Nov 04
th
N/A
|
Nov 05
th
N/A
|
Nov 06
th
N/A
|
Nov 07
th
-
COL INS Prior Authorization Alternatives
On Oct. 10, COL INS issued notice of meeting re prior authorizations.
On Oct. 10, COL INS issued notice of meeting re prior authorizations.
-
DTC LENS Notice Field Enhancements
On Oct. 24, DTC issued new input field enhancement on IAP portal.
On Oct. 24, DTC issued new input field enhancement on IAP portal.
-
EC Cybersecurity Risk Management
On Jun. 27, EU CMSN issued draft regulation re implementing NIS2.
-
EGY CB Banks Dispute Resolution
On May 7, EGY CB issued circular re banks internal dispute resolution.
On May 7, EGY CB issued circular re banks internal dispute resolution.
-
FICC MBSD Intraday VaR Charges
On Oct. 24, FICC announced changes to MBSD Intraday VaR charges
On Oct. 24, FICC announced changes to MBSD Intraday VaR charges
-
OFAC Unblocked Property Reporting
On Oct. 7, OFAC issued amendments to recordkeeping requirements.
-
SAU ABC Authority, Oversight Law
On Jul. 23, SAU ABC published decision on the authority's law.
On Jul. 23, SAU ABC published decision on the authority's law.
-
UK MoJ Forfeiture of Cryptoassets
On Oct. 17, UK MoJ issued rules re magistrates' courts and cryptos.
On Oct. 17, UK MoJ issued rules re magistrates' courts and cryptos.
|
Nov 08
th
-
ARG GVT Asset Regularization Deadlines
On Sep. 30, ARG GVT extended the dealines for the Regimes stages.
On Sep. 30, ARG GVT extended the dealines for the Regimes stages.
-
CAN GVT Chinese Tariff Remissions
On Oct. 18, CAN GVT issued remission process for Chinese goods.
-
IND RBI OTC Derivatives Margining
On Jun. 16, IND RBI proposed draft directions on OTC derivatives.
On Jun. 16, IND RBI proposed draft directions on OTC derivatives.
-
NY LEG Emergency Disaster Aid Open
On Sep. 16, NY LEG made aid available for three weather events.
On Sep. 16, NY LEG made aid available for three weather events.
-
SBA Disaster Assistance to Oregon
On Feb. 8, SBA offered disaster assistance to Oregon small business.
On Feb. 8, SBA offered disaster assistance to Oregon small business.
-
SWE MoJ New Confiscation Legislation
On May 24, SWE MoJ confirmed SWE GVT proceeding with proposals.
On May 24, SWE MoJ confirmed SWE GVT proceeding with proposals.
|
Nov 09
th
|
Nov 10
th
|
Nov 11
th
-
AST ACT PRL Gender-Based Harassment
On Jul. 18, AST ACT PRL notified code of practice approval, revocation.
On Jul. 18, AST ACT PRL notified code of practice approval, revocation.
-
ASX Bank Accepted Bill Futures Rules
On Oct. 15, ASX revised operating rules re bank accepted bill futures.
-
ASX Bank Bill Swap Rate Documents
On Oct. 16, ASX revised bank bill swap rate documents after review.
On Oct. 16, ASX revised bank bill swap rate documents after review.
-
ASX Operating Rule Procedure Revised
On Oct. 23, ASX issued an amendment to a notification requirement.
On Oct. 23, ASX issued an amendment to a notification requirement.
-
CSA ALB Small Registration Exemption
On Nov. 10, CSA ALB adopted new small business finder's exemption.
On Nov. 10, CSA ALB adopted new small business finder's exemption.
-
FINRA API Reference Data Access
On Jun. 27, FINRA notice on access to production API reference data.
On Jun. 27, FINRA notice on access to production API reference data.
-
ICE Consolidated Messaging Policy
On Oct. 2, ICE FEU, ICE ENDEX issued consolidated Messaging Policy.
-
IND NSE Stream Wise Trade Number
On Oct. 17, IND NSE issued circular on trade number stream issuance.
On Oct. 17, IND NSE issued circular on trade number stream issuance.
-
IND RBI Digital Payments for Disabled
On Oct. 11, IND RBI issued directive on facilitating accessibility.
On Oct. 11, IND RBI issued directive on facilitating accessibility.
-
IND SEBI Pay-Out of Client Securities
On May 9, IND SEBI proposed rules for direct pay-out of securities.
On May 9, IND SEBI proposed rules for direct pay-out of securities.
-
LUX CSSF Cross-Border Fund Marketing
On Mar. 4, LUX CSSF updated notification and withdrawal guidelines.
-
MD LEG Small Business Health Options
On Aug. 23, MD LEG reduced program participation rates, wait period.
On Aug. 23, MD LEG reduced program participation rates, wait period.
-
ROM PRL Interest Charged by NBFIs
On Aug. 12, ROM PRL issued law on non-banking financial institutions.
On Aug. 12, ROM PRL issued law on non-banking financial institutions.
-
RSA GVT JSE Listing Requirements
On Nov. 24, RSA GVT, RSA FSCA consulted on JSE listing rules.
-
TAI FSC Securities Lending Business
On May 7, TAI FSC proposed to revise rules re stock lending business.
On May 7, TAI FSC proposed to revise rules re stock lending business.
