On Jan. 10, IEX published circular regarding notifications to FINRA.
IEX published Regulatory Information Circular 2025-004, providing notice regarding changes to FINRA gateway and regulatory notifications forms and application.
Overview
Historically, FINRA accepted notifications from IEX members via FINRA Firm Gateway.
From Jan. 17, 2025, FINRA is updating the app to include four new forms for use by Mar. 31, 2025; members must use current FINRA ID, password to access gateway.
