Oct 28
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Oct 29
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Oct 30
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Oct 31
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ARG GVT Asset Regularization Deadlines
On Sep. 30, ARG GVT extended the dealines for the Regimes stages.
On Sep. 30, ARG GVT extended the dealines for the Regimes stages.
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AST Tax New Return for Not-for-Profits
On Apr. 5, AST Tax guided on filing new annual self-review returns.
On Apr. 5, AST Tax guided on filing new annual self-review returns.
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BER PRL Annual Corporate Fees
On Mar. 8, BER PRL issued bills for annual corporate regulatory fees.
On Mar. 8, BER PRL issued bills for annual corporate regulatory fees.
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BNG SEC Stock Broker Fund Utilization
On Jul. 18, BNG SEC issued rules on unauthorized utilization of funds.
On Jul. 18, BNG SEC issued rules on unauthorized utilization of funds.
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BRZ Tax Conflicts, Dispute Procedures
On Oct. 1, BRZ Tax created the procedure to prevent conflicts.
On Oct. 1, BRZ Tax created the procedure to prevent conflicts.
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BRZ Tax Solutions Project Taxpayers
On Oct. 1, BRZ Tax established special tax services agency project.
On Oct. 1, BRZ Tax established special tax services agency project.
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CAN ONT FSRA Auto Ins. Attestation
On Aug. 20, CAN ONT FSRA issued annual auto insurance attestation.
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CHI CFETS Interbank Network Security
On Sep. 12, CHI CFETS issued notice on reinforcing network security.
On Sep. 12, CHI CFETS issued notice on reinforcing network security.
-
CHI NAFMII 2024 Semi-Annual Reports
On Aug. 7, CHI NAFMII issued notice on disclosure of reports.
On Aug. 7, CHI NAFMII issued notice on disclosure of reports.
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CMS Emerging Technology Coverage
On Jun. 22, CMS issued notice on transitional coverage for technology.
On Jun. 22, CMS issued notice on transitional coverage for technology.
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Fannie Appraisal Value Reconsideration
On May 1, Fannie updated appraisal value reconsideration standards.
On May 1, Fannie updated appraisal value reconsideration standards.
-
Freddie Value Reconsider Requests
On May 1, Freddie provided guide updates related to underwriting.
On May 1, Freddie provided guide updates related to underwriting.
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GA INS No Cancellations in Emergency
On Oct. 1, GA INS directive suspending cancellations for all lines.
On Oct. 1, GA INS directive suspending cancellations for all lines.
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GE Bundesbank Data Exchange Portal
On Oct. 21, GE Bundesbank detailed conversion statistical reporting.
On Oct. 21, GE Bundesbank detailed conversion statistical reporting.
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GUE GFSC Financial Crime Returns
On Feb. 13, GUE GFSC consulted on financial crime return rules 2023.
On Feb. 13, GUE GFSC consulted on financial crime return rules 2023.
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HUD Appraisal Value Reconsideration
On May 1, HUD guidance to protect borrowers from appraisal bias.
On May 1, HUD guidance to protect borrowers from appraisal bias.
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IDN FSA Financial Anti-Fraud Strategy
On Aug. 13, IDN FSA issued rules to implement anti-fraud strategy.
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IND BSE Contract Note and Tax Invoice
On Sep. 30, IND BSE issued clarification on the contract note format.
On Sep. 30, IND BSE issued clarification on the contract note format.
-
IND NSD Registration in FINnet 2.0
On May 25, IND NSD updated on registration of reporting entities.
On May 25, IND NSD updated on registration of reporting entities.
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IND NSE Annual Returns, Networth
On Sep. 30, IND NSE reminded of submission of annual returns.
-
IND NSE Commodity Derivatives Fees
On Nov. 7, IND NSE issued an update on transaction charges.
On Nov. 7, IND NSE issued an update on transaction charges.
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IND NSE Online Order Device Identity
On Aug. 1, IND NSE, IND BSE issued internet device identifier rules.
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IND NSE Submit Networth Certificate
On Oct. 6, IND NSE advised members to submit networth certificate.
On Oct. 6, IND NSE advised members to submit networth certificate.
-
IND RBI Offline Retail Payment
On Aug. 6, IND RBI updated on offline retail payment pilot scheme.
On Aug. 6, IND RBI updated on offline retail payment pilot scheme.
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IND SEBI Proposal on Demat Account
On Jun. 5, IND SEBI drafted circular re basic services demat account.
On Jun. 5, IND SEBI drafted circular re basic services demat account.
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IOW LEG Hurricane Helene Disaster
On Oct. 1, IOW LEG proclaimed disaster due to Hurricane Helene.
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ITA OAM Subordinated Consumer Loan
On Oct. 8, ITA OAM issued communications on ban for brokers, other.
On Oct. 8, ITA OAM issued communications on ban for brokers, other.
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ITA Tax Biennial Preventive Composition
On Sep. 17, ITA Tax issued rules for flat-rate taxpayers, Isa subjects.
On Sep. 17, ITA Tax issued rules for flat-rate taxpayers, Isa subjects.
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ITA Tax ESG Real Estate Superbonus
On Sep. 4, ITA Tax issued superbonus decree regarding applications.
On Sep. 4, ITA Tax issued superbonus decree regarding applications.
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ITA Tax Tax Withholding Declaration
On Feb. 26, ITA Tax issued form and guide for withholding tax.
On Feb. 26, ITA Tax issued form and guide for withholding tax.
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KUW CMA Assets Impairment Valuation
On Feb. 4, KUW CMA issued resolution re asset impairment valuation.
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KUW CMA General Assemblies
On Aug. 18, KUW CMA amended provisions on assembly participation.
On Aug. 18, KUW CMA amended provisions on assembly participation.
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MLD FIU Money Changing Businesses
On Oct. 3, MLD FIU required money changing licenses re new rules.
On Oct. 3, MLD FIU required money changing licenses re new rules.
-
MO INS Trainee Real Estate Licensing
On Jun. 10, MO INS proposed updated licensing criteria for trainees.
On Jun. 10, MO INS proposed updated licensing criteria for trainees.
-
NJ DOBI Easy Enrollment Insurance
On Mar. 15, NJ DOBI instructed on easy enrollment health insurance.
On Mar. 15, NJ DOBI instructed on easy enrollment health insurance.
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NLD DNB Transition to Pensions Act
On Aug. 29, NLD DNB issued transition report format for PPIs to use.
-
OpCC Clearing Fund Cash Obligation
On Oct. 23, OpCC issued increase to clearing fund cash requirement.
On Oct. 23, OpCC issued increase to clearing fund cash requirement.
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PBGC 4044 Yield Curve Assumptions
On Sep. 19, PBGC updated interest assumption spreads component.
On Sep. 19, PBGC updated interest assumption spreads component.
-
PHI CB Template of Biographical Data
On Sep. 26, PHI CB amended reporting template of biographical data.
-
PHI CIC Submitting Entity Compliance
On Nov. 8, PHI CIC set compliance rules for submitting entities.
On Nov. 8, PHI CIC set compliance rules for submitting entities.
-
PHI Tax Filing Deadline Extension
On Jul. 24, PHI Tax extended deadline amid extreme weather.
On Jul. 24, PHI Tax extended deadline amid extreme weather.
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RUS GVT Tax Secrecy Regulations
On Sep. 30, RUS GVT issued amendments to the tax code of Russia.
-
SBA 504 Loan Program Debt Refinance
On Oct. 1, SBA issued final rule on 504 loan program debt refinancing.
On Oct. 1, SBA issued final rule on 504 loan program debt refinancing.
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SK FSS Quasi-investment Reporting
On Sep. 11, SK FSS proposed revisions re quasi-investment advisory.
On Sep. 11, SK FSS proposed revisions re quasi-investment advisory.
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SK FSS Retirement Pension Transfer
On Oct. 10, SK FSS announced launch of retirement pension transfer.
On Oct. 10, SK FSS announced launch of retirement pension transfer.
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SWE FI Macroprudential Reciprocity
On Aug. 13, SWE FI decided macroprudential measures recognition.
On Aug. 13, SWE FI decided macroprudential measures recognition.
