Oct 19
th
-
CHL FIU Modernizes Reporting Portal
On Aug. 27, CHL FIU reported the launch of single-key portal access.
On Aug. 27, CHL FIU reported the launch of single-key portal access.
-
CZC CB Definition of Default Compliance
On Sep. 17, CZC CB reported compliance re EBA definition of default.
-
DTCC DR Enhanced Transmission Schedule
On Sep. 22, DTCC DR issued notes on enhanced transmission schedule.
On Sep. 22, DTCC DR issued notes on enhanced transmission schedule.
-
EBA Application of Definition of Default
On Jul. 2, EBA issued consultation on draft amended guidelines.
-
ESP CB Default Definition EBA Guidelines
On Sep. 23, ESP CB announced decision to comply with guidelines.
On Sep. 23, ESP CB announced decision to comply with guidelines.
-
FINFSA EBA Default Definition Guideline
On Sep. 15, FINFSA notified compliance with default definition guideline.
On Sep. 15, FINFSA notified compliance with default definition guideline.
-
ICE FEU Block Trade Volume Thresholds
On Oct. 9, ICE FEU issued revised ECB dated ESTR futures thresholds.
On Oct. 9, ICE FEU issued revised ECB dated ESTR futures thresholds.
-
ITA BRS BIT GEM and TAH Market Rules
On Nov. 2, ITA BRS issued notice on changes to market rules.
On Nov. 2, ITA BRS issued notice on changes to market rules.
-
ITA BRS ETFPlus, MIV, MOT Market Rules
On Oct. 11, ITA BRS issued notice on changes to some markets' rules.
On Oct. 11, ITA BRS issued notice on changes to some markets' rules.
-
NYSE Amer Extended Hours Trading
On Oct. 8, NYSE Amer issued memo on extended hours trading.
On Oct. 8, NYSE Amer issued memo on extended hours trading.
-
POR CB EBA Guidelines on Default Definition
On Sep. 15, POR CB announced compliance with EBA guidelines.
On Sep. 15, POR CB announced compliance with EBA guidelines.
-
SWE FI Default Definition Guidelines
On Sep. 17, SWE FI reported compliance with EBA's default definition.
On Sep. 17, SWE FI reported compliance with EBA's default definition.
-
UK LSE Customer Development Service LSE 24
On Oct. 14, UK LSE introduced LSE 24 customer development service.
On Oct. 14, UK LSE introduced LSE 24 customer development service.
-
US State Dept US Munitions List Amendments
On Sep. 18, US State Dept removed certain UUVs from Munitions List.
On Sep. 18, US State Dept removed certain UUVs from Munitions List.
-
VA LEG Actuarial Opinions and Memoranda
On Oct. 5, VA LEG repealed rules on Actuarial Opinions and Memoranda.
On Oct. 5, VA LEG repealed rules on Actuarial Opinions and Memoranda.
|
Oct 20
th
-
AST FWC Use of Generative AI in Cases
On Mar. 24, AST FWC proposed guidance on using GenAI in AST FWC cases.
On Mar. 24, AST FWC proposed guidance on using GenAI in AST FWC cases.
-
Cboe Clear Customer Margin Debt Relief
On Sep. 25, Cboe Clear requested relief on treatment of customer margin.
On Sep. 25, Cboe Clear requested relief on treatment of customer margin.
-
HWI LEG Hurricane Taxpayer Relief
On Aug. 24, HWI LEG issued relief for taxpayers impacted by hurricane.
On Aug. 24, HWI LEG issued relief for taxpayers impacted by hurricane.
-
POL FSA Agents Register Entries Access
On Oct. 5, POL FSA provided insurer access to agent register entries.
On Oct. 5, POL FSA provided insurer access to agent register entries.
-
SIN GVT Corporate, Accounting Laws
On Oct. 14, SIN GVT issued bill revising laws re corporate, accounting.
On Oct. 14, SIN GVT issued bill revising laws re corporate, accounting.
|
Oct 21
st
-
ASX Shareholder Approval Requirements
On Apr. 27, ASX reported on review process of listing rule re approval.
On Apr. 27, ASX reported on review process of listing rule re approval.
-
IND GVT Income Tax Return Extension
On Sep. 28, IND GVT, IND Tax announced 2026-27 income tax return extension.
On Sep. 28, IND GVT, IND Tax announced 2026-27 income tax return extension.
-
IOW BANK Duplicative Language Recission
On Nov. 26, IOW BANK proposed rescinding unnecessary language.
On Nov. 26, IOW BANK proposed rescinding unnecessary language.
-
PAN CB Regulatory Reporting After Earthquake
On Oct. 13, PAN CB extended deadline for regulatory reporting.
On Oct. 13, PAN CB extended deadline for regulatory reporting.
|
Oct 22
nd
-
HKEX Polling Mechanism Rehearsal
On Oct. 29, HKEX informed of contingency rehearsal by polling.
On Oct. 29, HKEX informed of contingency rehearsal by polling.
-
RUS CB Internal AML/CFT Controls
On Apr. 23, RUS CB proposed ordinance on internal AML controls.
