HK SII Revised Study Manual for Exam


On Jan. 17, HK SII published the latest version of study manuals.


  • HK SII updated the study manuals for LE paper 7 financial markets (version 3.4) and LE Paper 8 securities (version 3.5) with effective from Mar. 1, 2024.
  • Follows HK SII Dec. 2023 updated the study manuals for LE paper 1, 4, 6, #140769.
  • Examination questions will be based on the updated manuals from Mar. 1, 2024.
  • Jan. 31, 2024 LE Paper 3
  • On Jan. 31, 2024, HK SII updated the study manuals for LE paper 3 Regulation of derivatives (v 2.8); exam questions will be based on this manual from Mar. 31, 2024.
  • Mar. 2024 LE Paper 4
  • On Mar. 27, 2024, HK SII updated study manual for LE Paper 4 Regulation of credit rating services (v 2.2); exam questions will be based on that from May 28, 2024.

Regulators HK SII
Entity Types B/D; Corp; IA; Inv Co
Reference PR 3/27/2024; PR 1/31/2024; PR 1/17/2024
Functions Compliance; Exams; Financial; HR; Training
Countries Hong Kong
Category
State
Products Corporate; Equity; Fund Mgt; Securities
Regions AP
Rule Type Final
Rule Date 1/17/2024
Effective Date 5/28/2024
Rule Id 198230
Linked to Rule :140769
Reg. Last Update 3/27/2024
Report Section International

Last substantive update on 03/30/2024