Recent Reg-Track Rules

Here are some of the recent rules on Reg-Track, that we have made available.

  1. On Feb. 18, EU ESMA updated FAQs re MIFID II investor protection.

  2. On Feb. 18, INS approved replacement coverage for Anchor clients.

  3. On Feb. 18, SFC announced judicial review against them dismissed.

  4. On Feb. 17, INTERPOL received additional funding from South Korea.

  5. On Feb. 17, Nasdaq Nordic orders fines for Nasdaq Rulebook breach.

  6. On Feb. 18, OFAC designated oil broker for supporting Venezuela.

  7. On Feb. 17, PHI CB issued reminder to register foreign investments.

  8. On Feb. 18, RUS GVT plan to challenge Dutch appeals court ruling.

  9. On Feb. 18, UK FCA updated page on EMIR during Brexit transition.

  10. On Feb. 17, UK FCA fined car dealer for unfair arrears treatment.