AST ASIC Derivative Repository Rules

Published on: Mar 12, 2025

On Mar. 10, AST ASIC proposed updating its trade repository rules.

  • AST ASIC proposed updates to the ASIC derivative trade repository rules 2023.
  • Follows AST GVT Sep. 2023 registered the 2023 rules after a consultation, #176257.
  • Proposed Updates
  • The proposals are minor and administrative in nature; they are necessary due to the changed location of definitions in the ASTCA as a result of changes made by Treasury laws amendment (2023 law improvement package no. 1) act 2023 (see #176086).
  • Specifically, in rule 1.2.3 two definitions are updated and six definitions are removed from rule 1.2.3 as duplicates, and an erroneous reference in rule 2.4.4 is corrected.
  • Effectiveness
  • Feedback on the proposals is welcomed until 5pm on Apr. 8, 2025.
Regulators
AST ASIC
Entity Types
B/D; Corp; OTC
Reference
CP CS 17, PR, 3/10/2025; Citation: ASTCA; Treasury laws amendment (2023 law improvement package no. 1) act 2023; ASIC derivative trade repository rules 2023;
Functions
Compliance; Legal; Registration/Licensing; Trade Reporting
Countries
Australia
Category
National Regulator
State
N/A
Products
Derivatives
Rule Type
Proposed
Regions
AP
Rule Date
Mar 10, 2025
Effective Date
Apr 8, 2025
Rule ID
246346
Linked to
Reg. Last Update
Mar 10, 2025
Report Section
International