DTC BCS, Disaster Recovery Testing


On Dec. 6, DTC reported annual continuity, disaster recovery testing.


  • DTC, NSCC, FICC will conduct business continuity and disaster recovery plans annual test on Oct. 25, 2025 in compliance with its obligations under Reg SCI DR testing.
  • Annual Testing
  • Select participants have been designated by FICC/MBSD (based on service usage) to take part in this testing; will be notified by direct email accordingly by Dec. 31, 2024.
  • Additionally, FICC/MBSD is expanding disaster recovery exercise calendar to accommodate enhanced resilience testing both internally and externally.
  • Notice provides planned 2025 dates where production schedules will be impacted.
  • During testing weekends, FICC/MBSD’s systems will be unavailable for processing between the hours of 5:00AM eastern time (ET) Saturday and 12:00PM (ET) Sunday.
  • Regular processing and access will resume immediately following each exercise.
  • Designated FICC/MBSD Participants using SMART Network are required to test connectivity between their alternate locations and DTCC data centers at once a year.
  • Effectiveness
  • Annual testing to take place on Oct. 25, 2025.
  • Dec. 2024 DTC Testing Dates
  • On Dec. 16, 2024, DTC NSCC issued testing dates for business continuity/disaster recovery plans, modified insurance & retirement services (I&RS) production plans.
  • Listed weekends from Jan. to Dec. 2025, noted that I&RS production systems will be unavailable during testing weekends between 5:00AM Saturday and 12:00PM Sunday.

Regulators DTC; FICC; NSCC
Entity Types B/D; Exch; Ins
Reference Nt, a9533, p&s9105, 12/16/2024; Nt, MBS1394-24, GOV1843-24, a9526, 12/6/2024; IN;
Functions BCS; Financial; Reporting; Risk; Technology
Countries United States of America
Category
State
Products Custody; Insurance; Retirement Plan; Securities
Regions Am
Rule Type Final
Rule Date 12/6/2024
Effective Date 1/1/2025
Rule Id 236033
Linked to N/A
Reg. Last Update 12/16/2024
Report Section US Investment

Last substantive update on 12/19/2024