook.
On Jan. 3, BBg MTF published multilateral trading facility rulebook.
-
BEL GVT Compulsory Health Care
On Jan. 23, BEL GVT amended decree on compulsory health care.
On Jan. 23, BEL GVT amended decree on compulsory health care.
-
BEL GVT Environmental Policy Decree
On Aug. 6, BEL GVT issued amending decree on environmental policy.
On Aug. 6, BEL GVT issued amending decree on environmental policy.
-
BEL MTS Regulatory Specifications 2025
On Mar. 25, BEL MTS issued associated markets common market rules.
On Mar. 25, BEL MTS issued associated markets common market rules.
-
BNG CB Primary Dealer Liquidity Support
On Sep. 22, BNG CB issued guidance re assured liquidity support.
On Sep. 22, BNG CB issued guidance re assured liquidity support.
-
BRZ Anbima Pre-Matching for Repos
On Oct. 1, BRZ Anbima reported mandatory pre-matching as of Dec.
On Oct. 1, BRZ Anbima reported mandatory pre-matching as of Dec.
-
BRZ CB BC Protege + Account Restrictions
On Sep. 11, 2025, BRZ CB reported procedures for BC Protege +.
On Sep. 11, 2025, BRZ CB reported procedures for BC Protege +.
-
BRZ CB Information Security, Access
On Jun. 4, BRZ CB re unit and procedures for confidential data, access
On Jun. 4, BRZ CB re unit and procedures for confidential data, access
-
BRZ CB Mandatory Closure of Accounts
On Nov. 3, BRZ CB expanded scope for deposit, payment accounts.
On Nov. 3, BRZ CB expanded scope for deposit, payment accounts.
-
BRZ CB New Services For Citizens
On May 26, BRZ CB announced new services for citizens via Res 475.
On May 26, BRZ CB announced new services for citizens via Res 475.
-
BRZ CB Open, Close Payment Account
On May 19, BRZ ruled on opening, maintaining and closing accounts.
On May 19, BRZ ruled on opening, maintaining and closing accounts.
-
BRZ CB Operation of Deposit Accounts
On Feb. 17, BRZ CB amends deposit account operations rules.
On Feb. 17, BRZ CB amends deposit account operations rules.
-
BRZ CB Payment Systems Updates
On Feb. 15, BRZ CB made changes to certain payment operations.
On Feb. 15, BRZ CB made changes to certain payment operations.
-
BRZ CB Risk Management Structure
On Jun. 30, BRZ CB provided information on stress tests required.
On Jun. 30, BRZ CB provided information on stress tests required.
-
CAN PAY Bill Payment Improvements
On Mar. 22, CAN PAY issued consultation on bill payments changes.
-
CFPB Business Lending Under ECOA
On Sep. 1, CFPB proposed small business lending data collection rule.
-
CFTC Non-US Swap Reporting Relief
On Oct. 28, CFTC extended no-action relief for certain swap reporting.
-
CHI CB AML/CFT Measures Proposal
On Jul. 18, CHI CB proposed AML/CFT rules re financial institutions.
On Jul. 18, CHI CB proposed AML/CFT rules re financial institutions.
-
CHI SH HRSS Work Injury Insurance
On Nov. 9, CHI SH HRSS issued opinions re over-age staff, interns.
On Nov. 9, CHI SH HRSS issued opinions re over-age staff, interns.
-
CHL CMF Fund Audit Requirements
On Nov. 11, CHL CMF updated reporting requirements for fund audits.
-
COL INS Insurer Interim Progress Report
On Nov. 14, COL INS issued bulletin on required insurer report.
-
CSA NBW Title Protection Bodies, Fee
On Jan. 11, CSA NBW proposed rules advisor, planner credentials, fees
-
DEL INS Workers' Comp Rate Decrease
On Oct. 23, DEL INS reported ninth workers' compensation rate decrease.
On Oct. 23, DEL INS reported ninth workers' compensation rate decrease.
-
ECB Governing Council Oct. Decisions
On Oct. 18, ECB issued decisions taken by its Governing council.
On Oct. 18, ECB issued decisions taken by its Governing council.