-
UK OFSI Annual Frozen Asset Review
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
|
Nov 12
th
-
EUREX Clear C7 SCS Release 4.0
On Jun. 24, EUREX Clear introduced C7 securities clearing service 4.0.
On Jun. 24, EUREX Clear introduced C7 securities clearing service 4.0.
-
IND SEBI Disaster Recovery Revisions
On Sep. 12, IND SEBI revised guideline to ensure near zero data loss.
On Sep. 12, IND SEBI revised guideline to ensure near zero data loss.
-
LTH PRL Consumer Protection Law
On Jun. 20, LTH PRL amended the law on consumer protection.
On Jun. 20, LTH PRL amended the law on consumer protection.
-
LUX ILA RCS Filing Formalism
On Oct. 29, LUX ILA informed of new Business Register filing format.
-
PEN LEG Tropical Storm Debby Disaster
On Aug. 20, PEN LEG reported amended emergency disaster order.
-
POL GVT Official Listing Market Rules
On Oct. 29, POL GVT issued regulation amending exisiting rules.
-
SD INS Workers' Compensation Dental
On Jul. 8, SD LEG issued proposal for dental service reimbursements.
-
SK FIA Commercial Trust Reporting
On Oct. 29, SK FIA revised rules re reporting on commercial trusts.
On Oct. 29, SK FIA revised rules re reporting on commercial trusts.
-
SK FSS FY2025 Auditor Designation
On Oct. 17, SK FSS issued auditor designation results for FY2025.
On Oct. 17, SK FSS issued auditor designation results for FY2025.
-
Thai DPC Deletion of Personal Data
On Jun. 14, Thai DPC proposed criteria about deleting personal data.
On Jun. 14, Thai DPC proposed criteria about deleting personal data.
-
TX INS Title Insurance 2023 Data Call
On Sep. 23, TX INS issued bulletin on 2023 title insurance data call.
On Sep. 23, TX INS issued bulletin on 2023 title insurance data call.
-
UK DSIT Internet Domain Registry
On Oct. 22, UK DSIT issued the internet domain registry regulations.
On Oct. 22, UK DSIT issued the internet domain registry regulations.
-
White House KNS Disaster Declaration
On Jul. 15, White House issued KNS declaration for severe weather.
On Jul. 15, White House issued KNS declaration for severe weather.
-
White House VT Storm Declaration
On Sep. 12, FEMA reported approval of VT disaster declaration request
On Sep. 12, FEMA reported approval of VT disaster declaration request
|
Nov 13
th
|
Nov 14
th
|
Nov 15
th
-
EGY Tax Electronic Receipt System
On Jan. 18, EGY Tax issued statement on electronic receipt system.
On Jan. 18, EGY Tax issued statement on electronic receipt system.
-
ESMA SI Calculations, Bond Liquidity
On Oct. 31, ESMA issued quarterly bond liquidity, SI calculations data.
On Oct. 31, ESMA issued quarterly bond liquidity, SI calculations data.
-
HKMA Launches Inaugural FiNETech
On Apr. 26, HKMA launched cross-industry platform for fintech.
On Apr. 26, HKMA launched cross-industry platform for fintech.
-
IND CDSL Internal Audit Reporting
On Apr. 3, IND CDSL issued communique on internal audit reporting.
On Apr. 3, IND CDSL issued communique on internal audit reporting.
-
IND NSD Depository Operations Audit
On Apr. 1, IND NSD issued a policy on internal and concurrent audit.
On Apr. 1, IND NSD issued a policy on internal and concurrent audit.
-
IND Tax Income Tax Return Due Date
On Oct. 26, IND Tax extended due date for filing income tax return.
On Oct. 26, IND Tax extended due date for filing income tax return.
-
LTH Tax Private Landowner Taxation
On Oct. 23, LTH Tax advised of land tax payment date for landowners.
On Oct. 23, LTH Tax advised of land tax payment date for landowners.
-
LUX CSSF Covered Deposits Survey
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
-
LUX CSSF KID and Official Documents
On Sep. 16, LUX CSSF informed of KID, MR/AI reporting channels.
On Sep. 16, LUX CSSF informed of KID, MR/AI reporting channels.
-
LUX CSSF PRIIPS Firm KID Rewiews
On May 28, LUX CSSF reminded PRIIPs firms to review KID annually.
On May 28, LUX CSSF reminded PRIIPs firms to review KID annually.
-
LUX CSSF U1.1 Financial Reporting
On Sep. 12, LUX CSSF informed of new U1.1 reporting transmission.
On Sep. 12, LUX CSSF informed of new U1.1 reporting transmission.
-
MEX CB Cash, Correspondent Services
On Oct. 7, MEX CB proposed cash operations, correspondent services.
On Oct. 7, MEX CB proposed cash operations, correspondent services.
-
MLT Tax IFRS 17 Insurance Guidance
On Oct. 26, MLT Tax issued guidance on tax implications of IFRS 17.
-
NSCC Decommission of Limit Monitoring
On May 16, NSCC issued proposal to decommission limit monitoring.
On May 16, NSCC issued proposal to decommission limit monitoring.
-
RSA FSCA, RSA CB IT Risk Management
On Nov. 10, RSA FSCA, RSA CB issued joint standard on IT, risk.
-
SLK LAB Minimum Wage Increase
On Oct. 23, SLK LAB said SLK PRL approved law on minimum wage.
