TOCOM Clarify Off-Floor Transactions


On Mar. 13, TOCOM revised business rules re off-floor transactions.


  • TOCOM revised Business regulations, Clearing/settlement regulations, System buying and selling implementation rules, concerning clarifications for off-floor transactions.
  • Clarify off-floor transactions, as well as definitions of markets, strategy trading.
  • Effectiveness
  • The revised regulations will be implemented from May 1, 2024.

Regulators TOCOM
Entity Types B/D; Depo; Exch; FCM; OTC
Reference RF 3/13/2024
Functions Compliance; Financial; Legal; Operations; Settlement; Trading
Countries Japan
Category
State
Products Clearing; Commodities
Regions AP
Rule Type Final
Rule Date 3/13/2024
Effective Date 5/1/2024
Rule Id 204575
Linked to N/A
Reg. Last Update 3/13/2024
Report Section International

Last substantive update on 03/18/2024