Thai SEC Guidelines for IT Systems


On Nov. 21, Thai SEC issued guidelines on IT system governance.


  • Thai SEC published Guidelines for the provision of information technology systems.
  • Follows Thai SEC Sep. 2022 issued guidelines for assessing IT system risks, #150015.
  • Document dated Nov. 21, 2024, received from Thai SEC Dec. 3, summarized Dec. 6.
  • Key Provisions
  • Guidelines cover information technology governance and management, information technology security, information technology audit, and review of their appropriateness.
  • In the event that a business operator has fully complied with these guidelines, Thai SEC shall consider that business operator has complied with earlier guidelines listed.
  • However, if the operator operates differently from these guidelines, they have the burden of proving their operation meets the requirements of those earlier guidelines.
  • Effectiveness
  • Guidelines effective from Jan. 1, 2025 onwards; Sep. 2022 notice (#150015) repealed.

Regulators Thai SEC
Entity Types B/D; Depo; Exch; HF; IA; Inv Co
Reference RF NP. 6/2567, 11/21/2024
Functions Compliance; Cyber; Financial; Operations; Reporting; Risk; Technology
Countries Thailand
Category
State
Products Cryptocurrency; Derivatives; Fund Mgt; Mutual Funds; Securities
Regions AP
Rule Type Final
Rule Date 11/21/2024
Effective Date 1/1/2025
Rule Id 235711
Linked to Rule :150015
Reg. Last Update 11/21/2024
Report Section International

Last substantive update on 12/06/2024