On Oct. 23, SLK LAB said SLK PRL approved law on minimum wage.
-
UAE Tax VAT Executive Regualtions
On Oct. 2, UAE Tax published revised executive regulations of VAT law.
On Oct. 2, UAE Tax published revised executive regulations of VAT law.
-
UN Yemen Asset Freezes Renewal
On Feb. 15, UN renews travel ban, assets freeze on specific persons.
On Feb. 15, UN renews travel ban, assets freeze on specific persons.
|
Nov 16
th
-
ASX Austraclear Service Release 18
On Aug. 16, ASX said Austraclear service release scheduled to go live.
On Aug. 16, ASX said Austraclear service release scheduled to go live.
-
NY LEG Sealed Conviction Requests
On Nov. 16, NY LEG passed bill on employer criminal record requests.
On Nov. 16, NY LEG passed bill on employer criminal record requests.
-
SLV MDDSZ Employee Disconnect Right
On Aug. 9, SLV MDDSZ said employers must take action by Nov. 16.
On Aug. 9, SLV MDDSZ said employers must take action by Nov. 16.
-
SLV MDDSZ Workers Representatives
On Sep. 6, SLV MDDSZ detailed effective representatives protection.
On Sep. 6, SLV MDDSZ detailed effective representatives protection.
-
TAI DCC 2024 Off-Site Backup Drill
On Apr. 17, TAI DCC notified of first off-site backup drill of 2024.
On Apr. 17, TAI DCC notified of first off-site backup drill of 2024.
|
Nov 17
th
|
Nov 18
th
-
BEL CB Managers External Functions
On Jul. 12, BEL CB issued communication on external functions.
On Jul. 12, BEL CB issued communication on external functions.
-
DTC, FICC, NSCC Cyber Confirmation
On Jan. 11, DTC, FICC, NSCC issued cybersecurity confirmation.
-
ECC PRISMA 14.0 Release Announced
On Oct. 29, ECC issued circular announcing PRISMA 14.0 release date.
On Oct. 29, ECC issued circular announcing PRISMA 14.0 release date.
-
EUREX Clear C7 Release 11.0 Details
On May 27, EUREX Clear issued circular on the release of C7 v11.0.
On May 27, EUREX Clear issued circular on the release of C7 v11.0.
-
EUREX Clear ISA Direct Clearing
On Sep. 24, EUREX Clear proposed clearing conditions amendments.
On Sep. 24, EUREX Clear proposed clearing conditions amendments.
-
EUREX Clear Prisma Bonds And Repos
On Feb. 13, EUREX Clear will introduce bonds and repos to Prisma.
On Feb. 13, EUREX Clear will introduce bonds and repos to Prisma.
-
EUREX Clear Prisma Release 14.0
On Jul. 30, EUREX Clear issued Prisma release 14.0 announcement.
On Jul. 30, EUREX Clear issued Prisma release 14.0 announcement.
-
Eurex, GE DBoerse T7 Release 13.0
On May 27, Eurex, GE DBoerse issued timeline for T7 release 13.0.
-
ITA BRS Euronext Growth Milan Rules
On Nov. 17, ITA BRS issued notice of some changes to market rules.
On Nov. 17, ITA BRS issued notice of some changes to market rules.
-
ITA BRS EuroTLX, Euronext Access Milan
On Oct. 30, ITA BRS issued notice of amendments to market rules.
On Oct. 30, ITA BRS issued notice of amendments to market rules.
-
ITA BRS SeDex, EuroTLX Market Rules
On Oct. 30, ITA BRS issued notice on amendments to market rules.
On Oct. 30, ITA BRS issued notice on amendments to market rules.
-
LUX CSSF Auditors Online Procedures
On Oct. 22, LUX CSSF informed of auditing profession procedures.
On Oct. 22, LUX CSSF informed of auditing profession procedures.
-
OpCC Backtesting Margin Charge
On Jul. 11, OpCC proposed adding backtesting to the margin policy.
On Jul. 11, OpCC proposed adding backtesting to the margin policy.
-
SBA South Carolina Storm Debby Aid
On Sep. 20, SBA offered disaster assistance to businesses, residents.
On Sep. 20, SBA offered disaster assistance to businesses, residents.
-
TAI EXC Ticker Symbols for Equity ETFs
On Aug. 21, TAI EXC revised rules re assignment of ticker symbols.
On Aug. 21, TAI EXC revised rules re assignment of ticker symbols.
-
UK Treasury Pension Lifetime Allowance
On Mar. 14, UK Treasury issued regulations on abolition of allowance.
On Mar. 14, UK Treasury issued regulations on abolition of allowance.
|
Nov 19
th
|
Nov 20
th
|
Nov 21
st
-
AUT FMA Use of ESG in Fund Names
On Oct. 2, AUT FMA issued update on ESMA guidelines on fund names.
On Oct. 2, AUT FMA issued update on ESMA guidelines on fund names.
-
DEN FSA ESMA Fund Naming Guidance
On Aug. 22, DEN FSA issued guidelines from ESMA on naming funds.
-
ESMA Use of ESG Terms in Fund Names
On Nov. 18, ESMA consulted on sustainability terms in fund names.
-
ESP CNMV ESG Terms in Funds Names
On Oct. 22, ESP CNMV notified compliance with ESMA guidelines.