On Apr. 23, RUS CB proposed ordinance on internal AML controls.
-
SK FSC, GVT Credit Union Rule Amendments
On Jun. 5, SK FSC, SK GVT proposed revision of credit union rules.
On Jun. 5, SK FSC, SK GVT proposed revision of credit union rules.
-
SLV PRL Mutual Administrative Tax Assistance
On Oct. 7, SLV PRL issued Act amending Act ratifying the Convention & Protocol.
On Oct. 7, SLV PRL issued Act amending Act ratifying the Convention & Protocol.
-
UK OFSI Interim Necessities License
On Oct. 23, UK OFSI issued a general license on interim necessities.
|
Oct 23
rd
-
CT INS 2027 Requested Rate Filings Chart
On Jun. 5, CT INS released the health insurance rate filings for 2027.
On Jun. 5, CT INS released the health insurance rate filings for 2027.
-
EUREX Clear C7 SCS Releases
On Jan. 22, EUREX Clear introduced C7 securities clearing service 4.5.
On Jan. 22, EUREX Clear introduced C7 securities clearing service 4.5.
-
ITA PRL Delegation for AI Act Implementation
On Mar. 19, ITA PRL updated on delegation on artificial intelligence.
On Mar. 19, ITA PRL updated on delegation on artificial intelligence.
-
KNS LEG Workers' Compensation
On Oct. 8, KNS LEG published amendments to workers' comp. rules.
-
NPL NIA Digital Claims Tracking System
On Jul. 24, NPL NIA published circular re digital tracking system implementation.
On Jul. 24, NPL NIA published circular re digital tracking system implementation.
-
POL GVT Open Pension Fund Membership
On Oct. 9, POL GVT issued Reg on method, procedure for concluding agreement.
On Oct. 9, POL GVT issued Reg on method, procedure for concluding agreement.
-
RSA GVT Reduced Assessment Extended
On Jun. 19, RSA GVT extended the deadline for reduced assessment.
-
RUS CB Cash Services Provision Rules
On Apr. 30, RUS CB proposed updating cash services provision rules.
On Apr. 30, RUS CB proposed updating cash services provision rules.
-
RUS CB Chart of Accounts Procedure
On Oct. 13, RUS CB issued chart of account procedure amendments.
On Oct. 13, RUS CB issued chart of account procedure amendments.
-
RUS CB Digital Currency Operations Ord
On Aug. 7, RUS CB proposed reflecting digital currency operations ord.
On Aug. 7, RUS CB proposed reflecting digital currency operations ord.
|
Oct 24
th
-
BOX Annual Disaster Recovery Testing
On Sep. 15, BOX issued notice of annual SIFMA disaster recovery test.
On Sep. 15, BOX issued notice of annual SIFMA disaster recovery test.
-
EU Enrg Exc T7 Disaster Recovery Test
On Sep. 14, EU Enrg Exc issued call for participation in recovery test.
-
EUREX Clear C7 Disaster Recovery Test
On Sep. 1, EUREX Clear detailed its disaster recovery test scenario.
On Sep. 1, EUREX Clear detailed its disaster recovery test scenario.
-
EUREX Clear T2S Eligibility Extension
On Mar. 11, EUREX Clear highlighted CBF initiative to extend offering.
On Mar. 11, EUREX Clear highlighted CBF initiative to extend offering.
-
Eurex T7 Disaster Recovery Test Scenario
On Sep. 1, Eurex and GE DBoerse detailed T7 disaster recovery test.
-
ICE CEU Non-Business as Usual Parameters
On Oct. 9, ICE CEU proposed rule on model parameter changes.
On Oct. 9, ICE CEU proposed rule on model parameter changes.
-
OpCC 2026 Business Continuity Testing
On May 13, OpCC issued business continuity industry test strategy.
On May 13, OpCC issued business continuity industry test strategy.
-
UK ESNZ EPA Extension Regulations 2
On Jun. 8, UK ESNZ proposed EPA powers extension regulations no. 2.
On Jun. 8, UK ESNZ proposed EPA powers extension regulations no. 2.
|
Oct 25
th
|
Oct 26
th
-
AST VIC ECA Land Registry Procedures
On Sep. 24, AST VIC ECA issued land registration requirements.
-
DoL Rescinds DEI Employment Standards
On Sep. 4, DoL extended comments on rescission of DEI standards.
-
ICE CEU 2026 Default Management Test
On Aug. 26, ICE CEU issued 2026 default management test circular.
On Aug. 26, ICE CEU issued 2026 default management test circular.
-
ICE CUS Annual Default Management Test
On Sep. 21, ICE CUS issued annual default management test timeline.
On Sep. 21, ICE CUS issued annual default management test timeline.
-
SK Tax Oct. 2026 VAT Filing/Payment
On Oct. 5, SK Tax guided on VAT filing/payment and related tax support.
On Oct. 5, SK Tax guided on VAT filing/payment and related tax support.
-
SZSE, SSE Bond Pledged Negotiated Repo
On May 22, SZSE, SSE revised guides re bond pledged negotiated repo.
On May 22, SZSE, SSE revised guides re bond pledged negotiated repo.
