VIE SEC Securities Service Pricing


On Dec. 5, VIE SEC issued policy on service prices in securities sector.


  • VIE SEC issued circular no. 83/2024/TT-BTC on Guiding the mechanisms and policies regarding service pricing in the securities sector at the Vietnam stock exchange and its subsidiaries, as well as the Vietnam securities depository and clearing corporations.
  • It replaces VIE GVT circular 101/2021/TT-BTC dated Nov. 17, 2021, on the regulation of service prices applied at the stock exchanges and VIE VSD, see #106074.
  • Overview of Circular
  • It guides the mechanism and policies on service prices in securities sector determined by the state applicable at VIE SEC and its subsidiaries, and the VIE VSD.
  • For services in the securities sector not priced by the state, the stock exchange and its subsidiaries, along with the VIE VSD, shall self-determine the relevant prices.
  • They shall take full responsibility for the prices of the services they provide in accordance with the actual service provision, relevant regulations of the Law on prices.
  • Covers service prices in the securities sector applied at the stock exchange and VIE VSD, as well as regulations on payment for services in the securities sector.
  • Plus regulations on time for collection, payment and refund of service fees in the securities sector, and management and use of revenue from providing services.
  • Effectiveness
  • This circular takes effect from Jan. 10, 2025.

Regulators VIE SEC
Entity Types B/D; Depo; Exch
Reference PR 12/6/2024; Cir 83/2024/TT-BTC, 12/5/2024; Rpl Cir 101/2021/TT-BTC, 11/17/2021;
Functions Compliance; Financial; Legal; Tax; Treasury
Countries Vietnam
Category
State
Products Securities
Regions AP
Rule Type Final
Rule Date 12/5/2024
Effective Date 1/10/2025
Rule Id 236166
Linked to Rule :106074
Reg. Last Update 12/6/2024
Report Section International

Last substantive update on 12/10/2024