On Oct. 1, 2026, IND BSE required trading members to submit a margin trading compliance certificate for the half year ended Sep. 30, 2026.
Scanned copy of the certificate must be submitted electronically through BEFS by Oct. 31, 2026.
Follows IND BSE Dec. 2024 Jul. 2025 issued master circular for stock exchanges, see #239009.
On Sep. 30, IND BSE required margin trading certificate submission.
IND BSE issued a notice that requires trading members to submit a margin trading compliance certificate for half year ended Sep. 30, 2025 by Oct. 31, 2025.
Outline of Notice
Trading members approved for margin trading facility must get their margin trading facility books of accounts audited and submit compliance certificate every 6 months.
Certificate must be submitted in the form of annexure 1 and signed by the chartered accountant who has audited books of accounts; failure is deemed non-submission.
Trading members who have yet to submit the certificate must submit a self-certified certificate inannexure 2and duly signed by compliance officer/designated director.
The scanned copy of the certificate for half year ended Sep. 30, 2025 must be electronically submitted via BSE Electronic Filing System (BEFS) by Oct. 31, 2025.
The link for information submission will be activated from Oct. 1, 2025; IND BSE also provided an user manual for submitting the margin trading compliance certificate.
Submission shall be considered complete only after trading members submit it via BEFS and receive an acknowledgment email; the certificate submitted in a physical form or through email will not be considered as submission to IND BSE.
Effectiveness
The certificate for half year ended Sep. 30 shall be submitted by Oct. 31, 2025.
Apr. 2026 Margin Trading Submission
On Apr. 1, 2026, IND BSE reminded trading members of the submission of compliance certificates for margin trading facility for the half year ended Mar. 31, 2026.
The scanned copy of the certificate must be submitted electronically through BEFS by Apr. 30, 2026.
Document dated Apr. 1, 2026, received from IND BSE Apr. 9, summarized on Apr. 13.
Oct. 2026 Margin Trading Compliance
On Oct. 1, 2026, IND BSE required trading members to submit a margin trading compliance certificate for the half year ended Sep. 30, 2026.
Scanned copy of the certificate must be submitted electronically through BEFS by Oct. 31, 2026.
Follows IND BSE Dec. 2024 Jul. 2025 issued master circular for stock exchanges, see #239009.
Regulators
IND BSE
Entity Types
Auditor; B/D
Reference
Nt 20261001-36, 10/1/2026; Nt 20260401-22, 4/1/2026; Nt 20250930-84, 9/30/2025