-
ECB Investment Fund Statistic Reports
On Jul. 12, ECB issued amended rules on investment fund statistics.
On Jul. 12, ECB issued amended rules on investment fund statistics.
-
ECC EEX Derivatives Contracts Optimized
On Oct. 28, ECC issued circular on EEX transaction size limit increase.
On Oct. 28, ECC issued circular on EEX transaction size limit increase.
-
ESMA Members Of The CCP Committee
On May 28, ESMA renewed chair and 2 members of CCP committee.
On May 28, ESMA renewed chair and 2 members of CCP committee.
-
EU Enrg Exc T7 SMP Functionality Activation
On Oct. 20, EU Enrg Exc issued announcement re T7 SMP functionality.
-
EUREX Clear OTC IRS Portfolios' Margin
On Oct. 20, EUREX Clear updated on margin concentration add-on.
On Oct. 20, EUREX Clear updated on margin concentration add-on.
-
EUREX Clear Revised Fee Regulations
On Sep. 2, EUREX Clear issued circular on changes to fee regulations.
On Sep. 2, EUREX Clear issued circular on changes to fee regulations.
-
Eurex Rules and Conditions for Trading
On Jul. 3, Eurex amended trading conditions at Eurex Deutschland.
On Jul. 3, Eurex amended trading conditions at Eurex Deutschland.
-
Fannie Compliance Rules Severity Level
On Nov. 3, Fannie reported testing of updated severity level changes.
On Nov. 3, Fannie reported testing of updated severity level changes.
-
Fannie HomeSaver Solutions Retirement
On May 14, Fannie issued notice on retirement of HomeSaver Solution
On May 14, Fannie issued notice on retirement of HomeSaver Solution
-
FICC Backtesting Charge Defintion
On Jul. 23, FICC proposed to revise definition of backtesting charge.
On Jul. 23, FICC proposed to revise definition of backtesting charge.
-
FIN MoI Centralized Banking Intelligence
On Apr. 10, FIN MoI proposed centralized data for authority inquiries.
On Apr. 10, FIN MoI proposed centralized data for authority inquiries.
-
FinCEN Residential Real Estate Report
On Feb. 7, FinCEN proposed reporting residential real estate transfers.
-
FR ACPR New Bank Filing Format
On Jun. 23, FR ACPR informed of a change in the delivery format.
-
GE Bundesbank Banking Statistics
On Nov. 4, GE Bundesbank issued circular on customer classification.
On Nov. 4, GE Bundesbank issued circular on customer classification.
-
GE DBoerse Exchange Rule Amendments
On Nov. 14, GE DBoerse issued rules for regulated unofficial market.
On Nov. 14, GE DBoerse issued rules for regulated unofficial market.
-
GE DBoerse Extended Xetra Retail Service
On Oct. 20, GE DBoerse issued Cir 046/25 on extended Xetra service.
-
GE DBoerse T7 Release 14.0
On May 5, GE DBoerse issued circular on T7 release 14.0 introduction.
On May 5, GE DBoerse issued circular on T7 release 14.0 introduction.
-
GE Tax ELMA Summary Reports Changes
On Oct. 30, GE Tax issued changes to submission of summary reports.
On Oct. 30, GE Tax issued changes to submission of summary reports.
-
GRE AADE IRIS Payment In Retail
On Nov. 17, GRE AADE reminded of IRIS deadline and technical issues.
-
GRE CB Credit Servicers' Supervision
On Aug. 1, GRE CB issued rules for credit servicers' supervision.
On Aug. 1, GRE CB issued rules for credit servicers' supervision.
-
GRE CB Data Submission Requirements
On Jul. 17, GRE CB issued rules amending reporting requirements.
On Jul. 17, GRE CB issued rules amending reporting requirements.
-
HKEX Reserve Fund Stress Testing
On Feb. 10, HKEX revised stress test assumptions for reserve funds.
On Feb. 10, HKEX revised stress test assumptions for reserve funds.
-
HWI INS Property, Casualty Rate Filings
On Nov. 10, HWI INS issued property/casualty rate filing forms memo.
-
ICE FEU MSCI Index Futures Liquidity
On Nov. 14, ICE FEU issued circular on MSCI index program renewal.