-
US IRS Estate Tax Closing Letter User Fee
On Jun. 2, US IRS proposed rule on estate tax closing letter user fee.
On Jun. 2, US IRS proposed rule on estate tax closing letter user fee.
|
Oct 27
th
|
Oct 28
th
|
Oct 29
th
|
Oct 30
th
-
Agencies Large Bank Call Reports
On Jul. 10, Agencies proposed revisions to large bank data collections.
-
BRZ CB Calculation of Leverage Ratio
On Jun. 2, BRZ CB introduced minimum RA requirement for type 3.
On Jun. 2, BRZ CB introduced minimum RA requirement for type 3.
-
CAN ONT FSRA 2026 Auto Ins Attestation
On Aug. 17, CAN ONT FSRA issued annual auto insurance attestation.
On Aug. 17, CAN ONT FSRA issued annual auto insurance attestation.
-
CLB SFC Simplified Prospectuses for Recurring Issuers
On Sep. 2, CLB SFC published disclosure requirements for recurring issuers.
On Sep. 2, CLB SFC published disclosure requirements for recurring issuers.
-
CYP SEC ASP Quarterly Statistics Form
On Dec. 20, CYP SEC issued version 8 of Form QST-ASP, due Jan. 2025.
On Dec. 20, CYP SEC issued version 8 of Form QST-ASP, due Jan. 2025.
-
CYP SEC QST-MC Quarterly Statistics
On Dec. 30, CYP SEC issued QST-MC form v22 for regulation entities.
On Dec. 30, CYP SEC issued QST-MC form v22 for regulation entities.
-
DTC CMU Trade Monitoring Updates
On Feb. 3, DTC notice on CMU real-time trade monitoring reporting.
On Feb. 3, DTC notice on CMU real-time trade monitoring reporting.
-
EUREX Clear C7 Release 13.0 Introduction
On Jun. 1, EUREX Clear issued circular introducing C7 release 13.0.
On Jun. 1, EUREX Clear issued circular introducing C7 release 13.0.
-
EUREX Clear EurexOTC Clear Release 22.0
On Jun. 25, EUREX Clear announced EurexOTC Clear release 22.0.
-
GRE AADE Supplementary Tax Returns
On Jun. 29, GRE AADE reported on postponement of GIR declaration deadline.
-
ICE FEU Annual Member Return 2026
On Sep. 30, ICE FEU issued notification on annual return member deadline.
On Sep. 30, ICE FEU issued notification on annual return member deadline.
-
IND CDSL Freeze, Unfreeze Notifications
On Apr. 23, IND CDSL issued guide re demat account freeze, unfreeze.
On Apr. 23, IND CDSL issued guide re demat account freeze, unfreeze.
-
IND NSD Depository Freeze-Unfreeze Processing
On Aug. 19, IND NSD enhanced freeze and unfreeze processing.
On Aug. 19, IND NSD enhanced freeze and unfreeze processing.
-
IND RBI Natural Calamity Relief Measures
On Jan. 27, IND RBI issued draft directions on relief measures in areas affected.
On Jan. 27, IND RBI issued draft directions on relief measures in areas affected.
-
LEB CB Payment Service Signatories
On Sep. 22, LEB CB issued notice re authorized signatories.
On Sep. 22, LEB CB issued notice re authorized signatories.
-
MO INS Mutual Approved Investments
On May 15, MO INS issued changes to mutual companies investment.
On May 15, MO INS issued changes to mutual companies investment.
-
NSCC, DTC Insurance Rewrite Enhancements
On May 18, NSCC issued planned enhancements for ACATS/IPS.
On May 18, NSCC issued planned enhancements for ACATS/IPS.
-
PAN CB New Information Table
On Aug. 19, PAN CB implemented the new structure for regional banking groups table.
On Aug. 19, PAN CB implemented the new structure for regional banking groups table.
-
Thai GVT Measures re Border Dispute
On Jul. 24, Thai GVT implemented financial relief measures.
On Jul. 24, Thai GVT implemented financial relief measures.
-
UAE GVT E-Invoicing System
On May 11, UAE GVT issued amendments to decisions on e-invoicing.
On May 11, UAE GVT issued amendments to decisions on e-invoicing.
-
UK GVT Employment Rights Act 2025
On Oct. 10, UK GVT unveiled significant reform to employment rights.
On Oct. 10, UK GVT unveiled significant reform to employment rights.
-
UK GVT Right to Access Workplaces Regulations
On Jul. 6, UK GVT issued two right to access workplaces Regs.
On Jul. 6, UK GVT issued two right to access workplaces Regs.
-
UK GVT Trade License Russia Sanctions
On Jul. 21, UK GVT issued notice on sectoral software and technology.
|
Oct 31
st
-
AST NSW Tax Lodging Unclaimed Money
On Sep. 3, AST NSW Tax reminded businesses re unclaimed money.
On Sep. 3, AST NSW Tax reminded businesses re unclaimed money.
-
AST QLD PCG Unclaimed Money Reporting
On Aug. 11, AST QLD PCG reminded of lodging unclaimed money.