-
TAI DCC Huhutong Platform Launched
On Sep. 25, TAI DCC discussed planned launch of Huhutong Platform.
On Sep. 25, TAI DCC discussed planned launch of Huhutong Platform.
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TUR Tax Bonds, Securities Income
On Dec. 29, TUR Tax issued decision re income withholding rate.
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UAE MOHRE Work Violation Exemption
On Sep. 6, UAE MOHRE offered services to settle status & exemptions.
On Sep. 6, UAE MOHRE offered services to settle status & exemptions.
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UK FRC UK Stewardship Code Update
On Jul. 22, UK FRC announced significant update to stewardship code.
On Jul. 22, UK FRC announced significant update to stewardship code.
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UK GVT Intra-Corporate Licensing
On Sep. 30, UK GVT issued a notice on Russia sanctions licensing.
On Sep. 30, UK GVT issued a notice on Russia sanctions licensing.
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UK GVT Leasehold Commonhold Reform
On Nov. 27, UK GVT issued outcome of consultation, published bill.
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URY Tax Filing Submission Deadlines
On Apr. 24, URY Tax issued rules re establishing tax due dates.
On Apr. 24, URY Tax issued rules re establishing tax due dates.
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Nov 01
st
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ARG JST New Regulatory Framework
On Jul. 24, ARG JST issued rules on new general regulatory framework
On Jul. 24, ARG JST issued rules on new general regulatory framework
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ARG JST Transform Civil Associations
On Aug. 21, ARG JST reported registry as public limited companies.
On Aug. 21, ARG JST reported registry as public limited companies.
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ARG LAB August Guaranteed Amount
On Aug. 1, ARG LAB published minimum guaranteed asset amount.
On Aug. 1, ARG LAB published minimum guaranteed asset amount.
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ARG LAB Worker Illness Fund Fixed Sum
On Jul. 29, ARG LAB established fixed sum for regulatory frameworks.
On Jul. 29, ARG LAB established fixed sum for regulatory frameworks.
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AST GVT Associated Fees re Health
On Aug. 10, AST GVT issued private health insurance amendments.
On Aug. 10, AST GVT issued private health insurance amendments.
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AST GVT Health Insurance Measures
On May 23, AST GVT registered regs re health insurance legislation.
On May 23, AST GVT registered regs re health insurance legislation.
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AST GVT Medicare Benefits Insurance
On May 20, AST GVT registered some instruments re health insurance.
On May 20, AST GVT registered some instruments re health insurance.
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AST GVT Private Health Insurer Laws
On Sep. 18, AST GVT amended legislation re private health insurance.
On Sep. 18, AST GVT amended legislation re private health insurance.
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AST GVT Section 3C Health Insurance
On Jan. 31, AST GVT issued general medical services determinations.
On Jan. 31, AST GVT issued general medical services determinations.
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AST PRL Closing Work Loopholes
On Sep. 4, AST PRL introduced bill to amend the Fair work act 2009.
On Sep. 4, AST PRL introduced bill to amend the Fair work act 2009.
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ASX Implementation of ISO 20022
On Jan. 24, ASX scheduled Austraclear ISO 20022 implementation.
On Jan. 24, ASX scheduled Austraclear ISO 20022 implementation.
-
ASX Launch of Environmental Futures
On Jul. 17, ASX said environmental futures will be launched on Jul. 29.
On Jul. 17, ASX said environmental futures will be launched on Jul. 29.
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BEL GVT Decree on Currency and AML
On Jul. 25, BEL GVT issued law and gazette on banking for companies.
-
BNG CB Repurchase Agreement Auction
On Oct. 21, BNG CB changed frequency of repo agreement auctions.
On Oct. 21, BNG CB changed frequency of repo agreement auctions.
-
BRZ Anbima Transparent Remuneration
On Oct. 11, BRZ Anbima issued new codes for investment distribution.
On Oct. 11, BRZ Anbima issued new codes for investment distribution.
-
BRZ Anbima Transparent Renumeration
On Sep. 17, BRZ Anbima opened public hearing re transparency.
On Sep. 17, BRZ Anbima opened public hearing re transparency.
-
BRZ CB On Call Operations, Security
On Oct. 3, BRZ CB issued rules to preserve operation and security.
On Oct. 3, BRZ CB issued rules to preserve operation and security.
-
BRZ CB Pix Payment Operations Rules
On Jul. 22, BRZ CB issued amendments to Pix operations rules.
On Jul. 22, BRZ CB issued amendments to Pix operations rules.
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BRZ CB Required Limits Reporting
On Oct. 5, BRZ CB issued instructions to file on limits and standards.
On Oct. 5, BRZ CB issued instructions to file on limits and standards.
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BRZ IPO RS Disaster Deadlines Relief
On May 6, BRZ IPO reported some deadlines extended until Nov. 1st.
On May 6, BRZ IPO reported some deadlines extended until Nov. 1st.
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BVMF Operational Qualification Map
On Jul. 20, BVMF issued circulars on operational qualification program.
On Jul. 20, BVMF issued circulars on operational qualification program.
-
CAN GVT Retail Payment Activities
On Feb. 11, 2023, CAN GVT proposed payment service provider rules.
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C-FCAC Bank External Complaint Body
On May 11, C-FCAC on bank external complaints body applications.
-
CHI CB Beneficial Ownership Measures
On Apr. 30, CHI CB, SAMR issued measures on beneficial ownership.
-
CHI CB Housing Loan Interest Rates
On Sep. 29, CHI CB permitted re-negotiation of floating rate loans.
-
CHI NAFR Syndicated Loan Measures
On Mar. 22, CHI NAFR proposed measures for syndicated loans.
On Mar. 22, CHI NAFR proposed measures for syndicated loans.
-
CHI NIS New Cybersecurity Standards
On May 9, CHI NIS issued sixteen national cybersecurity standards.
On May 9, CHI NIS issued sixteen national cybersecurity standards.
-
CHL Tax Law 21.713 Revised Tax Duties
On Oct. 25, CHL Tax on various modifications made by Law 21.713.
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CMS Health Care for DACA Recipients
On Apr. 24, CMS reported HHS issued proposal to expand coverage.
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COL LEG Remove Eviction Filing Fees
On May 21, COL LEG passed bill to remove filing fees on defendants.
On May 21, COL LEG passed bill to remove filing fees on defendants.
-
COL LEG Wildfire Mitigation Grants
On Sep. 9, COL LEG funding for strategic wildfire action program.
On Sep. 9, COL LEG funding for strategic wildfire action program.
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C-TMX US IRS Qualified Exchange
On Sep. 30, C-TMX received designation as a qualified exchange.
On Sep. 30, C-TMX received designation as a qualified exchange.
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CZC CB Digital Communication Changes
On Jun. 18, CZC CB outlined changes to simplify banking management.
On Jun. 18, CZC CB outlined changes to simplify banking management.
-
EP Ursula von der Leyen Re-Elected
On Jul. 18, EP published decision of EC President's re-election.
On Jul. 18, EP published decision of EC President's re-election.
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EU EPO Authorizations Simplification
On Sep. 2, EU EPO announced streamlined handling of authorizations.
On Sep. 2, EU EPO announced streamlined handling of authorizations.
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FIN GVT Apartment Registration
On Oct. 25, FIN GVT adopted bill changing fines for late registration.
On Oct. 25, FIN GVT adopted bill changing fines for late registration.
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FIN GVT Title and Mortgage Register
On Jun. 17, FIN GVT consulted on draft decree on use of the register.
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FIN MoJ Bankrupt Estate Administration
On Mar. 7, FIN MoJ consulted on bankrupt estates administration bill.
On Mar. 7, FIN MoJ consulted on bankrupt estates administration bill.
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FIN MoJ Bankruptcy Tasks Decree
On Oct. 24, FIN MoJ issued decree on ombudsman, advisory board .
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FIN MoJ Real Estate Ownership, Sales
On Apr. 18, FIN MoJ proposed changes to real estate ownership law.
On Apr. 18, FIN MoJ proposed changes to real estate ownership law.
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FIN PRL Act on Provision of Insurance
On Sep. 5, FIN PRL issued proposals to amend insurance legislation.
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FIN STM Insurer Liability Insurance
On Apr. 30, FIN STM consulted on proposal to amend insurance law.
