Here are some of the recent rules on Reg-Track, that we have made available.
On Feb. 21, ASIC welcomed passing of new whistleblowing laws.
On Feb. 21, CBRC issued admin measures on AML/CFT of banks.
On Feb. 21, MA SD charged adviser misappropriating funds.
On Feb. 21, EU CMSN proposed climate-related information.
On Feb. 21, OFAC issued fined US firm breaching Iran sanctions.
On Feb. 20, Treasury OFAC sanctioned Indian narcotics trafficker.
On Feb. 20, SEC settled in self-reported unregistered ICO case.
On Feb. 20, UBS said was fined €4.5bn by French court for AML tax.
On Feb. 20, FR CNIL issued note on data transfer if no Brexit deal.
On Feb. 20, AFCA backed GVT extended complaints remit.