ASX Trade Business Continuity Testing


On Aug. 28, ASX issued business continuity plan schedule for 2025.


  • ASX advised customers that it will be conducting two business continuity plan (BCP) tests, in the production ASX trade environment on May 3, 2025 and Oct. 18, 2025.
  • Follows ASX Aug. 2024 issued business continuity arrangements factsheet, #222077.
  • Context
  • ASX highlighted ASIC's market integrity rules aimed at promoting technological and operational resilience of securities and futures market operators and participants.
  • These rules set out expectations re BCP and maintaining plans that effectively enable continued operation or restoration of critical business services during a major event.
  • Next Steps
  • ASX expects all participants attend the 2 events above; vendors and approved market operators (AMOs) will also be strongly encouraged to participate in all BCP events.
  • ASX will release a notice closer to the test dates detailing the schedule and what is expected of participants in preparation for the test and on the day of the test itself.
  • Sep. 2024 BCP Testing in Oct.
  • On Sep. 19, 2024, ASX said it will conduct a BCP test in the ASX Trade production environment on Oct. 19, 2024; registrations by Oct. 11 to confirm participation.
  • This BCP event will simulate a complete ASX Trade failover from ASX Liquidity Centre to the secondary data centre; customer equipment and all connectivity products which do not interface directly with ASX Trade Services will not be impacted.
  • Participants shall submit a declaration of participation form following the event.

Regulators ASX
Entity Types B/D; Exch; FCM
Reference Nt 1072.24.09, 9/19/2024; Nt 0983.24.08, 8/28/2024
Functions BCS; Compliance; Operations; Technology; Trading
Countries Australia
Category
State
Products Clearing; Derivatives; Futures; Securities
Regions AP
Rule Type Final
Rule Date 8/28/2024
Effective Date 10/19/2024
Rule Id 224263
Linked to Rule :222077
Reg. Last Update 9/19/2024
Report Section International

Last substantive update on 09/24/2024