TAI DCC New Filing Formats for Funds


On Apr. 25, TAI DCC introduced new format for filing, receiving files.


  • TAI DCC introduced Domestic fund trading platform (B2C direct customer) file transmission and receipt media format v1.0, to enhance payment, receipt efficiency.
  • Follows TAI DCC Jun. 2023 enhanced fund information transmission platform, #167485.
  • Platform
  • Aims to standardize, automate operations in fund market, providing information transmission, payment service between investment trust companies, sales institutions.
  • Specifications have been outlined for file transmission and receipt, including customer data, authorization forms, fund transactions, dividends, and payment statuses.
  • Interested parties may visit the TAI DCC website to download the specifications.
  • Effectiveness
  • Testing to commence in Nov. 2024 with planned implementation by end of Dec. 2024.

Regulators TAI DCC
Entity Types B/D; Depo; IA; Inv Co
Reference Lt DCC No. 1130010019, 4/25/2024
Functions Financial; Operations; Reporting; Settlement; Technology
Countries Taiwan
Category
State
Products Clearing; Custody; Fund Mgt; Securities
Regions AP
Rule Type Final
Rule Date 4/25/2024
Effective Date 12/31/2024
Rule Id 209858
Linked to Rule :167485
Reg. Last Update 4/25/2024
Report Section International

Last substantive update on 04/30/2024