AUT FMA Incoming Platform Rules

Updated on: Oct 6, 2025

Latest Event


  • Oct. 2025 Regulation Published
  • On Oct. 1, 2025, AUT GVT published Regulation amending the FMA Incoming Platform Regulation 206/2025 (FMA-IPV) to reflect changes in financial laws and EU regulations.
  • Expands reporting obligations scope; clarifies entities subject to these requirements.
  • Now includes s151(1–12) and 152 of the Investment Fund Act 2011 (InvFG 2011), including the transmission of UCITS audit reports.
  • Incorporates provisions from: Credit Service Provider and Credit Purchaser Act (KKG); Central Counterparty Implementation Act (ZGVG); Reg 648/2012 on OTC derivatives and central counterparties; Central Securities Depository Implementation Act (ZvVG); and Reg 909/2014 on securities settlement and central securities depositories.
  • Specifies which entities are excluded from certain notification duties, including domestic institutions such as insurance companies, banks, payment institutions, pension funds, and crypto service providers.
  • Amendments will enter into force on Nov. 1, 2025 and apply accordingly.

On Oct. 15, AUT FMA consulted on amending incoming platform reg.

  • AUT FMA consulted on draft regulation amending the Incoming Platform Regulation.
  • Follows AUT GVT May 2024 Reg 123 amending incoming platform reg, see #208413.
  • Purpose
  • Alignment with provisions of the MiCA-Ordinance Implementation Act (MiCA-VVG).
  • And the DORA-Implementation Act (DORA-VG), regarding electronic transmissions.
  • Clarification on the distinction between the contribution channels of AUT FMA and the ECB; legal references' alignment; exceptions to Banking Act's (BWG) contributions.
  • Effectiveness
  • Comments can be submitted via email until Nov. 15, 2024.
  • Oct. 2025 Regulation Published
  • On Oct. 1, 2025, AUT GVT published Regulation amending the FMA Incoming Platform Regulation 206/2025 (FMA-IPV) to reflect changes in financial laws and EU regulations.
  • Expands reporting obligations scope; clarifies entities subject to these requirements.
  • Now includes s151(1–12) and 152 of the Investment Fund Act 2011 (InvFG 2011), including the transmission of UCITS audit reports.
  • Incorporates provisions from: Credit Service Provider and Credit Purchaser Act (KKG); Central Counterparty Implementation Act (ZGVG); Reg 648/2012 on OTC derivatives and central counterparties; Central Securities Depository Implementation Act (ZvVG); and Reg 909/2014 on securities settlement and central securities depositories.
  • Specifies which entities are excluded from certain notification duties, including domestic institutions such as insurance companies, banks, payment institutions, pension funds, and crypto service providers.
  • Amendments will enter into force on Nov. 1, 2025 and apply accordingly.
Regulators
AUT FMA
Entity Types
B/D; Bank; BHC; IA; IHC; Ins; Inv Co
Reference
OG, 206/2025, 10/1/2025; Lt GZ FMA-LE0001.210/0011-INT/2024, CP, 10/15/2024; Reg 123, 5/16/2024; MiCA-VVG; DORA-VG
Functions
Compliance; Financial; Legal; Reporting; Risk; Technology; Treasury
Countries
Austria
Category
State
N/A
Products
Banking; Fund Mgt; Insurance; Securities
Rule Type
Final
Regions
EMEA
Rule Date
Oct 15, 2024
Effective Date
Nov 1, 2025
Rule ID
230023
Linked to
Reg. Last Update
Oct 1, 2025
Report Section
EU