On Mar. 17, NFA requested semi-annual member questionnaire filing.
NFA issued Notice I-25-09 on upcoming semi-annual member questionnaire filing requirement for firms not currently conducting commodity interest business.
Questionnaire
Pursuant to NFA Compliance Rule 2-52, NFA members required to submit member questionnaire annually, more frequently in certain instances as required by the NFA.
Any member who previously responded to member questionnaire indicating that it is not currently conducting commodity interest business, is an inactive member.
Inactive members required to update member questionnaire on a semi-annual basis.
NFA will notify members required to make the semi-annual member questionnaire; if member fails to submit deadline, NFA will deem failure a request to withdraw from NFA
Effectiveness
Semi-annual filing date May 1, 2025 for members with Nov. 1, 2024 annual filing date.
Regulators
NFA
Entity Types
FCM
Reference
Nt I-25-09, 3/17/2025; Citation: NFA Compliance Rule 2-52;
