Cboe Clear Customer Margin Debt Relief

Updated on: Oct 1, 2026

Latest Event


  • Sep. 29, 2026 Fed Reg Publication
  • On Sep. 29, 2026, Cboe Clear published customer margin relief in the Federal Register.
  • Comments should be received on or before Oct. 20, 2026.

On Sep. 25, Cboe Clear requested relief on treatment of customer margin.

  • Cboe Clear US (CCUS) requested exemption to SEA Section 36 on treatment of customer margin under item 13 and note F of exhibit A to Rule 15c3-3.
  • Relief Requested
  • Requested exemptive relief on behalf of broker-dealers CCUS clearing members from limitation in Item 13 and Note F of Exhibit A to Rule 15c3-3.
  • That confines the Item 13 debit to the amount of margin required and on deposit with OpCC for all option contracts written or purchased in customer accounts.
  • Allow CCUS Clearing Members to include as a debit under Item 13 and Note F margin that required and on deposit at CCUS for binary options cleared by CCUS.
  • On behalf of Clearing Member customers in the same manner as is currently provided for margin required and on deposit with OCC.
  • Consultation
  • Comments on CCUS application due 21 days from publication in the federal register.
  • Sep. 29, 2026 Fed Reg Publication
  • On Sep. 29, 2026, Cboe Clear published customer margin relief in the Federal Register.
  • Comments should be received on or before Oct. 20, 2026.
Regulators
Cboe Clear
Entity Types
B/D; Exch
Reference
91 FR 61528, 9/29/2026; SEC RF 34-106493, 4-930, 9/25/2026
Functions
Compliance; Legal; Operations; Trading
Countries
United States of America
Category
State
N/A
Products
Clearing; Deposits; Derivatives; Securities
Rule Type
Final
Regions
Am
Rule Date
Sep 25, 2026
Effective Date
Oct 20, 2026
Rule ID
314380
Linked to
N/A
Reg. Last Update
Sep 29, 2026
Report Section
US Investment