On Aug. 11, AST QLD PCG reminded of lodging unclaimed money.
-
AST Tax Annual Super Reporting Reminder
On Sep. 7, AST Tax reminded super funds to report account balances.
On Sep. 7, AST Tax reminded super funds to report account balances.
-
AST Tax Former-Resident Super Notices
On Aug. 17, AST Tax began issuing section 20C former-resident super notices.
On Aug. 17, AST Tax began issuing section 20C former-resident super notices.
-
AST Tax PAYG Withholding Annual Report
On Sep. 4, AST Tax updated PAYG withholding annual report guide.
On Sep. 4, AST Tax updated PAYG withholding annual report guide.
-
AST Tax Super Fund Reporting Deadline
On Sep. 7, AST Tax reminded super funds of Oct. 31 reporting obligations.
On Sep. 7, AST Tax reminded super funds of Oct. 31 reporting obligations.
-
BEL GVT Multinationals' Declarations
On Apr. 3, BEL GVT postponed groups' withholding tax declarations.
On Apr. 3, BEL GVT postponed groups' withholding tax declarations.
-
BEL GVT Pillar 2 GIR Notification Extension
On Jul. 29, BEL GVT clarified GIR filer notification scope and extended deadline.
On Jul. 29, BEL GVT clarified GIR filer notification scope and extended deadline.
-
ECB AI-Enabled Cybersecurity Threats
On Jul. 7, ECB wrote to banks on AI-enabled security threats.
On Jul. 7, ECB wrote to banks on AI-enabled security threats.
-
EGY FRA Enhancing Financial Solvency
On Jan. 19, EGY FRA increased minimum capital for insurance firms.
On Jan. 19, EGY FRA increased minimum capital for insurance firms.
-
EGY FRA Foreign Reinsurance Brokers
On Aug.19, EGY FRA issued decision on registration of intermediaries.
On Aug.19, EGY FRA issued decision on registration of intermediaries.
-
EGY FRA Insurance Professional Companies
On Jul. 14, EGY FRA extended the deadline to meet minimum capital requirements.
On Jul. 14, EGY FRA extended the deadline to meet minimum capital requirements.
-
EU CNCL Al-Qaeda Sanctions Regime
On Oct. 27, EU CNCL renewed ISIL/Da'esh, Al-Qaida sanctions regime.
On Oct. 27, EU CNCL renewed ISIL/Da'esh, Al-Qaida sanctions regime.
-
EU CNCL Moldova Sanctions Listings
On Feb. 22, EU CNCL added 6 persons, 1 entity to EU sanctions list.
On Feb. 22, EU CNCL added 6 persons, 1 entity to EU sanctions list.
-
GUE GFSC Standing Data Verification
On Oct. 1, GUE GFSC reminded licensees to complete standing data verification.
On Oct. 1, GUE GFSC reminded licensees to complete standing data verification.
-
IND BSE Cybersecurity Framework
On Sep. 2, IND BSE issued clarifications to cybersecurity framework.
-
IND BSE Margin Trading Certificate
On Sep. 30, IND BSE required margin trading certificate submission.
On Sep. 30, IND BSE required margin trading certificate submission.
-
IND CDSL Report Net Worth Certificate
On May 4, IND CDSL issued deadline for submission of certificate.
On May 4, IND CDSL issued deadline for submission of certificate.
-
IND LAB Employee Enrolment Campaign
On Oct. 14, IND LAB launched scheme re social security coverage.
On Oct. 14, IND LAB launched scheme re social security coverage.
-
IND SEBI Disabilities Act Compliance
On Jul. 31, IND SEBI said compliance mandatory for regulated entities.
On Jul. 31, IND SEBI said compliance mandatory for regulated entities.
-
IND SEBI Fund Unit Standing Instructions
On Feb. 5, IND SEBI proposed extending mutual fund units' standing instructions.
On Feb. 5, IND SEBI proposed extending mutual fund units' standing instructions.
-
IND SEBI Handling of Unpaid Client Securities
On Apr. 24, IND SEBI consulted on handling of clients’ unpaid securities.
On Apr. 24, IND SEBI consulted on handling of clients’ unpaid securities.
-
JER States 2019 Prior Year Tax Deferral
On Feb. 21, JER States deferred start of planned payment scheme.
On Feb. 21, JER States deferred start of planned payment scheme.
-
PHI Tax Online Registration Display
On Apr. 29, PHI Tax mandated online display of taxpayer registration.
On Apr. 29, PHI Tax mandated online display of taxpayer registration.
-
RSA Tax Employer Interim Declarations
On Sep. 15, RSA Tax detailed key EMP501 changes, Sep. 22-Oct. 31.
-
RSA Tax Third-Party Data Submissions
On Sep. 3, RSA Tax stated annual submissions close on Oct. 31, 2026.
-
SK FSS Crackdown on Insurance Fraud
On Jan. 11, SK FSS issued a plan to run a reporting/reward period.
On Jan. 11, SK FSS issued a plan to run a reporting/reward period.
-
SWI VQF Advisory Activities Reporting Obligation
On Oct. 14, SWI VQF issued newsletter on AMLA reporting obligation.