On Nov. 14, ICE FEU issued circular on MSCI index program renewal.
-
IDN FSA Financial Reports of Pawnshops
On Jan. 20, IDN FSA issued draft circular on reporting requirements.
-
IDN FSA Reporting for Bullion Operations
On May 27, IDN FSA proposed reporting by bullion business operators.
-
IND NPC Chargeback Reason Codes
On Oct. 28, IND NPC wrote re chargeback reason in NETC Ecosystem.
On Oct. 28, IND NPC wrote re chargeback reason in NETC Ecosystem.
-
IND SEBI Joint Annual Inspection Policy
On Aug. 7, IND SEBI issued circular re joint annual inspection policy.
On Aug. 7, IND SEBI issued circular re joint annual inspection policy.
-
ISR CB Payments Provider Licensees
On May 26, ISR CB proposed board of directors directive 301 updates.
On May 26, ISR CB proposed board of directors directive 301 updates.
-
JPN FSA Notify Conflicts of Interest
On Dec. 20, JPN FSA proposed rules on the provision of information.
On Dec. 20, JPN FSA proposed rules on the provision of information.
-
JPN JSDA Rules on Digitalization of Notices
On Sep. 16, JPN JSDA proposed digitalization of disciplinary notices.
-
LTH CB UCITS Statistical Reporting
On Jun. 3, LTH CB published resolution on UCITS statistical reporting.
On Jun. 3, LTH CB published resolution on UCITS statistical reporting.
-
LUX CB, CSSF Fund Statistical Data
On Dec. 11, LUX CB, CSSF amended collection for investment funds.
On Dec. 11, LUX CB, CSSF amended collection for investment funds.
-
MarketAxess Updated MTF Rulebooks
On Jan. 8, MarketAxess issued new rulebooks for Europe and NL B.V.
On Jan. 8, MarketAxess issued new rulebooks for Europe and NL B.V.
-
MAU Tax Arrears Settlement Scheme
On Mar. 7, MAU Tax said application deadline for scheme is Mar. 31.
On Mar. 7, MAU Tax said application deadline for scheme is Mar. 31.
-
MTS France Market Rules 2025
On Nov. 14, MTS France issued updated MTS France Market Rules.
On Nov. 14, MTS France issued updated MTS France Market Rules.
-
MTS France Regulatory Specification
On Jul. 30, 2024, MTS France published regulatory specification v7.4.
On Jul. 30, 2024, MTS France published regulatory specification v7.4.
-
NC LEG Personal Privacy Protection Act
On Jun. 26, NC LEG passed bill on protection of personal information.
On Jun. 26, NC LEG passed bill on protection of personal information.
-
NZ CB Easing of Loan-to-Value Restrictions
On Oct. 13, NZ CB said it will ease mortgage LVR restrictions.
On Oct. 13, NZ CB said it will ease mortgage LVR restrictions.
-
NZ CC Reduction of Credit Card Fees
On Dec. 18, NZ CC proposed to reduce card fees paid by businesses.
On Dec. 18, NZ CC proposed to reduce card fees paid by businesses.
-
NZ GVT Better Banking Competition
On May 1, NZ GVT reported on designation of banking as first sector.
On May 1, NZ GVT reported on designation of banking as first sector.
-
NZ GVT Customer and Product Data
On Oct. 28, NZ GVT issued rules re product data fees and levies.
On Oct. 28, NZ GVT issued rules re product data fees and levies.
-
NZ GVT Revised Residential Tenancies Act
On Oct. 29, NZ GVT said tenants will be able to lodge pet bonds.
On Oct. 29, NZ GVT said tenants will be able to lodge pet bonds.
-
ROM CB Reporting Of Statistical Data
On Sep. 17, ROM CB published reg amending reporting of statistics.
On Sep. 17, ROM CB published reg amending reporting of statistics.
-
RSA CB DI Returns for Mutual Banks
On Dec. 3, RSA CB proposed repeal of DI returns/related instructions.
On Dec. 3, RSA CB proposed repeal of DI returns/related instructions.
-
RUS ECON SME Subsidies Program
On Oct. 1, RUS ECON began accepting applications for SME subsidies.
