NSCC Modified Processing Schedule


On Nov. 15, NSCC issued modified Saturday submission deadline.


  • NSCC issued Modified mutual funds saturday processing schedule in production region.
  • Modifies inbound data submissions to an earlier cutoff deadline to increase security.
  • Modified Schedule
  • Existing cutoff time to submit files to DTCC is is between 12pm and 1pm EST on saturdays, the modified schedule has an earlier cutoff between 1am and 5am EST.
  • Modified schedule will provide DTCC with the expanded window for comprehensive disaster recovery exercises enhance security and streamline the recovery capabilities.
  • Allow for more frequent business continuity and disaster recovery exercises without the need for scheduling adjustments, thus mitigating the risks of manual interventions.
  • This modified schedule will become effective for all areas beginning on Jan. 11, 2025.

Regulators NSCC
Entity Types B/D; Depo
Reference Nt 9088, a9515, 11/15/2024
Functions Operations; Settlement
Countries United States of America
Category
State
Products Clearing; Mutual Funds; Securities
Regions Am
Rule Type Final
Rule Date 11/15/2024
Effective Date 1/11/2025
Rule Id 233702
Linked to N/A
Reg. Last Update 11/15/2024
Report Section US Investment

Last substantive update on 11/20/2024