NASAA Electronic Filing Depository


On Nov. 13, NASAA reported State securities filings migration to cloud.


  • NASAA announced Electronic Filing Depository (EFD) system will migrate to the cloud.
  • Overview
  • EFD serves as the central hub filing resource for State securities filings, to accept Form D, Form NF, franchise filings, other filing types, to look up securities offering filings.
  • As of Jan. 2025, EFD will migrate to commercial cloud, have a new URL system under the newly created nasaafd.org website, and new system support contact information.
  • Migrated EFD to retain the same credentials (usernames, passwords) as prior system.
  • Effectiveness
  • Current EFD system deactivates 11:59pm Dec. 31, 2024.

Regulators NASAA
Entity Types B/D; Fiduciary; IA; Inv Co
Reference PR, 11/13/2024;
Functions Compliance; Financial; Legal; Operations; Reporting; Technology
Countries United States of America
Category
State
Products Fund Mgt; Issuance/IPO; Private Placements; Securities
Regions Am
Rule Type Final
Rule Date 11/13/2024
Effective Date 12/31/2024
Rule Id 233166
Linked to N/A
Reg. Last Update 11/13/2024
Report Section US Investment

Last substantive update on 11/14/2024