TAI EXC Securities Bid Validity Amendment

Updated on: Jun 26, 2026

Latest Event


  • Jun. 25, 2026 Editorial Update
  • On Jun. 25, 2026, Reg-track made an editorial update to add link of TAI TSA.

On Jun. 22, TAI EXC published revised securities auction bid-form requirements.

  • TAI EXC published revised TAI TSA Rules Governing Underwriting and Resale of Securities by Securities Firms.
  • TAI TSA amended article 13 and appendix 1 to article 12, which contains the bid form for competitive auctions of underwritten securities.
  • Amendment
  • The amendment removes the rule that made a bid invalid if an investor failed to complete their birthdate correctly or provided inaccurate birthdate information.
  • The purpose is to avoid rejecting bids due to date-of-birth input errors.
  • TAI DCC will continue checking whether individual investors are adults.
  • Effectiveness
  • The amendments are effective from Nov. 2, 2026.
  • Jun. 25, 2026 Editorial Update
  • On Jun. 25, 2026, Reg-track made an editorial update to add link of TAI TSA.
Regulators
TAI EXC; TAI TSA
Entity Types
B/D; Corp
Reference
RF TSA No. 1150003293, 6/22/2026; Lt FSC No. 1150138687, 6/17/2026;
Functions
Compliance; Operations; Underwriting
Countries
Taiwan
Category
State
N/A
Products
Securities
Rule Type
Final
Regions
AP
Rule Date
Jun 22, 2026
Effective Date
Nov 2, 2026
Rule ID
303237
Linked to
N/A
Reg. Last Update
Jun 22, 2026
Report Section
International