On Oct. 14, SWI VQF issued newsletter on AMLA reporting obligation.
-
UK FCA Pension Dashboard Connection
On Apr. 24, UK FCA issued modification by consent on connection.
-
UK GVT Pensions Dashboards Timetable
On Mar. 25, UK GVT issued guide on staged timetable for connection.
On Mar. 25, UK GVT issued guide on staged timetable for connection.
-
UK SCT GVT Energy Performance
On Dec. 23, UK SCT GVT issued regulations relating to buildings.
On Dec. 23, UK SCT GVT issued regulations relating to buildings.
|
Nov 01
st
-
ARG CB Signature Certifications
On Aug. 22, ARG CB issued communication on signature certification.
On Aug. 22, ARG CB issued communication on signature certification.
-
ARG GVT Severance Obligations Support
On Jun. 1, ARG GVT issued rules for labor assistance funds, workers indemnities.
On Jun. 1, ARG GVT issued rules for labor assistance funds, workers indemnities.
-
AST Fair Work Fixed Term Contracts
On Nov. 6, AST Fair Work reminded on rules for fixed term contracts.
On Nov. 6, AST Fair Work reminded on rules for fixed term contracts.
-
BEL GVT Economic Crime Committee
On Oct. 9, BEL GVT established ministerial committee against crime.
On Oct. 9, BEL GVT established ministerial committee against crime.
-
BEL GVT Medical Care and Benefits Insurance
On Jul. 13, BEL GVT published amendments to medical care and benefits insurance law.
On Jul. 13, BEL GVT published amendments to medical care and benefits insurance law.
-
BEL PRL Registration Certificates
On Jul. 2, BEL PRL adopted bill on a central register for certificates.
On Jul. 2, BEL PRL adopted bill on a central register for certificates.
-
BRZ CVM Credit Information System
On Oct. 5, BRZ CVM introduced new obligations for securitization companies and FIDCs.
On Oct. 5, BRZ CVM introduced new obligations for securitization companies and FIDCs.
-
BVMF Consumer and Commercial Market Data Policies
On Aug. 13, BVMF reported update and availability of policies.
On Aug. 13, BVMF reported update and availability of policies.
-
BVMF Credit Guarantee Fund Reports
On Aug. 25, BVMF created file to report credit instruments issued by affiliated entities.
On Aug. 25, BVMF created file to report credit instruments issued by affiliated entities.
-
CAY CIMA AML Return Requirements
On Sep. 7, CAY CIMA issued completion guide on AML return filing.
-
CHI NAFMII Information Service Providers
On Jul. 28, CHI NAFMII issued guidelines on information service business.
-
CHI NFRA Insurance Product Rules Revisions
On Oct. 9, CHI NFRA revised property insurance product rules.
On Oct. 9, CHI NFRA revised property insurance product rules.
-
CHI Tax Penalty Discretion Standard
On Sep. 28, CHI Tax issued tax administrative penalty standards.
On Sep. 28, CHI Tax issued tax administrative penalty standards.
-
CHI Tax VAT Withholding Measures
On Sep. 3, CHI Tax introduced VAT withholding rules for specified services.
On Sep. 3, CHI Tax introduced VAT withholding rules for specified services.
-
COL INS Health Insurance Premiums
On Jul. 22, COL INS released data re health insurance plans for 2027.
On Jul. 22, COL INS released data re health insurance plans for 2027.
-
C-OSFI 2027 Capital Adequacy Requirements
On Sep. 10, C-OSFI issued the 2027 Capital Adequacy Requirements Guideline.
On Sep. 10, C-OSFI issued the 2027 Capital Adequacy Requirements Guideline.
-
C-OSFI Crypto Risk and Liquidity Guideline
On May 21, C-OSFI proposed revisions to bank guidelines re crypto exposures.
On May 21, C-OSFI proposed revisions to bank guidelines re crypto exposures.
-
C-OSFI Guideline B-12 Consultation
On May 21, C-OSFI consultation re guideline B-12 interest rate risk.
On May 21, C-OSFI consultation re guideline B-12 interest rate risk.
-
DEL INS 2027 Health Insurance Rates
On Sep. 8, DEL INS reported on health insurance rates for 2027 plans.
On Sep. 8, DEL INS reported on health insurance rates for 2027 plans.
-
EUREX Clear Amendments to Price List
On Aug. 4, EUREX Clear detailed liquidity provider framework reform.
On Aug. 4, EUREX Clear detailed liquidity provider framework reform.
-
Eurex Market-Making and Liquidity Provisioning
On Sep. 30, Eurex issued circular on modernization of web materials.
On Sep. 30, Eurex issued circular on modernization of web materials.
-
Eurex Single Stock Equity Options Liquidity
On Aug. 4, Eurex detailed reform of the liquidity provider framework.
On Aug. 4, Eurex detailed reform of the liquidity provider framework.
-
FIN GVT Employment Services Organisation
On Oct. 13, FIN GVT issued Act 887/2026 stemming from HE 94/2026.
-
GE Bundesbank AnaCredit Plausibility
On May 7, GE Bundesbank updated reporting manual, spreadsheet.