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Forest SC Labor Requirements Advice
On Aug. 21, Forest SC issued new labor requirements advice notes.
On Aug. 21, Forest SC issued new labor requirements advice notes.
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FR ACPR Use of Electronic Signatures
On Oct. 13, FR ACPR issued decision requiring electronic signatures.
On Oct. 13, FR ACPR issued decision requiring electronic signatures.
-
GA INS State-Based Exchange for 2024
On Feb. 14, GA INS to establish a State-based insurance exchange.
On Feb. 14, GA INS to establish a State-based insurance exchange.
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GE GVT Data Transfer Ordinances
On Jun. 30, GE GVT issued ordinance amending data transfers.
On Jun. 30, GE GVT issued ordinance amending data transfers.
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HK EAA Good Competition Practices
On Aug. 5, HK EAA shared competition practices for estate agents.
On Aug. 5, HK EAA shared competition practices for estate agents.
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HK SFC Revised Financial Return Form
On Aug. 23, HK SFC published revised version of financial return form.
On Aug. 23, HK SFC published revised version of financial return form.
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HKEX Market Maker Trading Sessions
On Jul. 17, HKEX issued changes re market maker participation.
On Jul. 17, HKEX issued changes re market maker participation.
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HWI LEG Deceased Tenant Property
On Apr. 25, HWI LEG passed bill on handling the death of a tenant.
On Apr. 25, HWI LEG passed bill on handling the death of a tenant.
-
HWI LEG Exclusive Listing Agreements
On May 1, HWI LEG passed bill on unfair exclusive listing agreements.
On May 1, HWI LEG passed bill on unfair exclusive listing agreements.
-
HWI LEG Landland Rental Unit Repairs
On Apr. 25, HWI LEG passed landlord repair rental deadlines bill.
On Apr. 25, HWI LEG passed landlord repair rental deadlines bill.
-
IND NSE Muhurat Trading Timings
On Oct. 31, IND NSE set out Muhurat trading session timings.
-
IND RBI Money Transfer Framework
On Jul. 24, IND RBI revised domestic money transfer framework.
On Jul. 24, IND RBI revised domestic money transfer framework.
-
IND SEBI Debt Securities Listing Timing
On Sep. 26, IND SEBI reduced the timeline for debt securities listings.
On Sep. 26, IND SEBI reduced the timeline for debt securities listings.
-
IND SEBI Insider Dealing Rule Scope
On Oct. 22, IND SEBI amended master circular for mutual funds.
On Oct. 22, IND SEBI amended master circular for mutual funds.
-
IND SEBI Investors Liquidity Window
On Oct. 16, IND SEBI introduced liquidity window facility for investors.
On Oct. 16, IND SEBI introduced liquidity window facility for investors.
-
IND SEBI Listing and Disclosure Rules
On Jun. 30, IND SEBI issued master circular on listing, disclosure.
On Jun. 30, IND SEBI issued master circular on listing, disclosure.
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JPN FTC Payment of Subcontract Fee
On Feb. 28, JPN FTC proposed revisions re subcontract fee payment.
-
JPN FTC Proper Trades Freelancers
On May 12, JPN FTC updated on establishment of new legislation.
On May 12, JPN FTC updated on establishment of new legislation.
-
JPN FTC Specified Consignee Trades
On Apr. 12, JPN FTC proposed lower statutes re consignee trades.
-
JPN SDEC Stock Account Notification
On Aug. 28, JPN SDEC proposed revisions to stock transfer regulation.
On Aug. 28, JPN SDEC proposed revisions to stock transfer regulation.
-
KNY LEG Small Business Tax Credits
On Sep. 5, KNY LEG reported on small business tax credit applications.
On Sep. 5, KNY LEG reported on small business tax credit applications.
-
LTH GVT Interest and Late Fees
On Oct. 9, LTH GVT published order re interest, late payment amount.
On Oct. 9, LTH GVT published order re interest, late payment amount.
-
LTH PRL Electonic Money Institutions
On Jun. 20, LTH PRL amended the law on e-money institutions.
On Jun. 20, LTH PRL amended the law on e-money institutions.
-
LTH PRL Law Ceased Gambling Order
On Sep. 2, LTH PRL updated order to cease effect as per gambling law.
On Sep. 2, LTH PRL updated order to cease effect as per gambling law.
-
LTH PRL Payment Insitutions Law
On Jun. 20, LTH PRL amended the law on payment institutions.
On Jun. 20, LTH PRL amended the law on payment institutions.
-
LTH Tax Administration Law Comments
On Aug. 8, LTH Tax amended explanations to Arts 87, 107, 159.
On Aug. 8, LTH Tax amended explanations to Arts 87, 107, 159.
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LUX CAA Captive Insurance Companies
On Oct. 9, LUX CAA issued a circular on captive insurance companies.
-
MarketAxess Asia Pacific Market Rules
On Dec. 7, MarketAxess updated the RMO market rulebook.
On Dec. 7, MarketAxess updated the RMO market rulebook.
-
MLY CB RENTAS Operational Procedure
On Apr. 3, MLY CB issued rules for payments, securities and currency.
On Apr. 3, MLY CB issued rules for payments, securities and currency.
-
MLY CB Securities Services Procedures
On Aug. 27, MLY CB issued securities services operational procedures.
On Aug. 27, MLY CB issued securities services operational procedures.
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MN INS 2025 Health Insurance Rates
On Sep. 27, MN INS reported approval of 2025 health insurance rates.
-
Nasdaq Nordic INET Market Model
On Apr. 14, Nasdaq Nordic issued INET market model update 2023:03.
On Apr. 14, Nasdaq Nordic issued INET market model update 2023:03.
-
NC INS Hurricane Helene Data Call
On Oct. 17, NC INS issued a data call on Hurricane Helene claims.
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NJ LEG Job Upskilling Grants $2.3mn
On Sep. 25, NJ LEG issued notice of grants for for-profit job upskilling.
On Sep. 25, NJ LEG issued notice of grants for for-profit job upskilling.
-
NM LEG Title Insurance Premium Rate
On Mar. 17, NM LEG passed bill about title insurance premium rates.
On Mar. 17, NM LEG passed bill about title insurance premium rates.
-
NOR CPA Klarna Buy Now, Pay Later
On Jul. 4, NOR CPA said firm must pay fine if does not change service.
On Jul. 4, NOR CPA said firm must pay fine if does not change service.
-
NOR GVT Sustainability Reporting
On Mar. 28, NOR GVT announced CSRD's implementation report date.
On Mar. 28, NOR GVT announced CSRD's implementation report date.
-
NZ GVT Remote Interactive Gambling
On Sep. 5, NZ GVT published a bill on remote interactive gambling.
On Sep. 5, NZ GVT published a bill on remote interactive gambling.
-
OH BANK Unclaimed Funds Reminder
On Oct. 9, OH BANK reminded firms of unclaimed property deadline.
On Oct. 9, OH BANK reminded firms of unclaimed property deadline.
-
OKL INS on OKL LEG Housing Grant Bill
On Mar. 12, OKL INS reported bill re program for insurable properties.
-
OKL INS Service Warranty Associations
On Oct. 8, OKL INS adopted rule amendments on service warranties.
On Oct. 8, OKL INS adopted rule amendments on service warranties.
-
OKL INS Strengthen Homes Program
On Jun. 1, OKL INS program to fortify homes, reduce insurance rates.
On Jun. 1, OKL INS program to fortify homes, reduce insurance rates.
-
OKL LEG Foreign Land Ownership
On May 31, OKL LEG passed bill on alien ownership of land.
On May 31, OKL LEG passed bill on alien ownership of land.
-
OKL LEG Bankruptcy Exemptions Bill
On Apr. 17, OKL LEG added certain retirement distributions as exempt.
On Apr. 17, OKL LEG added certain retirement distributions as exempt.
-
OKL LEG Blockchain, Digital Mining
On May 13, OKL LEG passed bill re restrictions on digital asset mining.
On May 13, OKL LEG passed bill re restrictions on digital asset mining.
-
OKL LEG Broker Fee Disclosures
On May 20, OKL LEG passed bill requiring broker fees disclosures.