-
RUS Tax Property Tax Deadline Moved
On May 23, RUS Tax extended tax deadline for 2023 property taxes.
On May 23, RUS Tax extended tax deadline for 2023 property taxes.
-
SBA Flood Aid MN Business Nonprofits
On Oct. 1, SBA made federal loans available to MN flood victims.
On Oct. 1, SBA made federal loans available to MN flood victims.
-
SBA New Mexico Drought Victims Relief
On Apr. 9, SBA offered aid to NM small businesses, private nonprofits.
On Apr. 9, SBA offered aid to NM small businesses, private nonprofits.
-
SBA Storms Aid MN Business Nonprofits
On Oct. 3, SBA disaster aid available to MN businesses, residents.
On Oct. 3, SBA disaster aid available to MN businesses, residents.
-
SBA TX Drought Relief to Small Business
On Apr. 9, SBA offered TX small businesses, nonprofits drought relief.
On Apr. 9, SBA offered TX small businesses, nonprofits drought relief.
-
SBA UTA Drought Relief, Small Business
On Apr. 9, SBA offered relief to UTA small businesses and nonprofits.
On Apr. 9, SBA offered relief to UTA small businesses and nonprofits.
-
SER CB Electronic Bills of Exchange
On Oct. 31, SER CB issued decision on electronic bills of exchange.
On Oct. 31, SER CB issued decision on electronic bills of exchange.
-
SIN ACRA Certificates of Registration 2026
On Nov. 5, SIN ACRA wrote re certification of accountants, renewals.
On Nov. 5, SIN ACRA wrote re certification of accountants, renewals.
-
SLK CB Statistical Data Reporting
On Oct. 21, SLK CB issued press release on 18th board meeting.
On Oct. 21, SLK CB issued press release on 18th board meeting.
-
SLV ATVP Investment Funds Types, Reports
On Aug. 13, SLV ATVP issued draft general acts in the ZISDU-3 field.
On Aug. 13, SLV ATVP issued draft general acts in the ZISDU-3 field.
-
SLV PRL Housing Act Amendments
On Jul. 29, SLV PRL published act amending the Housing Act.
On Jul. 29, SLV PRL published act amending the Housing Act.
-
SWI GVT Service Providers, Brexit
On Dec. 4, SWI GVT approved agreement on service providers.
On Dec. 4, SWI GVT approved agreement on service providers.
-
SWI SIX Listing, Ad Hoc Publicity
On Jul. 27, SWI SIX issued circular on listing rules, ad hoc publicity.
On Jul. 27, SWI SIX issued circular on listing rules, ad hoc publicity.
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SWI SIX Revised Issuer, Trading Rules
On Apr. 7, SWI SIX announced upgrade to SWXess trading platform.
On Apr. 7, SWI SIX announced upgrade to SWXess trading platform.
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SWI SIX Structured Products ETH
On Nov. 7, SWI SIX issued regulatory board communique on changes.
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SWI SIX Trading Parameters Guideline
On Jan. 8, SWI SIX issued notification of trade parameter changes.
On Jan. 8, SWI SIX issued notification of trade parameter changes.
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TAI FSC Rules and Regulations Review
On Jul. 9, TAI FSC reviewed regulations between 2004 and 2005.
On Jul. 9, TAI FSC reviewed regulations between 2004 and 2005.
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TAI TPEX ETF Trading, Disclosure Rules
On Sep. 30, TAI TPEX revised 5 rules re ETF trading and disclosure.
On Sep. 30, TAI TPEX revised 5 rules re ETF trading and disclosure.
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Thai CB Prevention of THB Speculation
On Sep. 1, Thai CB revised rules re transactions for non-residents.
On Sep. 1, Thai CB revised rules re transactions for non-residents.
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Thai CB Relax Forex Control Measures
On Sep. 1, Thai CB issued announcement to relax forex control.
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Thai SEC Digital Asset Selection Criteria
On Jun. 20, Thai SEC proposed criteria revision for asset selection.
On Jun. 20, Thai SEC proposed criteria revision for asset selection.
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TUR GVT Building Damage Assessment
On Jun. 22, TUR GVT published reg re disaster damage assessment.
