UK CLC Ongoing Competence Code

Updated on: May 14, 2026

Latest Event


  • May 11, 2026 New Ongoing Competence Code
  • On May 11, 2026, UK CLC issued new Ongoing Competence Code for lawyers.
  • Code comes into force on Nov. 1, 2026 and should be read alongside Code of Conduct.
  • Purpose of the Code is to safeguard consumers by ensuring that CLC regulated lawyers and practices maintain high standards of competence in delivering legal services.
  • Code provides clearer, more consistent way to plan, record evidence competence.
  • Each year, lawyers must complete minimum of 8 ongoing competence activities, including at least 4 assessed activities, submit an Ongoing Competence Return, OCR.
  • Reinforces role of practices in supporting competence across legal and compliance.
  • This reflects the reality that competence is shaped not only by individual learning, but by how a practice supervises work, identifies risk, and responds to change.
  • List of topics is published to help plan and record ongoing competence activity.
  • The list will sit alongside our annual Risk Agenda, typically published in June, so you can use it as a practical guide when planning activity for the year ahead.
  • Where appropriate, mandatory topic may be set for the year and will make this clear on the ongoing competence page and in our usual communications well in advance.
  • Lawyers and practices will be required to submit their first completed OCR’s and ROCR’s covering the period from Nov. 1, 2026 to Oct 31, 2027, by Oct. 31, 2027.
  • Best preparation is to read the new Code and the FAQs for lawyers and practices.
  • Links to relevant resources are included: The New Code; Lawyer Page; Lawyer FAQs; Practice Page; Practice FAQs.

On Mar. 12, UK CLC consulted on Ongoing Competence Code.

  • UK CLC announced four consultation sessions re Ongoing Competency Code (Code).
  • New Framework to Replace CPD
  • Proposed Code aims to replace existing continuing professional development (CPD).
  • New framework and code is proposed to replace CPD Code and Framework.
  • This follows publication of UK CLC's response to the 2022 consultation on principles of CPD proposals, and undertaking additional workshops in 2023.
  • Consultation Events
  • On Mar. 24 and Mar. 26, UK CLC will run a series of events for CLC practices and CLC lawyers to describe the proposals in more detail and invite any further feedback.
  • Specifically feedback prior to UK CLC finalizing the draft Code and then seeking approval from the Legal Services Board, ensuring proposals are easy to understand.
  • Also, UK CLC want to ensure proposals are feasible, and feedback will include discussion of any unforeseen impacts of the proposals for consideration.
  • Four online consultation sessions will be held in the week of Mar. 24.
  • Two sessions set out how the new Code will work for individual lawyers and two of these sessions will look at UK CLC's expectations of practices.
  • On Mar. 24, Practices session at 0900-1000, and Lawyers session at 1230-1300.
  • Dates/times to note on Mar. 26, Lawyers session at– 0900-1000 and Practices session will be held at 1230-1300, and Microsoft Teams links are provided by UK CLC.
  • Proposed Changes
  • New Code is proposed to replace the current hourly-based requirement with an activity-based requirement, supported by 83% of 2022 consultation respondents.
  • Standardizes requirements across all CLC lawyers, regardless of their type of licence.
  • Also identifies Core Topics which form part of everyday practice to be refreshed every few years, as stipulated by the UK CLC, which was first set at every 3 years.
  • Sets out annual Risk Agenda (introducing Suggested Topics) to provide helpful direction to UK CLC lawyers and support them to complete ongoing competence.
  • In particular, activities on topics which have associated current or emerging risks.
  • Proposals require that practices must report the ongoing competence activity of their key compliance personnel, such as UK CLC Registered manager, annually.
  • Includes activities of HoLP (Head of Legal Practice), HoFA (Head of Finance and Administration), and MLRO (Money Laundering Reporting Officer).
  • Enables ongoing competence activity to be used by UK CLC as a tool for remediation, (of which 64% respondents supported, and 20% did not hold a strong view).
  • Effectiveness
  • Consultation sessions will be held on Mar. 24, and Mar. 26, 2025.
  • Mar. 18, 2025 Consultation Materials
  • On Mar. 18, 2025, UK CLC highlighted the consultation and issued relevant materials.
  • The document Ongoing Competence Code – Consultation and Engagement (March 2025) contains CLC Ongoing Competence Toolkit extracts as well asthe current Impact Assessment related to the proposals for comment and feedback.
  • The draft code can be found in Annex 1 – Proposed Ongoing Competence Code.
  • May 11, 2026 New Ongoing Competence Code
  • On May 11, 2026, UK CLC issued new Ongoing Competence Code for lawyers.
  • Code comes into force on Nov. 1, 2026 and should be read alongside Code of Conduct.
  • Purpose of the Code is to safeguard consumers by ensuring that CLC regulated lawyers and practices maintain high standards of competence in delivering legal services.
  • Code provides clearer, more consistent way to plan, record evidence competence.
  • Each year, lawyers must complete minimum of 8 ongoing competence activities, including at least 4 assessed activities, submit an Ongoing Competence Return, OCR.
  • Reinforces role of practices in supporting competence across legal and compliance.
  • This reflects the reality that competence is shaped not only by individual learning, but by how a practice supervises work, identifies risk, and responds to change.
  • List of topics is published to help plan and record ongoing competence activity.
  • The list will sit alongside our annual Risk Agenda, typically published in June, so you can use it as a practical guide when planning activity for the year ahead.
  • Where appropriate, mandatory topic may be set for the year and will make this clear on the ongoing competence page and in our usual communications well in advance.
  • Lawyers and practices will be required to submit their first completed OCR’s and ROCR’s covering the period from Nov. 1, 2026 to Oct 31, 2027, by Oct. 31, 2027.
  • Best preparation is to read the new Code and the FAQs for lawyers and practices.
  • Links to relevant resources are included: The New Code; Lawyer Page; Lawyer FAQs; Practice Page; Practice FAQs.
Regulators
UK CLC
Entity Types
Corp; Fiduciary
Reference
PR 5/11/2026; PR, CP, 3/18/2025; CP, 3/12/2025
Functions
AML; Compliance; Financial; Legal; Operations; Reporting; Risk; Training
Countries
United Kingdom
Category
State
N/A
Products
Corporate
Rule Type
Final
Regions
EMEA
Rule Date
Mar 12, 2025
Effective Date
Nov 1, 2026
Rule ID
246853
Linked to
N/A
Reg. Last Update
May 11, 2026
Report Section
UK