-
FINFSA ESG Terms in Fund Names
On Oct. 1, FINFSA will follow ESMA guidelines on ESG fund names.
On Oct. 1, FINFSA will follow ESMA guidelines on ESG fund names.
-
GE BaFin ESG Terms in Fund Names
On Oct. 1, GE BaFin will follow ESMA guidelines on ESG fund names.
On Oct. 1, GE BaFin will follow ESMA guidelines on ESG fund names.
-
GRE HCMC ESG Terms in Fund Names
On Oct. 21, GRE HCMC incorporated ESMA guide on ESG fund names.
On Oct. 21, GRE HCMC incorporated ESMA guide on ESG fund names.
-
IRE CB ESMA Fund Naming Guidelines
On Oct. 21, IRE CB issued intention on ESG fund naming guidelines.
-
IRE CB Streamlined UCITS Filing
On Nov. 1, IRE CB updated filing process to reflect ESMA guidelines.
On Nov. 1, IRE CB updated filing process to reflect ESMA guidelines.
-
ITA CB ESMA Funds Names Guidelines
On Oct. 30, ITA CB issued implementation note re said guidelines.
-
ITA Consob Fund Name ESMA Guidelines
On Oct. 29, ITA Consob issued notice on compliance with guidelines.
-
LUX CSSF Use of ESG in Fund Naming
On Oct. 21, LUX CSSF issued a circular on ESG terms in fund naming.
-
NLD AFM Fund Names ESMA Guidelines
On Oct. 31, NLD AFM announced compliance with ESMA guidelines.
On Oct. 31, NLD AFM announced compliance with ESMA guidelines.
-
NORFSA Use of ESG Term in Fund Name
On Oct. 29, NORFSA announced compliance with ESMA guidelines.
-
SC LEG Earned Wage Access Services
On May 15, SC LEG passed bill on earned wage access services act.
On May 15, SC LEG passed bill on earned wage access services act.
-
SLV ATVP ESG Terms in Fund Names
On Oct. 10, SLV ATVP adopted decision to follow ESMA guidelines.
-
SWE FI ESMA Fund Naming Guidelines
On Oct. 23, SWE FI informed ESMA of its compliance with guidelines.
On Oct. 23, SWE FI informed ESMA of its compliance with guidelines.
-
UK DSIT Trade Mark Registrations
On Oct. 31, UK DSIT amended the international registration order.
On Oct. 31, UK DSIT amended the international registration order.
-
UK DSIT Transfer of Staff to OFCOM
On Oct. 24, UK DSIT issued regulations on TUPE re OFCOM contracts.
On Oct. 24, UK DSIT issued regulations on TUPE re OFCOM contracts.
-
UK GVT House Purchase Discounts
On Oct. 30, UK GVT issued order on housing right to buy discounts.
On Oct. 30, UK GVT issued order on housing right to buy discounts.
|
Nov 22
nd
-
CAN CDCC Default Manual Amendment
On Nov. 15, CAN CDCC proposed to amend CDCC Default Manual.
On Nov. 15, CAN CDCC proposed to amend CDCC Default Manual.
-
CAN ONT FSRA Advisor Credentials
On May 23, CAN ONT FSRA removed financial advisor credential.
On May 23, CAN ONT FSRA removed financial advisor credential.
-
Cboe BZX Risk Functionality Extension
On Oct. 3, Cboe BZX extended implementation of risk check function.
On Oct. 3, Cboe BZX extended implementation of risk check function.
-
DoL Final Rule Mental Health Access
On Sep. 9, DoL issued final rule mental health access, substance use.
-
NH LEG Money Transmitter License
On Jun. 13, NH LEG passed bill related to money transmitter licenses.
On Jun. 13, NH LEG passed bill related to money transmitter licenses.
-
PHI SEC Authorized Capital Stock
On Nov. 17, PHI SEC issued capital stock increase request deadline.
On Nov. 17, PHI SEC issued capital stock increase request deadline.
-
US IRS Third-Party Payer Credit Claim
On Sep. 26, US IRS reported third-party supplemental claims process.
On Sep. 26, US IRS reported third-party supplemental claims process.
-
White House LOU Disaster Declaration
On Sep. 16, White House approved Louisiana disaster declaration
On Sep. 16, White House approved Louisiana disaster declaration
|
Nov 23
rd
|
Nov 24
th
|
Nov 25
th
-
CAY CIMA Trust Provider Conduct
On Nov. 17, CAY CIMA consulted on proposed market conduct rules.
-
CFTC CPO, CTA Exemption Relief Rule
On Oct. 2, CFTC proposed to amend CPO, CTA compliance exemptions.
-
CME Crypto Settlement Dates
On Oct. 29, CME issued notice on crypto settlement, payment dates.
On Oct. 29, CME issued notice on crypto settlement, payment dates.
-
CZC GVT Fines Waived for VAT Payers
On Sep. 26, CZC GVT published decision in financial bulletin 7/2024.
-
FEMA President VT Disaster Approval
On Sep. 26, FEMA reported president approved VT major disaster.
On Sep. 26, FEMA reported president approved VT major disaster.
-
ITA BRS Order Transmission to Market
On Oct. 24, ITA BRS amended market rules and instructions by notice.
On Oct. 24, ITA BRS amended market rules and instructions by notice.
-
JPN SCC Euroyen TIBOR Conversion
On Jun. 18, JPN SCC proposed revisions re Euroyen TIBOR cessation.