-
GE Bundesbank NExt-Portal Transition
On Sep. 24, GE Bundesbank informed of AnaCredit, RIAD reporting.
-
GE PRL Ecodesign, Energy Labelling
On Apr. 1, GE PRL received bill implementing EU rules on ecodesign.
On Apr. 1, GE PRL received bill implementing EU rules on ecodesign.
-
HK SFC Code on Unit Trusts, Mutual Funds
On Oct. 22, HK SFC proposed revision to code on unit trusts.
-
IDN Tax Marketplace Tax Collection
On Jul. 14, IDN Tax, IDN GVT issued regs re third party tax collection.
On Jul. 14, IDN Tax, IDN GVT issued regs re third party tax collection.
-
JER States Competition, Mergers Order
On Feb. 9, JER States issued consultation re draft mergers order.
-
LTH GVT Changes To The Labor Code
On Feb. 18, LTH GVT approved changes to be submitted to LTH PRL.
On Feb. 18, LTH GVT approved changes to be submitted to LTH PRL.
-
LTH GVT Multiple Voting Shares
On Apr. 23, LTH GVT issued bill amending the Law No VIII-1835.
On Apr. 23, LTH GVT issued bill amending the Law No VIII-1835.
-
Nasdaq Nordic First North Rulebook
On Sep. 29, Nasdaq Nordic issued notice and draft amended rulebook.
-
NJ LEG Banning Algorithmic Rent-Setting
On Jul. 20, NJ LEG enacted bill protecting renters from algorithmic rent.
On Jul. 20, NJ LEG enacted bill protecting renters from algorithmic rent.
-
OH UNC PROP Submission of Unclaimed Funds
On Oct. 14, OH UNC PROP and OH BANK reminded businesses to submit annual report.
-
OKL LEG Combined Notice for Petition
On Apr. 22, OKL LEG passed bill to update probate procedure.
On Apr. 22, OKL LEG passed bill to update probate procedure.
-
OKL LEG Dental Insurance Claims
On Apr. 14, OKL LEG enacted bill on dental insurance claims.
On Apr. 14, OKL LEG enacted bill on dental insurance claims.
-
OKL LEG Determining Anesthesia Necessity
On May 5, OKL LEG passed bill on factors for anesthesia coverage.
On May 5, OKL LEG passed bill on factors for anesthesia coverage.
-
OKL LEG Education Infrastructure Loan Program
On May 5, OKL LEG enacted a bill on education infrastructure loans.
On May 5, OKL LEG enacted a bill on education infrastructure loans.
-
OKL LEG Eligible Individualized Treatments
On Apr. 30, OKL LEG passed bill on investigational health treatments.
On Apr. 30, OKL LEG passed bill on investigational health treatments.
-
OKL LEG Employment Benefits Bill
On May 6, OKL LEG passed a bill on employment benefits.
On May 6, OKL LEG passed a bill on employment benefits.
-
OKL LEG Expanding College Savings Plan
On May 12, OKL LEG enacted bill to expand options for savings plan.
On May 12, OKL LEG enacted bill to expand options for savings plan.
-
OKL LEG Financial Privacy Protected Adults
On Apr. 29, OKL LEG passed bill on financial exploitation investigations
On Apr. 29, OKL LEG passed bill on financial exploitation investigations
-
OKL LEG Foreign Ownership of Oil, Gas, Minerals
On May 11, OKL LEG enacted bill on foreign ownership restrictions.
On May 11, OKL LEG enacted bill on foreign ownership restrictions.
-
OKL LEG General and Limited Companies
On May 6, OKL LEG passed a bill to amend business entity provisions.
On May 6, OKL LEG passed a bill to amend business entity provisions.
-
OKL LEG Ins Dept Division Established
On May 6, OKL LEG passed bill creating new Division within the Insurance Department.
On May 6, OKL LEG passed bill creating new Division within the Insurance Department.
-
OKL LEG Insurance Oversight Omnibus
On May 4, OKL LEG passed bill on insurance oversight provisions.
On May 4, OKL LEG passed bill on insurance oversight provisions.
-
OKL LEG Insurance Rate Filing Reform
On May 6, OKL LEG passed bill on insurance rate regulation, oversight.
On May 6, OKL LEG passed bill on insurance rate regulation, oversight.
-
OKL LEG LLC Electronic Mail Address
On May 4, OKL LEG passed bill submission of electronic mail address.
On May 4, OKL LEG passed bill submission of electronic mail address.
-
OKL LEG Mental Health Property Reform
On May 6, OKL LEG passed a bill on mental health property funds.
On May 6, OKL LEG passed a bill on mental health property funds.
-
OKL LEG Money Transmission Operations
On May 6, OKL LEG passed bill to change money transmission rules.
On May 6, OKL LEG passed bill to change money transmission rules.
-
OKL LEG Mortgage Licensing Changes
On May 6, OKL LEG passed bill re secure and fair mortgage licensing.
On May 6, OKL LEG passed bill re secure and fair mortgage licensing.
-
OKL LEG Motor Vehicle Insurance Title
On May 6, OKL LEG passed bill re auto percent damage for title return.