On May 20, OKL LEG passed bill requiring broker fees disclosures.
-
OKL LEG Conservation Easements
On Apr. 16, OKL LEG passed bill re disclosure conservation easements
On Apr. 16, OKL LEG passed bill re disclosure conservation easements
-
OKL LEG Controllable E-Records
On Apr. 16, OKL LEG enrolled bill on controllable electronic records.
On Apr. 16, OKL LEG enrolled bill on controllable electronic records.
-
OKL LEG Converting Mutual Insurers
On Apr. 24, OKL LEG issued bill on converting mutual, stock insurers.
On Apr. 24, OKL LEG issued bill on converting mutual, stock insurers.
-
OKL LEG Electronic Document Delivery
On Apr. 11, OKL LEG passed bill on electronic insurance documents.
On Apr. 11, OKL LEG passed bill on electronic insurance documents.
-
OKL LEG Eminent Domain Owner Right
On Apr. 24, OKL LEG issued bill for landowner right of first refusal.
On Apr. 24, OKL LEG issued bill for landowner right of first refusal.
-
OKL LEG Estate Planning Documents
On May 22, OKL LEG passed bill related to estate planning documents.
On May 22, OKL LEG passed bill related to estate planning documents.
-
OKL LEG Exoneration of a Bail Bond
On May 1, OKL LEG enacted bill allowing a bond to be exonerated.
On May 1, OKL LEG enacted bill allowing a bond to be exonerated.
-
OKL LEG Fiduciary Digital Asset Access
On Apr. 23, OKL LEG enacted bill re communications, account access.
On Apr. 23, OKL LEG enacted bill re communications, account access.
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OKL LEG Health Provider Credentials
On Apr. 25, OKL LEG passed bill for plan to notify of denials in writing.
On Apr. 25, OKL LEG passed bill for plan to notify of denials in writing.
-
OKL LEG Insurance Documents Delivery
On May 15, OKL LEG issued bill on storage of electronic insurance files
On May 15, OKL LEG issued bill on storage of electronic insurance files
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OKL LEG Insurance Obligations Bill
On May 22, OKL LEG passed bill related to electronic filing obligations.
On May 22, OKL LEG passed bill related to electronic filing obligations.
-
OKL LEG Insurance Policy E-Notices
On Apr. 23, OKL LEG enacted bill to allow electronic cancel notification.
On Apr. 23, OKL LEG enacted bill to allow electronic cancel notification.
-
OKL LEG Insurance Record Request
On Apr. 16, OKL LEG passed bill re title insurance copy requests.
On Apr. 16, OKL LEG passed bill re title insurance copy requests.
-
OKL LEG Lending and Remote Work
On Apr. 24, OKL LEG enrolled bill on licenses, authorize remote work.
On Apr. 24, OKL LEG enrolled bill on licenses, authorize remote work.
-
OKL LEG Limited Liability Company
On Apr. 23, OKL LEG enacted bill re limited liability company act.
On Apr. 23, OKL LEG enacted bill re limited liability company act.
-
OKL LEG Mortgage Affidavit Releases
On Apr. 17, OKL LEG passed bill on release of mortgage affidavit fees.
On Apr. 17, OKL LEG passed bill on release of mortgage affidavit fees.
-
OKL LEG Motor Vehicle Lien Transfers
On May 20, OKL LEG passed bill regarding active liens on vehicles.
On May 20, OKL LEG passed bill regarding active liens on vehicles.
-
OKL LEG Notice to Insurer, Bondsmen
On May 16, OKL LEG enacted bill re defendant travel expenses.
On May 16, OKL LEG enacted bill re defendant travel expenses.
-
OKL LEG Professional Entity Act
On Apr. 18, OKL LEG passed bill related to professional entity act.
On Apr. 18, OKL LEG passed bill related to professional entity act.
-
OKL LEG Real Estate License Violations
On Apr. 26, OKL LEG passed bill on State real estate licensing code.
On Apr. 26, OKL LEG passed bill on State real estate licensing code.
-
OKL LEG Real Estate Licensing
On Feb. 15, OKL LEG proposed rule on real estate licensing.
On Feb. 15, OKL LEG proposed rule on real estate licensing.
-
OKL LEG Revenue and Tax Credits
On Apr. 25, OKL LEG passed bill re revenue and income tax credits.
On Apr. 25, OKL LEG passed bill re revenue and income tax credits.
-
OKL LEG Service Warranty Act
On Apr. 29, OKL LEG passed a bill on service warranty exclusions.
On Apr. 29, OKL LEG passed a bill on service warranty exclusions.
-
OKL LEG Small Claims Procedure Act
On Apr. 24, OKL LEG passed bill for entities to represent themselves.
On Apr. 24, OKL LEG passed bill for entities to represent themselves.
-
OKL LEG Surplus Lines Requirements
On Apr. 25, OKL LEG passed bill, broker due diligence, tax reporting.
On Apr. 25, OKL LEG passed bill, broker due diligence, tax reporting.
-
OKL LEG Tax Credit for Poll Workers
On Apr. 24, OKL LEG enrolled bill allowing tax credit for poll workers.
On Apr. 24, OKL LEG enrolled bill allowing tax credit for poll workers.
-
OKL LEG Unclaimed Property Notices
On May 30, OKL LEG passed bill modifying unclaimed property act.
On May 30, OKL LEG passed bill modifying unclaimed property act.
-
OKL LEG Unemployment Benefits
On May 15, OKL LEG enacted bill on unemployment benefits eligibility.
On May 15, OKL LEG enacted bill on unemployment benefits eligibility.
-
OKL LEG Unfair Service Agreements
On Apr. 23, OKL LEG passed bill on service agreements, prohibitions.
On Apr. 23, OKL LEG passed bill on service agreements, prohibitions.
-
OKL LEG Uniform Special Deposits Act
On Apr. 22, OKL LEG passed bill to create Uniform special deposits act.
On Apr. 22, OKL LEG passed bill to create Uniform special deposits act.
-
OKL LEG Uniformed Directed Trusts
On May 30, OKL LEG enacted bill on framework to govern trusts.
On May 30, OKL LEG enacted bill on framework to govern trusts.
-
OKL LEG Women's Bill of Rights
On May 30, OKL LEG passed bill on women's bill of rights.
On May 30, OKL LEG passed bill on women's bill of rights.
-
PEN LEG Breach of Personal Data Bill
On Jun. 26, PEN LEG enacted bill on breach of personal information.
On Jun. 26, PEN LEG enacted bill on breach of personal information.
-
RUS CB Limits on Unsecured Loans
On Aug. 30, RUS CB announced it has set limits on unsecured loans.
On Aug. 30, RUS CB announced it has set limits on unsecured loans.
-
RUS CB Monthly Payment Calculation
On Apr. 22, RUS CB proposed monthly payment calculation updates.
On Apr. 22, RUS CB proposed monthly payment calculation updates.
-
RUS GVT Issued Currency Mining Law
On Oct. 25, RUS GVT published law on currency mining and NGOs.
On Oct. 25, RUS GVT published law on currency mining and NGOs.
-
RUS Tax Patent Tax Recalculation
On Oct. 9, RUS Tax adopted form for tax recalculation notification.
On Oct. 9, RUS Tax adopted form for tax recalculation notification.
-
SIN ENT Sustainability Report Support
On Oct. 21, SIN ENT launched sustainability reporting grant, program.
-
SIN GVT Prescribed Interest Rate
On Oct. 25, SIN GVT published legislation on prescribed interest rate.
On Oct. 25, SIN GVT published legislation on prescribed interest rate.
-
SIN GVT Public Schemes Amendments
On Apr. 15, SIN GVT gazetted amendment act about incorrect grants.
On Apr. 15, SIN GVT gazetted amendment act about incorrect grants.
-
SK FIA Loaned Securities Repayment
On Sep. 19, SK FIA revised rules for repayment of loaned securities.
On Sep. 19, SK FIA revised rules for repayment of loaned securities.
-
SK FIA Reporting Stock Lending Fees
On Oct. 21, SK FIA revised rules for reporting stock lending fee status.
On Oct. 21, SK FIA revised rules for reporting stock lending fee status.
