CHI CFA Exams for Senior Executives


On Sep. 14, CHI CFA announced ad-hoc exams for senior executives.


  • To provide convenient conditions for senior executives to meet their companies' needs, CFA will increase the frequency of qualification examinations for senior executives.
  • Applies to prospective chairmen, chief supervisors, independent directors, general managers, deputy general managers and chief risk officers of futures companies.
  • Exams
  • Include 3 categories: director level exam for prospective chairmen etc, management level exam for prospective/deputy general managers and chief risk officer exam.
  • Companies can register in the executives exam registration system at any time.
  • CFA initially plans an exam every Tuesday, depending on the registration situation.
  • First exam is scheduled to take place on Sep. 29.

Regulators CHI CFA
Entity Types B/D; Corp
Reference PR 9/14/2020
Functions Compliance; C-Suite; Exams; Risk
Countries China
Products Corporate; Futures
Regions AP
Rule Type Guidance
Rule Date 9/14/2020
Effective Date 9/29/2020
Rule Id 86082
Linked to N/A
Reg. Last Update 9/14/2020
Report Section International

Last substantive update on 09/15/2020