Recent Reg-Track Rules

Here are some of the recent rules on Reg-Track, that we have made available.

  1. On Dec. 10, CFTC open meeting approved rulemaking procedures.

  2. On Dec. 9, AST APRA said it would adjust capital framework.

  3. On Dec. 10, BRZ approved technical accounting pronouncement.

  4. On Dec. 10, CAN ONT DP issued report on Canadian privacy laws.

  5. On Dec. 10, TUR GVT issued update 2020 market making criteria.

  6. On Dec. 10, CT INS issued department re-accreditation by NAIC.

  7. On Dec. 9, MLD PRL President message on fighting corruption.

  8. On Dec. 9, MEX GVT issued decree amending tax provisions.

  9. On Dec. 9, SEC fined Jefferies $4mn for improper handling of ADRs.

  10. On Dec. 9, SWE GVT announced banking union report submitted.