On May 6, OKL LEG passed bill re auto percent damage for title return.
-
OKL LEG Notarization Exemption
On May 5, OKL LEG passed bill re notarization requirement exemption.
On May 5, OKL LEG passed bill re notarization requirement exemption.
-
OKL LEG Proxy Advisor Transparency
On Apr. 28, OKL LEG passed bill related to proxy advisor transparency.
On Apr. 28, OKL LEG passed bill related to proxy advisor transparency.
-
OKL LEG Real Estate Buyer Agreements
On May 4, OKL LEG passed bill prohibiting agreement before showing.
On May 4, OKL LEG passed bill prohibiting agreement before showing.
-
OKL LEG Revision of Probate Process
On Apr. 22, OKL LEG passed bill expanding users of simplified probate.
On Apr. 22, OKL LEG passed bill expanding users of simplified probate.
-
OKL LEG State-Chartered Credit Unions
On Apr. 29, OKL LEG passed bill on requirements for credit unions.
On Apr. 29, OKL LEG passed bill on requirements for credit unions.
-
OKL LEG Trust Administration Law Reform
On May 6, OKL LEG passed bill on trust administration and procedures.
On May 6, OKL LEG passed bill on trust administration and procedures.
-
SIN MAS Net Stable Funding Ratio Requirements
On Oct. 8, SIN MAS revised net stable funding ratio requirements.
On Oct. 8, SIN MAS revised net stable funding ratio requirements.
-
SRI Tax Taxpayer Identification Number Submission
On Sep. 22, SRI Tax mandated TIN submission for specified transactions.
On Sep. 22, SRI Tax mandated TIN submission for specified transactions.
-
SWE GVT Economic Crime Authority
On Sep. 8, SWE GVT issued order with new instructions for authority.
On Sep. 8, SWE GVT issued order with new instructions for authority.
-
SWI GVT Proliferation Terrorist Financing
On Sep. 25, SWI GVT issued ordinance amending sanction ordinances.
-
Thai CB Digital Fraud Management Rules
On Oct. 12, Thai CB issued digital fraud management requirements for SFIs.
On Oct. 12, Thai CB issued digital fraud management requirements for SFIs.
-
Thai CB Financial Institution Fee Standards
On Oct. 12, Thai CB issued mandatory standards for SFI fees.
On Oct. 12, Thai CB issued mandatory standards for SFI fees.
-
Thai CB Vehicle Financing Regulations
On Oct. 12, Thai CB issued two regulations governing vehicle financing.
On Oct. 12, Thai CB issued two regulations governing vehicle financing.
-
TUN CB Monetary Policy Framework
On Oct. 9, TUN CB issued circular re implementation of monetary policy.
On Oct. 9, TUN CB issued circular re implementation of monetary policy.
-
TUR SEDDK Motor Vehicle Insurance
On May 8, TUR SEDDK issued circular on liability insurance premiums.
On May 8, TUR SEDDK issued circular on liability insurance premiums.
-
TX INS Automobile Insurance Plan Rates
On Jun. 22, TX INS updated rates for auto insurance plan association.
On Jun. 22, TX INS updated rates for auto insurance plan association.
-
UK CLC Ongoing Competence Code
On Mar. 12, UK CLC consulted on Ongoing Competence Code.
On Mar. 12, UK CLC consulted on Ongoing Competence Code.
-
UK FRC Regulatory Sanctions Procedure
On Jul. 30, UK FRC stated minor amendment to sanctions procedure.
On Jul. 30, UK FRC stated minor amendment to sanctions procedure.
-
UKRN CB Banks Disclosures Expanded
On Sep. 23, UKRN CB issued resolution re banks' additional disclosure.
-
UKRN GVT Electronic Excise Tax
On Nov. 6, UKRN GVT postponed e-excise tax stamps introduction.
On Nov. 6, UKRN GVT postponed e-excise tax stamps introduction.
-
US IRS Updates Information Return E-Filing System
On Aug. 24, US IRS issued a reminder about e-file system transition.
On Aug. 24, US IRS issued a reminder about e-file system transition.
-
VA LEG Real Estate Board Licensing
On Sep. 21, VA LEG issued real estate board licensing regulations.
On Sep. 21, VA LEG issued real estate board licensing regulations.
-
VIE CB Credit Information Rules Amended
On Mar. 16, VIE CB proposed update to credit information and data protection.
On Mar. 16, VIE CB proposed update to credit information and data protection.
-
VIE CB People's Credit Funds Limits, Ratios
On May 15, VIE CB proposed circular re prudential safety limits, ratios.
On May 15, VIE CB proposed circular re prudential safety limits, ratios.
|
Nov 02
nd
-
BUL FSC Guarantee Fund Insurances
On Feb. 5, 2026, BUL FSC issued consultation, compulsory insurances.
-
CSA ALB Trading Fee Cap Requirement
On Oct. 1, CSA ALB issued exemption to trading fee cap requirements.
On Oct. 1, CSA ALB issued exemption to trading fee cap requirements.
-
Eurex EURIBOR & Euro STR Futures
On Dec. 23, Eurex notified fee waivers extension, connection services.
