Recent Reg-Track Rules


Here are some of the recent rules on Reg-Track, that we have made available.


  1. On Sep. 4, AFME updated European primary dealers handbook 2024.

  2. On Sep. 3, AST ICGC issued Annual report 2023-24 showing progress.

  3. On Sep. 2, Basel analyzed inequality effects on the US labor market.

  4. On Sep. 3, ESP CNMC issued rules for operators' conflict resolution.

  5. On Sep. 3, FINRA issued podcast on examination program changes.

  6. On Sep. 3, GE GVT issued ordinance on powers to GE Bundesbank.

  7. On Sep. 3, LTH GVT issued order on climate-neutral economy issues.

  8. On Sep. 3, MLD GVT approved 3rd amendment to the Securities act.

  9. On Sep. 3, OCC discussed imperatives of supervision moving forward.

  10. On Sep. 4, UK LME modernized market structure to enhance liquidity.