-
JPN SCC Interest Swap Count Method
On Sep. 30, JPN SCC said interest swap trading counting will change.
On Sep. 30, JPN SCC said interest swap trading counting will change.
-
KNS LEG Disaster Aid Kansas Storms
On Sep. 25, KNS LEG reported SBA, White House, FEMA disaster aid.
-
NEB LEG Disaster Aid Jun. Jul. Storms
On Sep. 25, NEB LEG reported disaster declaration for sever storms.
On Sep. 25, NEB LEG reported disaster declaration for sever storms.
-
NSCC Retirement Plan Reporting Type
On Oct. 3, NSCC issued new retirement plan reporting plan type.
On Oct. 3, NSCC issued new retirement plan reporting plan type.
-
OKL INS 2024 Appointment Renewal
On Oct. 16, OKL INS issued 2024 appointment renewal notification.
-
ROM ANAF Cancelled Budgetary Duties
On Oct. 7, ROM ANAF issued guidance regarding the said cancellation.
-
SBA COL Disaster Aid Available
On Mar. 28, SBA made disaster loans available to Colorado business.
On Mar. 28, SBA made disaster loans available to Colorado business.
-
SBA Disaster Aid GA Drought Victims
On Apr. 2, SBA made disaster aid available to Georgia drought victims.
On Apr. 2, SBA made disaster aid available to Georgia drought victims.
-
SBA Disaster Aid Oklahoma Drought
On Mar. 28, SBA made disaster aid available OKL small businesses.
On Mar. 28, SBA made disaster aid available OKL small businesses.
-
SBA Disaster Aid to NM Small Business
On Mar. 28, SBA made disaster aid available to NM small businesses.
On Mar. 28, SBA made disaster aid available to NM small businesses.
-
SBA FLA Working Capital Aid Available
On Apr. 30, SBA made loans available to victims of Florida drought.
On Apr. 30, SBA made loans available to victims of Florida drought.
-
SBA Makes ARK Disaster Aid Available
On Mar. 29, SBA made disaster aid available to Arkansas residents.
On Mar. 29, SBA made disaster aid available to Arkansas residents.
-
SBA Makes KNS Disaster Aid Available
On Mar. 28, SBA made disaster aid available to KNS businesses.
On Mar. 28, SBA made disaster aid available to KNS businesses.
-
SBA Makes LOU Disaster Aid Available
On Mar. 29, SBA made disaster aid available for Louisiana drought.
On Mar. 29, SBA made disaster aid available for Louisiana drought.
-
SBA Makes MO Disaster Loans Available
On Mar. 28, SBA made disaster aid available to Missouri businesses.
On Mar. 28, SBA made disaster aid available to Missouri businesses.
-
SBA Makes TX Disaster Aid Available
On Mar. 28, SBA made disaster aid available to TX small businesses.
On Mar. 28, SBA made disaster aid available to TX small businesses.
-
SBA Small Business Loans NC Drought
On Apr. 2, SBA made disaster aid available to NC drought victims.
On Apr. 2, SBA made disaster aid available to NC drought victims.
-
SBA Storm Debby Loan Assistance NY
On Sep. 26, SBA disaster loans for NY private non-profit organizations.
On Sep. 26, SBA disaster loans for NY private non-profit organizations.
-
UK FCA UK SFTR Validation Rules
On Aug. 1, UK FCA published draft amendments to validation rules.
On Aug. 1, UK FCA published draft amendments to validation rules.
-
White House Disaster Yakama Nation
On Sep. 24, White House declared disaster for Yakama Nation tribes.
On Sep. 24, White House declared disaster for Yakama Nation tribes.
-
White House GA Debby Declaration
On Sep. 24, White House approved disaster declaration for Georgia.
On Sep. 24, White House approved disaster declaration for Georgia.
|
Nov 26
th
-
ALSK LEG Medical Review Liability
On May 11, ALSK LEG passed bill amending medical review liability.
On May 11, ALSK LEG passed bill amending medical review liability.
-
IND NSE Silver Liquidity Enhancement
On Nov. 1, IND NSE introduced enhancement scheme in silver options.
On Nov. 1, IND NSE introduced enhancement scheme in silver options.
-
IND SEBI Measures for REITs, InvITs
On May 9, IND SEBI proposed streamlining measures re REITs, InvITs.
On May 9, IND SEBI proposed streamlining measures re REITs, InvITs.
-
UK Treasury Freeport Special Tax Sites
On Oct. 17, UK Treasury published the special tax sites regulations.
On Oct. 17, UK Treasury published the special tax sites regulations.
-
UKRN CB Payment System Tariffs
On Sep. 26, UKRN CB revised national payment services system.
On Sep. 26, UKRN CB revised national payment services system.
|
Nov 27
th
|
Nov 28
th
|
Nov 29
th
-
AST ACT GVT Interoperability Waiver
On Feb. 27, AST ACT GVT waived operating requirements for ELNOs.
On Feb. 27, AST ACT GVT waived operating requirements for ELNOs.
-
BRZ CB New CB Digital Currency Drex
On Aug. 11, BRZ CB informed on new look and name for CBDC project
On Aug. 11, BRZ CB informed on new look and name for CBDC project
-
Eurex Fixed Income Futures
On Feb. 1, Eurex issued latest reporting and position limits.
