Recent Reg-Track Rules


Here are some of the recent rules on Reg-Track, that we have made available.


  1. On Sep. 17, AST INS CNCL responded to AST GVT consultation.

  2. On Sep. 17, COL INS proposed regulation on treating Covid patients.

  3. On Sep. 17, DoJ charged 138 medical professionals health care fraud.

  4. On Sep. 16, FinCEN issued guidance alerting firms of crime, reporting.

  5. On Sep. 14, FINRA proposed to amend assignment of OTC symbols.

  6. On Sep. 15, GFMA tells FX participants to adhere to FX global code.

  7. On Sep. 17, JER States consulted on financial stability board role.

  8. On Sep. 20, MAU CB issued revised operational framework guidelines.

  9. On Sep. 18, UK GVT met with energy industry to discuss impact.

  10. On Sep. 16, UN HR called for re-evaluation of human rights impact.