IND BSE Compliance Reports FY 2024-25


On Sep. 16, IND BSE issued notice on compliance reporting.


  • IND BSE issued notice re submission of vulnerability assessment and penetration testing (VAPT) report and action taken report (ATR), within one month of VAPT.
  • Guidelines for submission of VAPT report and ATR will be published in Oct. 2024.
  • Follows IND BSE Sep. 2023 issued notice on submission compliance reports, #185790.
  • Also follows IND BSE Aug. 2023 issued notice on disciplinary actions, see #162560.
  • Report Submission
  • The detailed VAPT report, along with a summary (as per format in annexure A) shall be digitally signed by IND CERT-In empaneled entity and submitted by Dec. 31, 2024.
  • Any identified gaps must be remedied immediately, compliance of closure of findings from VAPT shall be submitted within 3 months post submission of VAPT report.
  • Members are required to submit VAPT report/action taken report for FY 2024-25, as per the format in annexure B, by Mar. 31, 2025, on the BSE e-filing system.
  • Members are advised to adhere strictly to reporting timelines, ensure all vulnerabilities are addressed, confirmed in reports as per IND BSE's Aug. 2023 guidance (#162560).
  • Non-compliance penalties applicable in FY 2024-2025 are set out in annexure C.

Regulators IND BSE
Entity Types B/D; Corp; Exch
Reference Nt 20240916-2, 9/16/2024
Functions Compliance; Financial; Reporting; Trade Reporting
Countries India
Category
State
Products Corporate; Derivatives; Equity; Securities
Regions AP
Rule Type Final
Rule Date 9/16/2024
Effective Date 12/31/2024
Rule Id 226386
Linked to Rule :185790
Reg. Last Update 9/16/2024
Report Section International

Last substantive update on 09/19/2024