On Feb. 1, Eurex issued latest reporting and position limits.
-
HKMA Good Practices re ESG Products
On Nov. 29, HKMA reviewed the sale and distribution of ESG products.
On Nov. 29, HKMA reviewed the sale and distribution of ESG products.
-
ICE CEU Annual Member Return 2024
On Oct. 30, ICE CEU notified members on annual member return.
On Oct. 30, ICE CEU notified members on annual member return.
-
NM INS Mental Health Data Call
On Oct. 18, NM INS reported mental health/substance use data call.
On Oct. 18, NM INS reported mental health/substance use data call.
-
UK Treasury CCP Transitional Regime
On Sep. 10, UK Treasury extended regime for central counterparties.
On Sep. 10, UK Treasury extended regime for central counterparties.
-
White House GA Disaster Declaration
On Sep. 26, White House approved Georgia emergency declaration.
On Sep. 26, White House approved Georgia emergency declaration.
|
Nov 30
th
-
BNG SEC Government Securities Trade
On Sep. 29, BNG SEC updated on trading of government securities.
On Sep. 29, BNG SEC updated on trading of government securities.
-
DoL Fair Labor Tipping Regulations
On Dec. 30, DoL issued a final rule to amend regulations for tipping.
On Dec. 30, DoL issued a final rule to amend regulations for tipping.
-
EU CNCL Charles Michel Re-election
On Mar. 28, EU CNCL issued decision confirming Michel's re-election.
On Mar. 28, EU CNCL issued decision confirming Michel's re-election.
-
EU CNCL Turkish Drilling Sanctions
On Nov. 11, EU CNCL prolonged Turkish sanctions regime by 1 year.
On Nov. 11, EU CNCL prolonged Turkish sanctions regime by 1 year.
-
HK SFC e-IP Online Application System
On Jul. 8, HK SFC said it will launch service for investment products.
On Jul. 8, HK SFC said it will launch service for investment products.
-
IND BSE Internal Audit Report Deadline
On Oct. 17, IND BSE notified members on audit report deadline.
On Oct. 17, IND BSE notified members on audit report deadline.
-
IND BSE Risk Based Supervision Data
On Apr. 12, IND BSE reminded re risk based supervision submissions.
On Apr. 12, IND BSE reminded re risk based supervision submissions.
-
IND BSE, NSE Audit of Trading Members
On Mar. 4, IND BSE notified about internal audit of trading members.
On Mar. 4, IND BSE notified about internal audit of trading members.
-
IND NPC Single Block Multiple Debits
On Jul. 31, IND NPC introduced single block multiple debits service.
On Jul. 31, IND NPC introduced single block multiple debits service.
-
IND NSE System Audit of Members
On Nov. 21, IND NSE reminded re system audit for type III members.
On Nov. 21, IND NSE reminded re system audit for type III members.
-
IRE CB Insurer Consumer Protection
On Aug. 29, IRE CB issued consumer protection risk assessment.
On Aug. 29, IRE CB issued consumer protection risk assessment.
-
NLD DNB Mortgage Risk Weighting
On May 14, NLD DNB consulted on extension of the scheme for 2024.
-
PHI SEC Compliance Incentive Plan
On Aug. 30, PHI SEC adopted an enhanced compliance incentive plan.
On Aug. 30, PHI SEC adopted an enhanced compliance incentive plan.
-
POL GVT Economic Data Exchange Act
On Oct. 30, POL GVT issued act on changes to data exchange rules.
On Oct. 30, POL GVT issued act on changes to data exchange rules.
-
RI INS Vehicle History Score Ins Rating
On Sep. 9, RI INS issued bulletin on vehicle history use in rating.
On Sep. 9, RI INS issued bulletin on vehicle history use in rating.
-
RSA GVT Gray List Action Plan Progress
On Feb. 29, RSA GVT issued statement regarding FATF's action plan.
On Feb. 29, RSA GVT issued statement regarding FATF's action plan.
-
SBTi Financial Firm Near-Term Criteria
On May 28, SBTi issued an updated version of the near-term criteria.
On May 28, SBTi issued an updated version of the near-term criteria.
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SIN Tax Corporate Income Tax Filing
On Sep. 26, SIN Tax issued a reminder on corporate income tax filing.
On Sep. 26, SIN Tax issued a reminder on corporate income tax filing.
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SIN Tax Corporate Tax Filing for 2024
On Jul. 1, SIN Tax updated filing forms for year of assessment 2024.
On Jul. 1, SIN Tax updated filing forms for year of assessment 2024.
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TAI DCC Bills Clearing and Settlement
On Aug. 7, TAI DCC issued reminder re bill settlement operations.
On Aug. 7, TAI DCC issued reminder re bill settlement operations.
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TAI SITCA Outsourcing Reporting
On Oct. 30, TAI SITCA issued new outsourcing reporting platform.
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TUR SEDDK Earthquake Stress Tests
On Aug. 29, TUR SEDDK stated stress test to be prepared by insurers.
On Aug. 29, TUR SEDDK stated stress test to be prepared by insurers.
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TUR Tax Earthquake Force Majeure
On Feb. 8, TUR Tax announced tax consequences of force majeure.
On Feb. 8, TUR Tax announced tax consequences of force majeure.
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UN Exempt Libya Humanitarian Travel
On Nov. 29, UN granted Libya 6 month humanitarian travel exemption.