On Jun. 22, TUR GVT published reg re disaster damage assessment.
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TUR SEDDK Motor Vehicle Insurance
On May 8, TUR SEDDK issued circular on liability insurance premiums.
On May 8, TUR SEDDK issued circular on liability insurance premiums.
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UK FCA Bond and Derivatives Regime
On Dec. 20, UK FCA consulted on transparency for bonds, derivatives.
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UK GVT Employment Early Conciliation
On Nov. 4, UK GVT issued rules for early conciliation in tribunal cases.
On Nov. 4, UK GVT issued rules for early conciliation in tribunal cases.
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UK GVT SIA Licensing Criteria Updates
On Oct. 2, UK GVT said SIA is updating licensing criteria from Dec. 1.
On Oct. 2, UK GVT said SIA is updating licensing criteria from Dec. 1.
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UK HMRC AML Supervision Fee Review
On Jul. 31, UK HMRC issued AML supervision fees discussion paper.
On Jul. 31, UK HMRC issued AML supervision fees discussion paper.
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UK LSE TRADEcho CDS Changes
On Aug. 1, UK LSE announced release plans for regulatory changes.
On Aug. 1, UK LSE announced release plans for regulatory changes.
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UK PRA Agrees FSCS Deposit Limit Rise
On Nov. 18, UK PRA confirmed rise in FSCS deposit limit to £120,000.
On Nov. 18, UK PRA confirmed rise in FSCS deposit limit to £120,000.
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VA INS Dwelling Property Coverage
On Aug. 28, VA INS proposed changes to mandatory policy coverage.
On Aug. 28, VA INS proposed changes to mandatory policy coverage.
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VIE CB Debt Management Subsidiaries
On May 19, VIE CB proposed circular re subsidiaries of FIs.
On May 19, VIE CB proposed circular re subsidiaries of FIs.
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VIE CB Opening of Payment Accounts
On Jul. 8, VIE CB proposed revision to circular on payment accounts.
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WAS INS Contracts Publicity Laws
On Aug. 8, WAS INS issued advisory on provider contracts publicity.
On Aug. 8, WAS INS issued advisory on provider contracts publicity.
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Dec 02
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FIJ CB New Series of Banknotes
On Nov. 11, FIJ CB said it will launch new series of banknotes.
On Nov. 11, FIJ CB said it will launch new series of banknotes.
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NJ LEG Employer Political Communication
On Jun. 30, NJ LEG passed bill on employer political communications.
On Jun. 30, NJ LEG passed bill on employer political communications.
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Thai CB Car Hire Purchase Business
On Jun. 6, Thai CB finalized rules on leasing and hire purchase of cars.
On Jun. 6, Thai CB finalized rules on leasing and hire purchase of cars.
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Thai CB Vehicle Hire Purchase, Leasing
On Sep. 23, Thai CB issued proposals re vehicle hire purchase, leasing.
On Sep. 23, Thai CB issued proposals re vehicle hire purchase, leasing.
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Dec 03
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Dec 04
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CBOE Restricted OCC Number 365
On Sep. 16, CBOE reported new restricted OCC number 365.
On Sep. 16, CBOE reported new restricted OCC number 365.
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COL INS Benefit Manager Registration
On Apr. 10, COL INS issued draft rule re pharmacy benefit managers
On Apr. 10, COL INS issued draft rule re pharmacy benefit managers
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DEL LEG Property Transfer on Death Act
On Jun. 30, DEL LEG passed bill re nonprobate transfer of real estate.
On Jun. 30, DEL LEG passed bill re nonprobate transfer of real estate.
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TX LEG Real Property Theft and Fraud
On Aug. 27, TX LEG passed bill re real property theft, property fraud.
On Aug. 27, TX LEG passed bill re real property theft, property fraud.
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TX LEG Woman, Child Protection Act
On Sep. 17, TX LEG approved bill to prohibit making of abortion drugs.
On Sep. 17, TX LEG approved bill to prohibit making of abortion drugs.
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UK GVT Occupational Pension Schemes
On Oct. 23, UK GVT issued occupational pension schemes regulations.
