Recent Reg-Track Rules


Here are some of the recent rules on Reg-Track, that we have made available.


  1. On Jan. 22, UK FCA CEO letter re asset management supervision.

  2. On Jan. 22, AST GVT proposed to extend accountability regime.

  3. On Jan. 23, UK PRA wrote on bespoke liquidity risk appetite, Brexit.

  4. On Jan. 23, ITA Consob consulted on draft rules re gender quota.

  5. On Jan. 23, FR TRACFIN issued guidelines on AML/CFT obligations.

  6. On Jan. 23, ARG CB issued rules on fixed term deposit, investment.

  7. On Jan. 21, OFAC settled terrorism violations with lobbying firm.

  8. On Jan. 22, EBA issued paper on future of EU stress test framework.

  9. On Jan. 22, EBA issued revised PSD2 fraud reporting guidelines.

  10. On Jan. 22, HKMA, Thai CB updated on findings and next steps.