-
SK FIA Retail Pool Fee Payment Rules
On Sep. 5, SK FIA proposed revisions re retail pool fee payment rules.
On Sep. 5, SK FIA proposed revisions re retail pool fee payment rules.
-
SLK PRL Crypto-Asset Obligations Law
On Sep. 11, SLK PRL adopted bill implementing MiCA regulation.
On Sep. 11, SLK PRL adopted bill implementing MiCA regulation.
-
SWE GVT Emissions Trading Plan
On Jan. 12, SWE GVT issued proposals on emissions trading system.
On Jan. 12, SWE GVT issued proposals on emissions trading system.
-
SWE Tax Value for Rental Properties
On Sep. 9, SWE Tax reported assessment value increase in rentals.
On Sep. 9, SWE Tax reported assessment value increase in rentals.
-
TAI EXC Market Information IP Feed
On May 4, TAI EXC manual on transmission of market information.
On May 4, TAI EXC manual on transmission of market information.
-
TAI EXC Renaming of Financial Fast-ID
On Oct. 9, TAI EXC, TAI TPEX revised rules for renaming of FIDO.
-
TAI FSC Non-Participating Insurance
On Jul. 16, TAI FSC explained rules re non-participating life insurance.
On Jul. 16, TAI FSC explained rules re non-participating life insurance.
-
Thai SEC Digital Asset Business Capital
On Oct. 7, Thai SEC issued four rules for digital asset businesses.
On Oct. 7, Thai SEC issued four rules for digital asset businesses.
-
Thai SSO Low-Interest Home Loans
On Sep. 26, Thai SSO offered low-interest home loans at 1.59% p.a.
On Sep. 26, Thai SSO offered low-interest home loans at 1.59% p.a.
-
TUR SEDDK Motor Vehicle Insurance
On Nov. 30, TUR SEDDK updated on application of coefficient in area.
On Nov. 30, TUR SEDDK updated on application of coefficient in area.
-
TUR Tax Corporate Tax Law Changes
On Aug. 2, TUR Tax said tax law amendments published in gazette.
On Aug. 2, TUR Tax said tax law amendments published in gazette.
-
TX INS Title Insurance Premiums
On May 14, TX INS proposed rule revisions to title insurance clauses.
-
UK FCA Rules Relating to Securitization
On Aug. 7, UK FCA proposed rules for the UK securitization markets.
On Aug. 7, UK FCA proposed rules for the UK securitization markets.
-
UK GVT Planning and Regeneration
On Apr. 4, UK GVT commenced provisions under regeneration act.
On Apr. 4, UK GVT commenced provisions under regeneration act.
-
UK PRA Securitization Rulebook Part
On Jul. 27, UK PRA issued proposals for new Securitization Part.
-
UK Treasury Securitization Repeals
On Sep. 3, UK GVT published FSMA 2023 commencement no. 7.
On Sep. 3, UK GVT published FSMA 2023 commencement no. 7.
-
UKP Levelling-Up and Regeneration Act
On Oct. 27, UKP passed the Levelling-Up and Regeneration Act 2023.
On Oct. 27, UKP passed the Levelling-Up and Regeneration Act 2023.
-
UKRN CB Replacement of Banknotes
On Oct. 17, UKRN CB announced replacement of outdated banknotes.
On Oct. 17, UKRN CB announced replacement of outdated banknotes.
-
UKRN SEC Corporate Bonds Regulation
On Sep. 30, UKRN SEC introduced regulation on corporate bonds.
On Sep. 30, UKRN SEC introduced regulation on corporate bonds.
-
VA LEG Real Estate Licensing Rules
On Sep. 9, VA LEG adopted amended mortgage broker licensing rules.
On Sep. 9, VA LEG adopted amended mortgage broker licensing rules.
-
VIE CB Credit Information Services
On Jan. 25, VIE CB proposed to amend credit information decree.
On Jan. 25, VIE CB proposed to amend credit information decree.
-
VIE GVT Decree on Cooperative Union
On Sep. 12, VIE GVT issued decree detailing law on cooperatives.
-
WAS INS Producer, Adjuster Licensing
On Jun. 17, WAS INS proposed to clarify and align requirements.
On Jun. 17, WAS INS proposed to clarify and align requirements.
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Nov 02
nd
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Nov 03
rd
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Nov 04
th
-
HK SFC Authorization for Simple Funds
On Oct. 21, HK SFC launched expedited simple fund applications.
-
HKEX Weekly Stock Options Reporting
On Sep. 12, HKEX updated the large open position reporting form.
On Sep. 12, HKEX updated the large open position reporting form.
-
HUD 203(k) Mortgage Participation
On Jul. 9, HUD issued policies to increase rehabilitation financing.
On Jul. 9, HUD issued policies to increase rehabilitation financing.
-
PR RICO INS Hospital Liability Meeting
On Oct. 1, PR RICO INS scheduled a meeting of insurers syndicate.
On Oct. 1, PR RICO INS scheduled a meeting of insurers syndicate.
-
SWE PTS Telephone Fraud Prevention
On Sep. 17, SWE PTS issued new rules to prevent telephone fraud.
On Sep. 17, SWE PTS issued new rules to prevent telephone fraud.
-
SWE PTS Telephone Fraud Prevention
On Sep. 17, SWE PTS issued new rules to prevent telephone fraud.
On Sep. 17, SWE PTS issued new rules to prevent telephone fraud.
-
TUR CSD Online Integration Transition
On Jun. 7, TUR CSD changed transition date for some applications.
On Jun. 7, TUR CSD changed transition date for some applications.
-
UK BoE ILTR Operations Frequency
On Oct. 16, UK BoE issued notice confirming weekly frequency.
On Oct. 16, UK BoE issued notice confirming weekly frequency.
-
UK FCA Lender Support for Borrowers
On May 25, UK FCA consulted on support for those in difficulty.
On May 25, UK FCA consulted on support for those in difficulty.
-
UK FCA Updated Mortgage Guidance
On Apr. 10, UK FCA updated guidance regarding rising living costs.
-
UK Treasury Child Trust Fund Changes
On Oct. 14, UK Treasury issued child trust fund amendment rules.
On Oct. 14, UK Treasury issued child trust fund amendment rules.
-
UK Treasury Individual Savings Account
On Oct. 14, UK Treasury issued Individual Savings Account regulation.
On Oct. 14, UK Treasury issued Individual Savings Account regulation.
-
UK Treasury Small Business Turnover
On Oct. 14, UK Treasury issued small business turnover limit order.
On Oct. 14, UK Treasury issued small business turnover limit order.
-
UKRN CB Questionnaire Submissions
On Jun. 28, UKRN CB extended deadline for questionnaire submission.
On Jun. 28, UKRN CB extended deadline for questionnaire submission.
-
WIS INS New Commissioner Address
On Oct. 8, WIS INS published bulletin updating its street address.
|
Nov 05
th
-
COL INS Health Care Transparency
On Oct. 10, COL INS issued notice of meeting-coverage transparency.
On Oct. 10, COL INS issued notice of meeting-coverage transparency.
-
IND INS Cyber Security Awareness
On Oct. 19, IND INS issued circular re cyber security awareness.
On Oct. 19, IND INS issued circular re cyber security awareness.
-
JPN JITA Member Post-trade Operation
On Sep. 15, JPN JITA proposed rules given trading hours extension.
-
JPN SCC Revision to Clearing System
On May 11, JPN SCC proposed adjustments to its clearing system.
-
JPN SCC Settlement of Spot Futures
On Oct. 23, JPN SCC revised rules about settlement of spot futures.
On Oct. 23, JPN SCC revised rules about settlement of spot futures.
-
POL GVT Compulsory Insurance Act
On Dec. 16, POL GVT consulted on amending compulsory insurance.
On Dec. 16, POL GVT consulted on amending compulsory insurance.
-
TN INS Catastrophe Claims Data Call
On Oct. 17, TN INS issued bulletin re Helene catastrophe data call.
-
TN LEG Helene Emergency Assistance
On Oct. 10, TN LEG offered Helene emergency assistance loans.
On Oct. 10, TN LEG offered Helene emergency assistance loans.
-
TSE Arrowhead Trading System Go-Live
On Oct. 9, TSE updated re go-live date for arrowhead trading system.
