LatAm SEF Rulebook Update

Published on: Oct 5, 2026

On Sep. 30, LatAm SEF issued updated version of LatAm SEF rulebook.

  • LatAm SEF issued a Regulatory Notice 26-03 to adopt changes, including amendment to the Electronic Code of Federal Regulations Title 17 - Commodity and Securities Exchanges (17 CFR 50.4) related to mandatory swap clearing.
  • Filed a CFTC Regulation 40.6 certification to amend its Rulebook, revised Version 1.19.
  • Rulebook Amendment
  • Changes to mandatory swap clearing, standards compensation material relationships involving public directors, eligibility for intermediaries acting on behalf of participants.
  • They also revise the confirmation timing to require prompt confirmations.
  • The Rulebook complies with the Commodity Exchange Act and CFTC regulations and stated that the amendments would become effective without a request for comment.
  • Effectiveness
  • The revised Rulebook is scheduled to take effect on Oct. 15, 2026.
Regulators
LatAm SEF
Entity Types
B/D; Corp; Exch
Reference
RF, RN 26-03, 9/30/2026; Citation: 17 CFR 50.4;
Functions
Compliance; Trade Reporting; Trading
Countries
United States of America
Category
State
N/A
Products
Corporate; Derivatives; Equity; Fixed Income; Issuance/IPO; Securities
Rule Type
Final
Regions
Am
Rule Date
Sep 30, 2026
Effective Date
Oct 15, 2026
Rule ID
314888
Linked to
N/A
Reg. Last Update
Sep 30, 2026
Report Section
International