EEA JC Trade Repositories Data Access

On Mar. 14, EEA JC published decision amending Annex IX in EU OJ.

  • EEA JC Dec 387/2021 of Dec. 10, 2021 determines Annex IX to the EEA Agreement should be amended to incorporate Commission Delegated Reg 2019/361 of Dec. 13, 2018 amending Reg 151/2013 with regard to access to data held in trade repositories.
  • Also Reg 2019/362 of Dec. 13, 2018 amending Reg 150/2013 re regulatory technical standards specifying the details of the application for registration as a trade repository.
  • Follows EU CMSN Dec. 2018 adopted new measures under SFTR, requires all securities financing transactions to be reported to database called trade repository, see #29276.
  • Effectiveness
  • Decision in force from latest of Dec. 11, 2021, provided notifications under Art. 103(1) EEA Agreement made, or on day of entry into force of EEA JC Dec 385/2021 of Dec. 10, 2021 (#123901) or day of entry into force of EEA JC Dec 50/2021 of Feb. 5, 2021.
  • Jun. 2024 EEA JC Decision in Force Date
  • On Jun. 28, 2024, EFTA confirmed Dec 387/2021 comes into force on Aug. 1, 2024.

Regulators EEA JC; EFTA
Entity Types B/D; Corp; Depo; Exch; HF; IA
Reference PR, 6/28/2024; OJ L 2024/653, 3/14/2024; EEA Dec 387/2021, 12/10/2021; Reg 2019/361; Reg 2019/362; Reg 150/2013; Reg 151/2013; EEA Agreement; Citation: Dec 387/2021;
Functions Compliance; Financial; Legal; Reporting; Risk; Sales Practices; Trade Reporting; Treasury
Countries Iceland; Liechtenstein; Norway; Cross-Border
Products Clearing; Derivatives; Fund Mgt; Investment Bank; Repo/Reverse; Securities; Structured Products
Regions EMEA
Rule Type Final
Rule Date 3/18/2024
Effective Date 8/1/2024
Rule Id 204746
Linked to Rule :29276
Reg. Last Update 6/28/2024
Report Section EU

Last substantive update on 07/02/2024