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UK NI Exec Collective Money Purchase Schemes
On Nov. 14, UK NI Exec issued rules on occupational pension schemes.
On Nov. 14, UK NI Exec issued rules on occupational pension schemes.
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Dec 05
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BVMF Registrations of Flexible Options
On May 22, BVMF postponed discontinuation of options' registration.
On May 22, BVMF postponed discontinuation of options' registration.
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FERC Final Sunset Regulatory Provisions
On Oct. 21, FERC published direct final rule on sunsetting regulation.
On Oct. 21, FERC published direct final rule on sunsetting regulation.
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IDN FSA Reporting of Share Ownership
On Jan. 14, IDN FSA issued proposal about e-submission of reports.
On Jan. 14, IDN FSA issued proposal about e-submission of reports.
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IND NPC Immediate Payment Service Reports
On Nov. 3, IND NPC issued circular re IMPS adjustment reports.
On Nov. 3, IND NPC issued circular re IMPS adjustment reports.
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RSA FSCA Crypto Asset Providers
On Oct. 6, RSA FSCA issued information request (FAIS)/questionnaire.
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SBA Orders End Practice Of Debanking
On Aug. 26, SBA sent letter to order lender to end debanking practice.
On Aug. 26, SBA sent letter to order lender to end debanking practice.
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Dec 06
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Dec 07
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Dec 08
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CHI CSRC Securities Settlement Risk
On May 9, CHI CSRC proposed measures for risk prevention.
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EU CNCL Human Rights Abuse Sanctions
On Dec. 6, EU CNCL extended sanctions for 1 year, until Dec. 2022.
On Dec. 6, EU CNCL extended sanctions for 1 year, until Dec. 2022.
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EUREX Clear EurexOTC Clear Release 20.0
On Jun. 18, EUREX Clear issued EurexOTC clear release 20.0 circular.
On Jun. 18, EUREX Clear issued EurexOTC clear release 20.0 circular.
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Euronext Rule Book Amendments
On Mar. 15, Euronext issued rule book I, notice, Optiq trading notice.
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FIN GVT Emergency Travel Document
On Dec. 21, FIN GVT ratified law on EU emergency travel document.
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FINRA 2026 B/D Renewal Program FAQ
On Aug. 13, FINRA updated FAQ re renewal program and 2026 dates.
On Aug. 13, FINRA updated FAQ re renewal program and 2026 dates.
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SBA TX Small Businesses Relief Drought
On Apr. 15, SBA offered relief to TX small businesses and nonprofits.
On Apr. 15, SBA offered relief to TX small businesses and nonprofits.
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SBA UTA Drought Relief, Small Business
On Apr. 15, SBA issued UTA small businesses, nonprofits drought relief
On Apr. 15, SBA issued UTA small businesses, nonprofits drought relief
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SWE SCB Industrial Classification (SNI)
On Mar. 17, SWE SCB said new SNI will be launched at end of 2025.
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TAI FEX Electronic Sector Index Options
On Oct. 8, TAI FEX planned to lower the multiplier for index options.
On Oct. 8, TAI FEX planned to lower the multiplier for index options.
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TAI FEX Stock Option Contracts Trading
On Oct. 22, TAI FEX amended trading rules and contract specifications.
On Oct. 22, TAI FEX amended trading rules and contract specifications.
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Dec 09
th
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ECC Statistical Component IMSM
On Oct. 28, ECC issued circular, redesign IMSM statistical component.
On Oct. 28, ECC issued circular, redesign IMSM statistical component.
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ITA Tax New 2025 Maternity Bonus
On Oct. 30, ITA Tax updated on new maternity bonus and INPS rules.
On Oct. 30, ITA Tax updated on new maternity bonus and INPS rules.
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SBA Flood Aid AZ, Tribal Nations Victims
On Oct. 10, SBA offered flood aid to AZ and Tribal businesses.
On Oct. 10, SBA offered flood aid to AZ and Tribal businesses.
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SBA NV Drought Relief to Small Business
On Apr. 15, SBA offered NV small businesses, nonprofits drought relief.
On Apr. 15, SBA offered NV small businesses, nonprofits drought relief.