On Oct. 9, TSE updated re go-live date for arrowhead trading system.
|
Nov 06
th
-
BEL GVT Data Governance Law
On Oct. 17, BEL GVT issued Royal Decree on data governance law.
On Oct. 17, BEL GVT issued Royal Decree on data governance law.
-
ISR Justice Investment of Funds
On Oct. 15, ISR Justice announced new regulations re property funds.
-
LUX CSSF Court Order Notice System
On Aug. 2, LUX CSSF issued circular on court order notifications.
-
RSA FSCA Pension Trustee Information
On Oct. 9, RSA FSCA issued request for information from trustees.
On Oct. 9, RSA FSCA issued request for information from trustees.
-
SIN MAS Payment Services Licensees
On Feb. 6, SIN MAS updated notice on technology risk management.
On Feb. 6, SIN MAS updated notice on technology risk management.
-
UK GVT PACE Applied to Cryptoassets
On Mar. 26, UK GVT amended law re POCA crypto investigations.
On Mar. 26, UK GVT amended law re POCA crypto investigations.
-
US BIS Export Privileges Denial Order
On Jan. 10, US BIS published notice re export privileges denial order.
On Jan. 10, US BIS published notice re export privileges denial order.
|
Nov 07
th
-
COL INS Prior Authorization Alternatives
On Oct. 10, COL INS issued notice of meeting re prior authorizations.
On Oct. 10, COL INS issued notice of meeting re prior authorizations.
-
DTC LENS Notice Field Enhancements
On Oct. 24, DTC issued new input field enhancement on IAP portal.
On Oct. 24, DTC issued new input field enhancement on IAP portal.
-
EC Cybersecurity Risk Management
On Jun. 27, EU CMSN issued draft regulation re implementing NIS2.
-
EGY CB Banks Dispute Resolution
On May 7, EGY CB issued circular re banks internal dispute resolution.
On May 7, EGY CB issued circular re banks internal dispute resolution.
-
FICC MBSD Intraday VaR Charges
On Oct. 24, FICC announced changes to MBSD Intraday VaR charges
On Oct. 24, FICC announced changes to MBSD Intraday VaR charges
-
OFAC Unblocked Property Reporting
On Oct. 7, OFAC issued amendments to recordkeeping requirements.
-
SAU ABC Authority, Oversight Law
On Jul. 23, SAU ABC published decision on the authority's law.
On Jul. 23, SAU ABC published decision on the authority's law.
-
UK MoJ Forfeiture of Cryptoassets
On Oct. 17, UK MoJ issued rules re magistrates' courts and cryptos.
On Oct. 17, UK MoJ issued rules re magistrates' courts and cryptos.
-
White House Iran National Emergency
On Mar. 10, White House to extend the Iran national emergency.
|
Nov 08
th
-
CAN GVT Chinese Tariff Remissions
On Oct. 18, CAN GVT issued remission process for Chinese goods.
-
EUREX Clear C7 Release 11.0 Details
On May 27, EUREX Clear issued circular on the release of C7 v11.0.
On May 27, EUREX Clear issued circular on the release of C7 v11.0.
-
EUREX Clear EurexOTC Release 18.0
On Jul. 12, EUREX Clear announced EurexOTC Clear 18.0 launch date.
On Jul. 12, EUREX Clear announced EurexOTC Clear 18.0 launch date.
-
IND RBI OTC Derivatives Margining
On Jun. 16, IND RBI proposed draft directions on OTC derivatives.
On Jun. 16, IND RBI proposed draft directions on OTC derivatives.
-
NY LEG Emergency Disaster Aid Open
On Sep. 16, NY LEG made aid available for three weather events.
On Sep. 16, NY LEG made aid available for three weather events.
-
SBA Disaster Assistance to Oregon
On Feb. 8, SBA offered disaster assistance to Oregon small business.
On Feb. 8, SBA offered disaster assistance to Oregon small business.
-
SWE MoJ New Confiscation Legislation
On May 24, SWE MoJ confirmed SWE GVT proceeding with proposals.
On May 24, SWE MoJ confirmed SWE GVT proceeding with proposals.
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Nov 09
th
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Nov 10
th
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Nov 11
th
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AST ACT PRL Gender-Based Harassment
On Jul. 18, AST ACT PRL notified code of practice approval, revocation.
On Jul. 18, AST ACT PRL notified code of practice approval, revocation.
-
ASX Bank Accepted Bill Futures Rules
On Oct. 15, ASX revised operating rules re bank accepted bill futures.
-
ASX Bank Bill Swap Rate Documents
On Oct. 16, ASX revised bank bill swap rate documents after review.
On Oct. 16, ASX revised bank bill swap rate documents after review.
-
ASX Operating Rule Procedure Revised
On Oct. 23, ASX issued an amendment to a notification requirement.
On Oct. 23, ASX issued an amendment to a notification requirement.
-
CSA ALB Small Registration Exemption
On Nov. 10, CSA ALB adopted new small business finder's exemption.
On Nov. 10, CSA ALB adopted new small business finder's exemption.
-
FINRA API Reference Data Access
On Jun. 27, FINRA notice on access to production API reference data.
On Jun. 27, FINRA notice on access to production API reference data.
-
ICE Consolidated Messaging Policy
On Oct. 2, ICE FEU, ICE ENDEX issued consolidated Messaging Policy.
-
IND NSE Stream Wise Trade Number
On Oct. 17, IND NSE issued circular on trade number stream issuance.
On Oct. 17, IND NSE issued circular on trade number stream issuance.
-
IND RBI Digital Payments for Disabled
On Oct. 11, IND RBI issued directive on facilitating accessibility.
On Oct. 11, IND RBI issued directive on facilitating accessibility.
-
IND SEBI Pay-out of Client Securities
On May 9, IND SEBI proposed rules for direct pay-out of securities.
On May 9, IND SEBI proposed rules for direct pay-out of securities.
-
LUX CSSF Cross-Border Fund Marketing
On Mar. 4, LUX CSSF updated notification and withdrawal guidelines.
-
ROM PRL Interest Charged by NBFIs
On Aug. 12, ROM PRL issued law on non-banking financial institutions.
On Aug. 12, ROM PRL issued law on non-banking financial institutions.
-
RSA GVT JSE Listing Requirements
On Nov. 24, RSA GVT, RSA FSCA consulted on JSE listing rules.
-
TAI FSC Securities Lending Business
On May 7, TAI FSC proposed to revise rules re stock lending business.
On May 7, TAI FSC proposed to revise rules re stock lending business.
-
UK OFSI Annual Frozen Asset Review
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
|
Nov 12
th
-
IND SEBI Disaster Recovery Revisions
On Sep. 12, IND SEBI revised guideline to ensure near zero data loss.
On Sep. 12, IND SEBI revised guideline to ensure near zero data loss.
-
LTH PRL Consumer Protection Law
On Jun. 20, LTH PRL amended the law on consumer protection.
On Jun. 20, LTH PRL amended the law on consumer protection.
-
PEN LEG Tropical Storm Debby Disaster
On Aug. 20, PEN LEG reported amended emergency disaster order.
-
SK FSS FY2025 Auditor Designation
On Oct. 17, SK FSS issued auditor designation results for FY2025.
On Oct. 17, SK FSS issued auditor designation results for FY2025.
-
Thai DPC Deletion of Personal Data
On Jun. 14, Thai DPC proposed criteria about deleting personal data.
On Jun. 14, Thai DPC proposed criteria about deleting personal data.
-
TX INS Title Insurance 2023 Data Call
On Sep. 23, TX INS issued bulletin on 2023 title insurance data call.
On Sep. 23, TX INS issued bulletin on 2023 title insurance data call.
-
UK DSIT Internet Domain Registry
On Oct. 22, UK DSIT issued the internet domain registry regulations.
On Oct. 22, UK DSIT issued the internet domain registry regulations.
-
White House KNS Disaster Declaration
On Jul. 15, White House issued KNS declaration for severe weather.
On Jul. 15, White House issued KNS declaration for severe weather.
