Recent Reg-Track Rules

Here are some of the recent rules on Reg-Track, that we have made available.

  1. On Sep. 23, Basel analyzed evidence of Chinese listing suspensions.

  2. On Sep. 26, CAL LEG issued a bill to increase consumer protections.

  3. On Sep. 25, ESMA proposed rules on functioning of OTF regime.

  4. On Sep. 24, ESMA proposed rules on trade reporting, reference data.

  5. On Sep. 22, GE DIHK reported on cyber security skills deficiencies.

  6. On Sep. 24, NZFiMA published report on supervision activities.

  7. On Sep. 25, OECD reported on ESG investing progress and challenges.

  8. On Sep. 24, OECD issued report on inclusive framework on BEPS.

  9. On Sep. 24, TRSP INTL issued tool to test legislation compliance.

  10. On Sep. 24, UAE DFSA urged authorized firms to prepare to transition.