HK SFC Wealth Management Survey


On Feb. 22, HK SFC issued 2023 asset, wealth management survey.


  • HK SFC, HKMA commenced asset and wealth management activities survey 2023.
  • Follows HK SFC Feb. 2023 issued asset and wealth management survey, see #163705.
  • Survey
  • Purpose of survey is to gather information for regulatory and market facilitation and to comprehend the state of the asset and wealth management industry in Hong Kong.
  • Corporations involved in asset management, fund/portfolio advising, or private banking/wealth management in 2023 should complete the entire questionnaire.
  • Those not engaged in mentioned activities are required to fill in general information.
  • Effectiveness
  • The submission deadline of the questionnaire is Apr. 19, 2024.

Regulators HK SFC
Entity Types B/D; Bank; IA; Inv Co
Reference Cir B1/15C, G16/1C, Surv, 2/22/2024
Functions Compliance; Financial; Operations; Research
Countries Hong Kong
Category
State
Products Banking; Fund Mgt; Loan; Wealth Mgt
Regions AP
Rule Type Final
Rule Date 2/22/2024
Effective Date 4/19/2024
Rule Id 202134
Linked to Rule :163705
Reg. Last Update 2/22/2024
Report Section International

Last substantive update on 02/26/2024