Recent Reg-Track Rules

Here are some of the recent rules on Reg-Track, that we have made available.

  1. On Nov. 20, Fed, OCC, FDIC issued community bank temporary relief.

  2. On Nov. 20, AST CB issued payments system board November update.

  3. On Nov. 18, CFTC approved final foreign DCO registration exemption.

  4. On Nov. 18, IIROC amended rules to align with client-focused reforms.

  5. On Nov. 20, ESMA consulted on supervisory fees, derogation criteria.

  6. On Nov. 20, IND SEBI proposed review of delisting regulations.

  7. On Nov. 20, MEX GVT issued FOVI institutional program 2020-2024.

  8. On Nov. 18, PHI CB issued report on systemic risks faced due Covid.

  9. On Nov. 19, SEC issued OCIE observations re IA compliance programs

  10. On Nov. 20, SK FSC enacted decree and supervisory regulation.