TAI TPEX Sustainable Bonds Rules


On Dec. 14, TAI TPEX added new bond types to sustainable bonds.


  • TAI TPEX made amendments to article 4, 7 and 8 of TPEX Operation directions for sustainable bonds and the relevant over-the-counter bond trading application forms.
  • Amendments
  • Added products: convertible corporate bonds and corporate bonds with stock options.
  • Revise the starting date re filing requests for qualification accreditation applications from the day after the filing date to the day after the return notification is issued.
  • Funds from the convertible corporate bonds and corporate bonds with stock options shall be fully used for expenses per the investment plan, or repay loans under the plan.
  • Effectiveness
  • The amendments are effective from Dec. 14, 2023.
  • Dec. 14, 2023 TAI Trust
  • On Dec. 14, 2023, TAI Trust informed members of the amended operation directions.
  • Document dated Dec. 14, 2023, received from TAI Trust Dec. 25, summarized Dec. 28.
  • Jun. 2024 Commencement Date
  • On Jun. 19, 2024, TAI Trust said applications for the OTC trading of sustainable development exchangeable corporate bonds will be accepted from Aug. 1, 2024.
  • Document dated Jun. 19, 2024, received from TAI Trust Jun. 21, summarized Jun. 25.

Regulators TAI FSC; TAI TPEX; TAI Trust
Entity Types B/D; Corp; Exch
Reference Lt Trust 11304004172, 6/19/2024; RF TPEX No. 11200765381, 11200765382, 12/14/2023; Lt FSC No. 1120148214, 12/1/2023; ESG
Functions Compliance; Environment; Financial; Operations; Product Administration; Product Design; Reporting; Trading
Countries Taiwan
Category
State
Products Corporate; Derivatives; Fixed Income; Securities
Regions AP
Rule Type Final
Rule Date 12/14/2023
Effective Date 8/1/2024
Rule Id 194708
Linked to N/A
Reg. Last Update 6/19/2024
Report Section International

Last substantive update on 06/25/2024