EC EEA Decisions of February 2023


On Oct. 19, EC issued EEA Annex IX decisions in the Official Journal.


  • EU CMSN issued in the EU Official Journal various decisions of the EEA Joint Committee of Feb. 3, 2023 amending Annex IX (Financial services) to the EEA Agreement.
  • Follows Europalov Jun. 2023 update on central registers interconnection, #108019.
  • Follows Europalov Dec. 2022 update on firm, operator position report rules, #156192.
  • Follows Europalov Dec. 2022 update on PRIIP KID transitional arrangement. #156179.
  • Follows Europalov Dec. 2022 update on banks' modellability of risk factors, #156187.
  • Follows EU CNCL Dec. 2022 issued cover note to a draft EEA dec on CSDs, #156125.
  • Follows Europalov Dec. 2022 updated on bank liquidity horizon, IMA models, #156189.
  • EEA Decisions
  • Decision of the EEA Joint Committee No 20/2023 of Feb. 3, 2023 amending Annex IX (Financial services) to the EEA Agreement [2023/2308] re Liechtenstein CSD Decision.
  • Decision of the EEA Joint Committee No 18/2023 of Feb. 3, 2023 amending Annex IX (Financial services) to the EEA Agreement [2023/2309] re position reports rules.
  • Decision of the EEA Joint Committee No 17/2023 of Feb. 3, 2023 amending Annex IX (Financial services) to EEA Agreement [2023/2312] regarding technical specifications and procedures required for system of interconnection of central registers.
  • Decision of the EEA Joint Committee No 19/2023 of Feb. 3, 2023 amending Annex IX (Financial services) to the EEA Agreement [2023/2313] re PRIIP KID transitional rules.
  • Decision of the EEA Joint Committee No 16/2023 of Feb. 3, 2023 amending Annex IX (Financial services) to the EEA Agreement [2023/2321] regarding criteria to assess the modelability of risk factors under IMA, assessment frequency per art 325be(3) CRR.
  • Jun. 2024 Dec 17/2023 in Force Date
  • On Jun. 28, 2024, EFTA confirmed Dec 17/2023 enters into force on Aug. 1, 2024.

Regulators EEA JC; EU CMSN
Entity Types B/D; Bank; CNSM; Depo; HF; IA; Ins; Inv Co
Reference PR, 6/28/2024; OJ L, 10/19/2023; Dec 2023/2308, Dec 2023/2309, Dec 2023/2312, Dec 2023/2313, Dec 2023/2321, 2/3/2023; CSDR Reg 909/2014; PRIIP Reg 1286/2014; UCITS Dir 2014/91, Dir 2009/65; MIFID/MIFIR Dir 2014/65, Reg 600/2014; CRD/CRR Dir 2013/36, Reg 575/2013; EEA Agreement; Citation: 2023/2308; 2023/2309; 2023/2312; 2023/2313; 2023/2321; Dec 17/2023;
Functions Advertising; Compliance; Financial; Legal; Operations; Product Administration; Registration/Licensing; Reporting; Risk; Sales Practices; Trading; Treasury
Countries European Union; Liechtenstein; Norway; Cross-Border
Category
State
Products Banking; Clearing; Commodities; Custody; Derivatives; Fund Mgt; Insurance; Investment Bank; Mutual Funds; Securities; Structured Products
Regions EMEA
Rule Type Guidance
Rule Date 10/19/2023
Effective Date 8/1/2024
Rule Id 188572
Linked to Rule :108019
Reg. Last Update 6/28/2024
Report Section EU

Last substantive update on 07/03/2024