On Nov. 29, UN granted Libya 6 month humanitarian travel exemption.
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White House Contractor Minimum Wage
On Apr. 27, White House raised minimum wage for federal contractors.
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Dec 01
st
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ARG Tax VAT Credit Certificates Launch
On Oct. 23, ARG Tax launched service to issue VAT credit certificates.
On Oct. 23, ARG Tax launched service to issue VAT credit certificates.
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BEL PRL Attempted Suicide Exclusion
On Apr. 22, BEL PRL issued draft law on a suicide insurance exclusion.
On Apr. 22, BEL PRL issued draft law on a suicide insurance exclusion.
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CHI CB Treasury-related Accounting
On Jan. 17, CHI CB proposed to regulate accounts re Treasury.
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CHI GVT Export of Dual-Use Items
On Oct. 19, CHI GVT issued export control rules for dual-use items.
On Oct. 19, CHI GVT issued export control rules for dual-use items.
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CHI NHSA Long Term Care Insurance
On Sep. 30, CHI NHSA issued rules for long term care insurance.
On Sep. 30, CHI NHSA issued rules for long term care insurance.
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CHI PRL Withholding in E-Commerce
On Apr. 23, CHI PRL reviewed second draft of the Tariff law.
On Apr. 23, CHI PRL reviewed second draft of the Tariff law.
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CHL CMF Circular 995, Standard 275
On Jul. 22, CHL CMF issued drafts to update reporting requirements.
On Jul. 22, CHL CMF issued drafts to update reporting requirements.
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CHL CMF Information Systems Manual
On Jul. 11, CHL CMF modified files of the information systems manual.
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CHL CMF Insurance Companies Reports
On Jun. 10, CHL CMF proposed changes re information requirements.
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CHL CMF Investment Information
On Aug. 1, CHL CMF published rule change re investment information.
On Aug. 1, CHL CMF published rule change re investment information.
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CHL GVT Occupational Risks
On Jul. 27, CHL GVT approved new rules on preventive management.
On Jul. 27, CHL GVT approved new rules on preventive management.
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CLB FIU Reporting by Private Security
On Sep. 28, CLB FIU reporting for private security, surveillance sector.
On Sep. 28, CLB FIU reporting for private security, surveillance sector.
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DEL INS Workers' Comp Rate Decrease
On Oct. 14, DEL INS reported eighth workers' comp rate decrease.
On Oct. 14, DEL INS reported eighth workers' comp rate decrease.
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DTCC DR Revised Operating Procedures
On Oct. 1, DTCC DR issued revised operating procedures.
On Oct. 1, DTCC DR issued revised operating procedures.
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EBA Reporting Framework 3.5 Package
On Jul. 9, EBA issued technical package for 3.5 reporting framework.
On Jul. 9, EBA issued technical package for 3.5 reporting framework.
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ECB Non-Monetary Deposits Rules
On Sep. 12, ECB issued decision on temporary adjustments to rules.
On Sep. 12, ECB issued decision on temporary adjustments to rules.
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ECB TARGET2 Guidelines Amendments
On Jul. 23, ECB notified adoption of changes to TARGET2 guideline.
On Jul. 23, ECB notified adoption of changes to TARGET2 guideline.
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EGY Tax Electronic Receipt Decision
On Jul. 10, EGY Tax issued decision re e-receipt system obligations.
On Jul. 10, EGY Tax issued decision re e-receipt system obligations.
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Fannie Flex Modification Terms
On May 29, Fannie issued letter determining flex modification terms.
On May 29, Fannie issued letter determining flex modification terms.
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Forest SC Italy Standard Revised
On Aug. 20, Forest SC issued revised Italian stewardship standard.
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FR ACPR Authorizations Portal
On Oct. 10, FR ACPR said authorizations portal becoming ACPR portal.
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GE Bundesbank Changes to Terms
On Mar. 26, GE Bundesbank issued notice on its terms and conditions.
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IND BSE Good Till Cancelled Orders
On Jun. 22, IND BSE issued policy for good till cancelled orders.
On Jun. 22, IND BSE issued policy for good till cancelled orders.
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ISR Justice Proper Management Permit
On Oct. 30, ISR Justice postponed deadlines for 2023 reports.
On Oct. 30, ISR Justice postponed deadlines for 2023 reports.
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ITA INS Return and Inquiry Flows
On Oct. 15, ITA INS issued letter on auto liability insurance.
On Oct. 15, ITA INS issued letter on auto liability insurance.
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LTH PRL Amended Concessions Law
On Oct. 24, LTH PRL published law amending the Concessions Law.
On Oct. 24, LTH PRL published law amending the Concessions Law.
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LTH PRL Amended Investment Law
On Oct. 24, LTH PRL published law amending the Investment Law.
On Oct. 24, LTH PRL published law amending the Investment Law.
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LTH PRL Corporate, Group Reporting
On Oct. 10, LTH PRL published law amending corporate reporting.
On Oct. 10, LTH PRL published law amending corporate reporting.
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LTH Tax Natural Persons Registration
On Aug. 5, LTH Tax issued notice and letter on tax registration rules.
On Aug. 5, LTH Tax issued notice and letter on tax registration rules.
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Nasdaq Nordic ETF and ETN Issuers
On May 30, Nasdaq Nordic reported changes to ETF Issuer Rulebook.
