FLA OFR IA Continuing Education Due


On Dec. 12, FLA OFR reminded continuing education credits are due.


  • FLA OFR reminded investor advisor representatives (IAR) to complete their continuing education by Dec. 26, 2024, for the credits to be applied before Jan. 2. 2025.
  • Central Registration Depository will close for the year on Dec. 26, and continuing education credits will be based on the credits reported in the system at that time.
  • Continuing Education Requirement
  • State-registered and federal-covered IAR's who are registered or have been registered in the State of Florida must complete a minimum of 12 continuing education credits.
  • Twelve total credits must include six credits of products and practices courses and six credits of ethics and professional responsibility courses completed by Dec. 31 annually.

Regulators FLA OFR
Entity Types IA
Reference PR, 12/12/2024
Functions Compliance; Legal; Registration/Licensing
Countries United States of America
Category
State
Products Fund Mgt
Regions Am
Rule Type Final
Rule Date 12/12/2024
Effective Date 12/26/2024
Rule Id 236956
Linked to N/A
Reg. Last Update 12/12/2024
Report Section US Investment

Last substantive update on 12/17/2024