Recent Reg-Track Rules

Here are some of the recent rules on Reg-Track, that we have made available.

  1. On Aug. 16, ICO issued statement on technology's use in King's Cross.

  2. On Aug. 14, MLY BML issued updated derivatives rules and directives.

  3. On Aug. 15, HK Treasury, HK Tax issued measures to aid enterprises.

  4. On Aug. 15, GE BaFin published its Aug. 2019 bulletin.

  5. On Aug. 15, CFTC $16mn penalty on Kraft Foods and Mondelez.

  6. On Aug. 15, CFPB, ARK AG charged firm for high credit offers.

  7. On Aug. 14, SEC obtained freeze order in fraudulent ICO scheme.

  8. On Aug. 15, NZFiMA consulted on financial advice exemptions.

  9. On Aug. 13, House FSC requested information on student loans.

  10. On Aug. 14, ECB issued article on preparations for no-deal Brexit.