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NC LEG AML Criminalization, Retail
On Jun. 6, NC LEG passed bill to revise AML, retail crime provisions.
On Jun. 6, NC LEG passed bill to revise AML, retail crime provisions.
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NGR CB Electronic FX Matching System
On Oct. 3, NGR CB launched electronic FX matching system (EFEMS).
On Oct. 3, NGR CB launched electronic FX matching system (EFEMS).
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NLD DNB Mortgage Risk Weighting
On Jul. 8, NLD DNB consulted on mortgage risk weighting scheme.
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NZ GVT Revises Accident Compensation
On Aug. 12, NZ GVT discussed revisions for accident compensation.
On Aug. 12, NZ GVT discussed revisions for accident compensation.
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ORE INS Paid Leave Oregon, Disability
On Jan. 25, ORE INS issued guidance on Paid Leave Oregon program.
On Jan. 25, ORE INS issued guidance on Paid Leave Oregon program.
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PER SBS Net Stable Funding Ratio
On May 16, PER SBS added Basel recommendations into regulations.
On May 16, PER SBS added Basel recommendations into regulations.
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RSA FSCA Insurer Outsourcing Standard
On Sep. 9, RSA FSCA issued draft standard on insurer outsourcing.
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SIN LAB Flexible Work Arrangements
On Sep. 7, SIN LAB formed a working group for flexible work policies.
On Sep. 7, SIN LAB formed a working group for flexible work policies.
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SK FSC Phone Bills Debt Workout
On Feb. 1, SK FSC announced plan to integrate financial-telecom debt.
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SLK PRL Insolvency Register Delayed
On Oct. 23, SLK PRL adopted law amending other commercial laws.
On Oct. 23, SLK PRL adopted law amending other commercial laws.
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SLK PRL Travel Reimbursement Law
On Oct. 23, SLK PRL issued approved travel reimbursement law 409.
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SWE GVT Competition Investigations
On May 2, SWE GVT issued referral re changes to competition rules.
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Thai SEC Securities Reporting Forms
On Sep. 6, Thai SEC issued guidance regarding reports submission.
On Sep. 6, Thai SEC issued guidance regarding reports submission.
-
US Treasury Expand CFIUS Jurisdiction
On Jul. 8, US Treasury proposed rule re foreign investment in the US.
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Dec 02
nd
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Cboe EU Trade Reporting Services
On Nov. 1, Cboe EU updated on changes re new policy on data quality.
On Nov. 1, Cboe EU updated on changes re new policy on data quality.
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CHI CSRC Foreign Investment Measures
On Nov. 1, CHI CSRC issued foreign strategic investment measures.
On Nov. 1, CHI CSRC issued foreign strategic investment measures.
-
FEMA NC Disaster Declaration
On Sep. 29, FEMA reported disaster declaration for North Carolina.
On Sep. 29, FEMA reported disaster declaration for North Carolina.
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FEMA President Grants TN Helene Aid
On Sep. 28, FEMA reported White House approved TN Helene aid.
On Sep. 28, FEMA reported White House approved TN Helene aid.
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FEMA SC Disaster Declaration
On Sep. 27, FEMA reported emergency declaration approved for SC.
On Sep. 27, FEMA reported emergency declaration approved for SC.
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FR ACPR Insurance, Pension Exchange
On Oct. 21, FR ACPR issued instruction on exchanges via ACPR portal.
On Oct. 21, FR ACPR issued instruction on exchanges via ACPR portal.
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NZ GVT High-Skilled Migrants' Families
On Oct. 23, NZ GVT returned open work rights to migrants' partners.
On Oct. 23, NZ GVT returned open work rights to migrants' partners.
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TAI EXC Odd-Lot Trading and Lending
On Jul. 18, TAI EXC amended rules re odd-lot trading and lending.
On Jul. 18, TAI EXC amended rules re odd-lot trading and lending.
-
TAI EXC Odd-Lot Trading Information
On Sep. 20, TAI EXC shortened interval for market information.
On Sep. 20, TAI EXC shortened interval for market information.
-
TAI EXC Operational Cost Reduction
On May 24, TAI EXC amended rules to reduce operational costs.
On May 24, TAI EXC amended rules to reduce operational costs.
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TAI TPEX Trading Suspension Exception
On Sep. 13, TAI TPEX revised various rules re emerging stocks, gold.
On Sep. 13, TAI TPEX revised various rules re emerging stocks, gold.
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TUR Cust Bank e-Reference Letters
On Oct. 8, TUR Cust informed of bank electronic reference letters.
On Oct. 8, TUR Cust informed of bank electronic reference letters.
-
TUR Tax Restructuring Receivables
On Mar. 25, TUR Tax issued general communiqués on Law 7440.
On Mar. 25, TUR Tax issued general communiqués on Law 7440.
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UK FCA Sustainability Disclosure Rules
On Nov. 28, UK FCA issued sustainability disclosure and labelling rules.
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UK TO Panel Increased PTM Levy
On Aug. 14, UK TO Panel increased PTM levy rate to 150p per contract.
On Aug. 14, UK TO Panel increased PTM levy rate to 150p per contract.
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VA LEG Governor Declared Emergency
On Sep. 25, VA LEG governor declared Hurricane Helene emergency.
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Dec 03
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Dec 04
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Dec 05
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Dec 06
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Dec 07
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See next month
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Dec 08
th
See next month
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