-
White House VT Storm Declaration
On Sep. 12, FEMA reported approval of VT disaster declaration request
On Sep. 12, FEMA reported approval of VT disaster declaration request
|
Nov 13
th
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Nov 14
th
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Nov 15
th
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EGY Tax Electronic Receipt System
On Jan. 18, EGY Tax issued statement on electronic receipt system.
On Jan. 18, EGY Tax issued statement on electronic receipt system.
-
HKMA Launches Inaugural FiNETech
On Apr. 26, HKMA launched cross-industry platform for fintech.
On Apr. 26, HKMA launched cross-industry platform for fintech.
-
IND CDSL Internal Audit Reporting
On Apr. 3, IND CDSL issued communique on internal audit reporting.
On Apr. 3, IND CDSL issued communique on internal audit reporting.
-
IND NSD Depository Operations Audit
On Apr. 1, IND NSD issued a policy on internal and concurrent audit.
On Apr. 1, IND NSD issued a policy on internal and concurrent audit.
-
ISR CMA Financial Information Service
On Oct. 19, ISR CMA consulted on three subsidiary legislation drafts.
-
LTH Tax Private Landowner Taxation
On Oct. 23, LTH Tax advised of land tax payment date for landowners.
On Oct. 23, LTH Tax advised of land tax payment date for landowners.
-
LUX CSSF Covered Deposits Survey
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
-
LUX CSSF KID and Official Documents
On Sep. 16, LUX CSSF informed of KID, MR/AI reporting channels.
On Sep. 16, LUX CSSF informed of KID, MR/AI reporting channels.
-
LUX CSSF PRIIPS Firm KID Rewiews
On May 28, LUX CSSF reminded PRIIPs firms to review KID annually.
On May 28, LUX CSSF reminded PRIIPs firms to review KID annually.
-
LUX CSSF U1.1 Financial Reporting
On Sep. 12, LUX CSSF informed of new U1.1 reporting transmission.
On Sep. 12, LUX CSSF informed of new U1.1 reporting transmission.
-
MEX CB Cash, Correspondent Services
On Oct. 7, MEX CB proposed cash operations, correspondent services.
On Oct. 7, MEX CB proposed cash operations, correspondent services.
-
NSCC Decommission of Limit Monitoring
On May 16, NSCC issued proposal to decommission limit monitoring.
On May 16, NSCC issued proposal to decommission limit monitoring.
-
RSA FSCA, RSA CB IT Risk Management
On Nov. 10, RSA FSCA, RSA CB issued joint standard on IT, risk.
-
UAE Tax VAT Executive Regualtions
On Oct. 2, UAE Tax published revised executive regulations of VAT law.
On Oct. 2, UAE Tax published revised executive regulations of VAT law.
-
UN Yemen Asset Freezes Renewal
On Feb. 15, UN renews travel ban, assets freeze on specific persons.
On Feb. 15, UN renews travel ban, assets freeze on specific persons.
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Nov 16
th
-
ASX Austraclear Service Release 18
On Aug. 16, ASX said Austraclear service release scheduled to go live.
On Aug. 16, ASX said Austraclear service release scheduled to go live.
-
NY LEG Sealed Conviction Requests
On Nov. 16, NY LEG passed bill on employer criminal record requests.
On Nov. 16, NY LEG passed bill on employer criminal record requests.
-
SLV MDDSZ Employee Disconnect Right
On Aug. 9, SLV MDDSZ said employers must take action by Nov. 16.
On Aug. 9, SLV MDDSZ said employers must take action by Nov. 16.
-
SLV MDDSZ Workers Representatives
On Sep. 6, SLV MDDSZ detailed effective representatives protection.
On Sep. 6, SLV MDDSZ detailed effective representatives protection.
-
TAI DCC 2024 Off-Site Backup Drill
On Apr. 17, TAI DCC notified of first off-site backup drill of 2024.
On Apr. 17, TAI DCC notified of first off-site backup drill of 2024.
|
Nov 17
th
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Nov 18
th
-
BEL CB Managers External Functions
On Jul. 12, BEL CB issued communication on external functions.
On Jul. 12, BEL CB issued communication on external functions.
-
DTC, FICC, NSCC Cyber Confirmation
On Jan. 11, DTC, FICC, NSCC issued cybersecurity confirmation.
-
EUREX Clear ISA Direct Clearing
On Sep. 24, EUREX Clear proposed clearing conditions amendments.
On Sep. 24, EUREX Clear proposed clearing conditions amendments.
-
EUREX Clear Prisma Bonds And Repos
On Feb. 13, EUREX Clear will introduce bonds and repos to Prisma.
On Feb. 13, EUREX Clear will introduce bonds and repos to Prisma.
-
EUREX Clear Prisma Release 14.0
On Jul. 30, EUREX Clear issued Prisma release 14.0 announcement.
On Jul. 30, EUREX Clear issued Prisma release 14.0 announcement.
-
Eurex, GE DBoerse T7 Release 13.0
On May 27, Eurex, GE DBoerse issued timeline for T7 release 13.0.
-
LUX CSSF Auditors Online Procedures
On Oct. 22, LUX CSSF informed of auditing profession procedures.
On Oct. 22, LUX CSSF informed of auditing profession procedures.
-
OpCC Backtesting Margin Charge
On Jul. 11, OpCC proposed adding backtesting to the margin policy.
On Jul. 11, OpCC proposed adding backtesting to the margin policy.
-
SBA South Carolina Storm Debby Aid
On Sep. 20, SBA offered disaster assistance to businesses, residents.
On Sep. 20, SBA offered disaster assistance to businesses, residents.
-
TAI EXC Ticker Symbols for Equity ETFs
On Aug. 21, TAI EXC revised rules re assignment of ticker symbols.
On Aug. 21, TAI EXC revised rules re assignment of ticker symbols.
-
UK Treasury Pension Lifetime Allowance
On Mar. 14, UK Treasury issued regulations on abolition of allowance.
On Mar. 14, UK Treasury issued regulations on abolition of allowance.
|
Nov 19
th
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Nov 20
th
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Nov 21
st
-
AUT FMA Use of ESG in Fund Names
On Oct. 2, AUT FMA issued update on ESMA guidelines on fund names.
On Oct. 2, AUT FMA issued update on ESMA guidelines on fund names.
-
DEN FSA ESMA Fund Naming Guidance
On Aug. 22, DEN FSA issued guidelines from ESMA on naming funds.
-
ESMA Use of ESG Terms in Fund Names
On Nov. 18, ESMA consulted on sustainability terms in fund names.
-
ESP CNMV ESG Terms in Funds Names
On Oct. 22, ESP CNMV notified compliance with ESMA guidelines.
-
FINFSA ESG Terms in Fund Names
On Oct. 1, FINFSA will follow ESMA guidelines on ESG fund names.
On Oct. 1, FINFSA will follow ESMA guidelines on ESG fund names.
-
GE BaFin ESG Terms in Fund Names
On Oct. 1, GE BaFin will follow ESMA guidelines on ESG fund names.
On Oct. 1, GE BaFin will follow ESMA guidelines on ESG fund names.
-
GRE HCMC ESG Terms in Fund Names
On Oct. 21, GRE HCMC incorporated ESMA guide on ESG fund names.
On Oct. 21, GRE HCMC incorporated ESMA guide on ESG fund names.
-
IRE CB ESMA Fund Naming Guidelines
On Oct. 21, IRE CB issued intention on ESG fund naming guidelines.
-
LUX CSSF Use of ESG in Fund Naming
On Oct. 21, LUX CSSF issued a circular on ESG terms in fund naming.
-
SC LEG Earned Wage Access Services
On May 15, SC LEG passed bill on earned wage access services act.
On May 15, SC LEG passed bill on earned wage access services act.
-
SLV ATVP ESG Terms in Fund Names
On Oct. 10, SLV ATVP adopted decision to follow ESMA guidelines.
-
SWE FI ESMA Fund Naming Guidelines
On Oct. 23, SWE FI informed ESMA of its compliance with guidelines.
On Oct. 23, SWE FI informed ESMA of its compliance with guidelines.
-
UK DSIT Transfer of Staff to OFCOM
On Oct. 24, UK DSIT issued regulations on TUPE re OFCOM contracts.