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SBA Offers NEB Small Businesses Relief
On Apr. 15, SBA made relief available to small business, nonprofits.
On Apr. 15, SBA made relief available to small business, nonprofits.
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UK NI Exec Insolvency Practitioners
On Nov. 14, UK NI Exec issued rules on insolvency practitioners.
On Nov. 14, UK NI Exec issued rules on insolvency practitioners.
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Dec 10
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Dec 11
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Dec 12
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Dec 13
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Dec 14
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Dec 15
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Eurex Excessive System Usage Fee (ESU)
On Oct. 31, Eurex issued circular on excessive system usage fee.
On Oct. 31, Eurex issued circular on excessive system usage fee.
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FASB Conversions Of Debt Instruments
On Dec. 19, FASB proposed to amend guidance on debt instruments.
On Dec. 19, FASB proposed to amend guidance on debt instruments.
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FASB Measurement of Credit Losses
On Dec. 3, FASB proposed update re measurement of credit losses.
On Dec. 3, FASB proposed update re measurement of credit losses.
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FASB Share-Based Consideration Goods
On Sep. 30, FASB proposed clarification to share-based consideration.
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FIN Customs New Export Declarations
On Mar. 10, FIN Customs extended new declarations' transition period.
On Mar. 10, FIN Customs extended new declarations' transition period.
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IND NPC Revision of Settlement Cycles
On Jun. 24, IND NPC issued letter re revision of settlement cycles.
On Jun. 24, IND NPC issued letter re revision of settlement cycles.
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NY LEG Rent Setting Algorithmic Pricing
On Jun. 10, NY LEG passed bill banning rent setting algorithmic pricing
On Jun. 10, NY LEG passed bill banning rent setting algorithmic pricing
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PCAOB Data Analytics Rule Proposal
On Jun. 26, PCAOB proposed revised standards, auditor procedures.
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PCAOB Firm Quality Control Standard
On Nov. 18, PCAOB proposed a new firm's quality control standard.
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SBA Relief to NM Small Businesses
On Apr. 21, SBA offered relief to NM small businesses and PNPs.
On Apr. 21, SBA offered relief to NM small businesses and PNPs.
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SK FIA Derivatives Mock Trading System
On Sep. 30, SK FIA set requirements for a mock trading system.
On Sep. 30, SK FIA set requirements for a mock trading system.
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SK FIA Investor Training for ETP Trading
On Aug. 14, SK FIA required pre-training and mock trading for ETPs.
On Aug. 14, SK FIA required pre-training and mock trading for ETPs.
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VIE CB Asset Classification in Banking
On Jul. 16, VIE CB proposed revising provisions re asset classification.
On Jul. 16, VIE CB proposed revising provisions re asset classification.
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VIE CB Foreign Currency Account Usage
On Apr. 24, VIE CB proposed revision to circular re account opening.
On Apr. 24, VIE CB proposed revision to circular re account opening.
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VIE CB Forex re Overseas Investment
On May 19, VIE CB proposed circular re investment in energy sector.
On May 19, VIE CB proposed circular re investment in energy sector.
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VIE SEC Indicators of Financial Safety
On May 15, VIE SEC proposed revision to circular re financial safety.
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Dec 16
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Dec 17
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Dec 18
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Dec 19
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Dec 20
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BRZ Anbima Pause of Certifications
On Jul. 31, BRZ Anbima reported suspension begins on December 20, 2025, with a return scheduled for January 26, 2026.
On Jul. 31, BRZ Anbima reported suspension begins on December 20, 2025, with a return scheduled for January 26, 2026.
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CHL CMF Parametric Insurance
On Jun. 24, CHL CMF proposed rule re parametric plans, earthquakes.
On Jun. 24, CHL CMF proposed rule re parametric plans, earthquakes.
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SRI CB Outward Remittances, Payments
On Jun. 18, SRI CB issued gazetted order re Foreign exchange act.
On Jun. 18, SRI CB issued gazetted order re Foreign exchange act.
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TAI FSC Removing Obsoleted Orders
On Jun. 17, TAI FSC proposed removal of obsolete circular letters.
On Jun. 17, TAI FSC proposed removal of obsolete circular letters.
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Dec 21
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