ICE NGX Protection of Information

On Mar. 5, ICE NGX amendments re confidentiality and termination.

  • ICE NGX certified to the CFTC changes to the ICE NGX contracting party agreement.
  • Agreement Amendments
  • Updated provisions relating to the protection of personal information, other matters.
  • Consolidated the provisions relating to confidentiality; revised, consolidated provisions relating to termination of the agreement by or in respect of a contracting party.
  • Updated the description of ICE NGX’s business in the representations and warranties made by ICE NGX; and made other conforming and non-substantive amendments.
  • The text of the amended agreement provisions is attached as the appendix of filing.
  • Implementation
  • Implement amendments on Apr. 15, 2024/on such later date as ICE may designate.
  • Mar. 19, 2024 CFTC Certified Status
  • On Mar. 19, 2024, CFTC reported certified status of amendments to ICE agreement.

Regulators ICE NGX
Entity Types B/D; Exch
Reference RF, 3/19/2024; RF, 3/5/2024
Functions Compliance; Legal; Privacy; Trading
Countries Canada
Products Derivatives; Equity; Fixed Income; Issuance/IPO; Securities
Regions Am
Rule Type Final
Rule Date 3/5/2024
Effective Date 4/15/2024
Rule Id 203654
Linked to N/A
Reg. Last Update 3/19/2024
Report Section US Investment

Last substantive update on 03/24/2024