On Oct. 24, UK DSIT issued regulations on TUPE re OFCOM contracts.
|
Nov 22
nd
-
CAN CDCC Default Manual Amendment
On Nov. 15, CAN CDCC proposed to amend CDCC Default Manual.
On Nov. 15, CAN CDCC proposed to amend CDCC Default Manual.
-
CAN ONT FSRA Advisor Credentials
On May 23, CAN ONT FSRA removed financial advisor credential.
On May 23, CAN ONT FSRA removed financial advisor credential.
-
Cboe BZX Risk Functionality Extension
On Oct. 3, Cboe BZX extended implementation of risk check function.
On Oct. 3, Cboe BZX extended implementation of risk check function.
-
DoL Final Rule Mental Health Access
On Sep. 9, DoL issued final rule mental health access, substance use.
-
NH LEG Money Transmitter License
On Jun. 13, NH LEG passed bill related to money transmitter licenses.
On Jun. 13, NH LEG passed bill related to money transmitter licenses.
-
PHI SEC Authorized Capital Stock
On Nov. 17, PHI SEC issued capital stock increase request deadline.
On Nov. 17, PHI SEC issued capital stock increase request deadline.
-
US IRS Third-Party Payer Credit Claim
On Sep. 26, US IRS reported third-party supplemental claims process.
On Sep. 26, US IRS reported third-party supplemental claims process.
-
White House LOU Disaster Declaration
On Sep. 16, White House approved Louisiana disaster declaration
On Sep. 16, White House approved Louisiana disaster declaration
|
Nov 23
rd
|
Nov 24
th
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Nov 25
th
-
CAY CIMA Trust Provider Conduct
On Nov. 17, CAY CIMA consulted on proposed market conduct rules.
-
CFTC CPO, CTA Exemption Relief Rule
On Oct. 2, CFTC proposed to amend CPO, CTA compliance exemptions.
-
CZC GVT Fines Waived for VAT Payers
On Sep. 26, CZC GVT published decision in financial bulletin 7/2024.
-
FEMA President VT Disaster Approval
On Sep. 26, FEMA reported president approved VT major disaster.
On Sep. 26, FEMA reported president approved VT major disaster.
-
ITA BRS Order Transmission to Market
On Oct. 24, ITA BRS amended market rules and instructions by notice.
On Oct. 24, ITA BRS amended market rules and instructions by notice.
-
JPN SCC Euroyen TIBOR Conversion
On Jun. 18, JPN SCC proposed revisions re Euroyen TIBOR cessation.
-
JPN SCC Interest Swap Count Method
On Sep. 30, JPN SCC said interest swap trading counting will change.
On Sep. 30, JPN SCC said interest swap trading counting will change.
-
KNS LEG Disaster Aid Kansas Storms
On Sep. 25, KNS LEG reported SBA, White House, FEMA disaster aid.
-
NEB LEG Disaster Aid Jun. Jul. Storms
On Sep. 25, NEB LEG reported disaster declaration for sever storms.
On Sep. 25, NEB LEG reported disaster declaration for sever storms.
-
NSCC Retirement Plan Reporting Type
On Oct. 3, NSCC issued new retirement plan reporting plan type.
On Oct. 3, NSCC issued new retirement plan reporting plan type.
-
ROM ANAF Cancelled Budgetary Duties
On Oct. 7, ROM ANAF issued guidance regarding the said cancellation.
-
SBA COL Disaster Aid Available
On Mar. 28, SBA made disaster loans available to Colorado business.
On Mar. 28, SBA made disaster loans available to Colorado business.
-
SBA Disaster Aid GA Drought Victims
On Apr. 2, SBA made disaster aid available to Georgia drought victims.
On Apr. 2, SBA made disaster aid available to Georgia drought victims.
-
SBA Disaster Aid Oklahoma Drought
On Mar. 28, SBA made disaster aid available OKL small businesses.
On Mar. 28, SBA made disaster aid available OKL small businesses.
-
SBA Disaster Aid to NM Small Business
On Mar. 28, SBA made disaster aid available to NM small businesses.
On Mar. 28, SBA made disaster aid available to NM small businesses.
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SBA FLA Working Capital Aid Available
On Apr. 30, SBA made loans available to victims of Florida drought.
On Apr. 30, SBA made loans available to victims of Florida drought.
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SBA Makes ARK Disaster Aid Available
On Mar. 29, SBA made disaster aid available to Arkansas residents.
On Mar. 29, SBA made disaster aid available to Arkansas residents.
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SBA Makes KNS Disaster Aid Available
On Mar. 28, SBA made disaster aid available to KNS businesses.
On Mar. 28, SBA made disaster aid available to KNS businesses.
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SBA Makes LOU Disaster Aid Available
On Mar. 29, SBA made disaster aid available for Louisiana drought.
On Mar. 29, SBA made disaster aid available for Louisiana drought.
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SBA Makes MO Disaster Loans Available
On Mar. 28, SBA made disaster aid available to Missouri businesses.
On Mar. 28, SBA made disaster aid available to Missouri businesses.
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SBA Makes TX Disaster Aid Available
On Mar. 28, SBA made disaster aid available to TX small businesses.
On Mar. 28, SBA made disaster aid available to TX small businesses.
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SBA Small Business Loans NC Drought
On Apr. 2, SBA made disaster aid available to NC drought victims.
On Apr. 2, SBA made disaster aid available to NC drought victims.
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SBA Storm Debby Loan Assistance NY
On Sep. 26, SBA disaster loans for NY private non-profit organizations.
On Sep. 26, SBA disaster loans for NY private non-profit organizations.
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UK FCA UK SFTR Validation Rules
On Aug. 1, UK FCA published draft amendments to validation rules.
On Aug. 1, UK FCA published draft amendments to validation rules.
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White House Disaster Yakama Nation
On Sep. 24, White House declared disaster for Yakama Nation tribes.
On Sep. 24, White House declared disaster for Yakama Nation tribes.
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White House GA Debby Declaration
On Sep. 24, White House approved disaster declaration for Georgia.
On Sep. 24, White House approved disaster declaration for Georgia.
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Nov 26
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ALSK LEG Medical Review Liability
On May 11, ALSK LEG passed bill amending medical review liability.
On May 11, ALSK LEG passed bill amending medical review liability.
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IND NSE Silver Liquidity Enhancement
On Nov. 1, IND NSE introduced enhancement scheme in silver options.
On Nov. 1, IND NSE introduced enhancement scheme in silver options.
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IND SEBI Measures for REITs, InvITs
On May 9, IND SEBI proposed streamlining measures re REITs, InvITs.
On May 9, IND SEBI proposed streamlining measures re REITs, InvITs.
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UK Treasury Freeport Special Tax Sites
On Oct. 17, UK Treasury published the special tax sites regulations.
On Oct. 17, UK Treasury published the special tax sites regulations.
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UKRN CB Payment System Tariffs
On Sep. 26, UKRN CB revised national payment services system.
On Sep. 26, UKRN CB revised national payment services system.
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Nov 27
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Nov 28
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Nov 29
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BRZ CB New CB Digital Currency Drex
On Aug. 11, BRZ CB informed on new look and name for CBDC project
On Aug. 11, BRZ CB informed on new look and name for CBDC project
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ECB Governing Council Oct. Decisions
On Oct. 18, ECB issued decisions taken by its Governing council.
On Oct. 18, ECB issued decisions taken by its Governing council.
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Eurex Fixed Income Futures
On Feb. 1, Eurex issued latest reporting and position limits.
On Feb. 1, Eurex issued latest reporting and position limits.
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HKMA Good Practices re ESG Products
On Nov. 29, HKMA reviewed the sale and distribution of ESG products.
On Nov. 29, HKMA reviewed the sale and distribution of ESG products.
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NM INS Mental Health Data Call
On Oct. 18, NM INS reported mental health/substance use data call.
On Oct. 18, NM INS reported mental health/substance use data call.
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UK Treasury CCP Transitional Regime
On Sep. 10, UK Treasury extended regime for central counterparties.
On Sep. 10, UK Treasury extended regime for central counterparties.
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White House GA Disaster Declaration
On Sep. 26, White House approved Georgia emergency declaration.
On Sep. 26, White House approved Georgia emergency declaration.
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Nov 30
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See next month
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Dec 01
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See next month
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