On Dec. 23, Eurex notified fee waivers extension, connection services.
-
Eurex Japanese Equity Derivatives
On Oct. 6, Eurex and EUREX Clear announced SSFs & SSDFs launch.
-
Eurex T7 Cloud Access Point Connectivity
On Sep. 16, Eurex announced introduction of T7 cloud access services.
On Sep. 16, Eurex announced introduction of T7 cloud access services.
-
Fannie Uniform Appraisal Dataset, Forms
On Jan. 26, Fannie reported on appraisal dataset and form availability.
On Jan. 26, Fannie reported on appraisal dataset and form availability.
-
FDIC Supervisory Recommendations
On Sep. 17, FDIC issued resolution to rescind 2016 Statement.
-
FDIC, OCC Unsafe and Unsound Practice
On Oct. 7, FDIC, OCC proposed joint rule on material financial risks.
On Oct. 7, FDIC, OCC proposed joint rule on material financial risks.
-
Fed Holding Company Reporting Form
On Oct. 2, Fed proposed FR Y-9 and FR Y-14A report extensions.
On Oct. 2, Fed proposed FR Y-9 and FR Y-14A report extensions.
-
Fed Stress Testing Updated Transparency
On Oct. 24, Fed proposed rule to enhance transparency of stress test.
On Oct. 24, Fed proposed rule to enhance transparency of stress test.
-
Freddie UAD 3.6 Policy Exception
On Sep. 30, Freddie UAD 3.6 appraisal transition and policy exception.
On Sep. 30, Freddie UAD 3.6 appraisal transition and policy exception.
-
IND FBIL VaR Benchmarks, T-Bill Curve
On Jan. 19, IND FBIL proposed publishing VaR, revising T-bill curve methodology.
On Jan. 19, IND FBIL proposed publishing VaR, revising T-bill curve methodology.
-
ITA INS Supervisory Fees 2026
On Sep. 14, ITA GVT issued decree re fees payable to ITA INS in 2026.
On Sep. 14, ITA GVT issued decree re fees payable to ITA INS in 2026.
-
ITA Tax Preventive Agreement New Circular
On Oct. 6, ITA Tax reported biennial preventive agreement 2026/27.
-
NOR OSLO Information Documents Rules
On Jun. 5, NOR OSLO proposed new content requirements/checklist.
On Jun. 5, NOR OSLO proposed new content requirements/checklist.
-
SBA Louisiana January Winter Storm Aid
On Feb. 4, SBA reported disaster loans for Louisiana small businesses.
On Feb. 4, SBA reported disaster loans for Louisiana small businesses.
-
SWE MoJ Digital Services e-ID Design
On Mar. 31, SWE MoJ said Police Authority assigned to design e-IDs.
On Mar. 31, SWE MoJ said Police Authority assigned to design e-IDs.
-
TAI EXC Securities Bid Validity Amendment
On Jun. 22, TAI EXC published revised securities auction bid-form requirements.
On Jun. 22, TAI EXC published revised securities auction bid-form requirements.
-
US IRS Super Typhoon Disaster Tax Relief
On May 4, US IRS reported on tax relief relating to super typhoon.
On May 4, US IRS reported on tax relief relating to super typhoon.
-
US IRS Tax Relief LA Tropical Storm Arthur
On Jul. 13, US IRS reported tax relief for Tropical Storm Arthur.
On Jul. 13, US IRS reported tax relief for Tropical Storm Arthur.
-
US IRS Tax Relief MS Severe Storms, Flooding
On Jul. 13, US IRS reported tax relief for MS storms, tornadoes, flooding.
On Jul. 13, US IRS reported tax relief for MS storms, tornadoes, flooding.
-
US IRS Tax Relief Severe Storms, Flooding
On Jul. 13, US IRS reported tax relief for MI storms, tornadoes, flooding.
On Jul. 13, US IRS reported tax relief for MI storms, tornadoes, flooding.
-
US IRS Tax Relief WI Severe Storms, Flooding
On Jul. 13, US IRS reported tax relief for WI storms, tornadoes, flooding.
On Jul. 13, US IRS reported tax relief for WI storms, tornadoes, flooding.
|
Nov 03
rd
-
BRZ ANS Complex Biliary Stones Coverage
On Oct. 6, BRZ ANS amended coverage list for procedures and health events.
On Oct. 6, BRZ ANS amended coverage list for procedures and health events.
-
BRZ BSM Monitoring of Activities, AML/FTP
On Oct. 8, BRZ BSM reinforced Listed and Over-the-Counter duties.
On Oct. 8, BRZ BSM reinforced Listed and Over-the-Counter duties.
-
BRZ CB Open Finance Operations
On Jul. 9, BRZ CB released Version 8.0 of open finance manual.
On Jul. 9, BRZ CB released Version 8.0 of open finance manual.
-
BVMF Auction Scheduling Process
On Apr. 2, BVMF reported changes to process due to a court order.
On Apr. 2, BVMF reported changes to process due to a court order.
-
ECC 15-Minute Market Time Unit (MTU)
On Oct. 2, ECC issued circular on introduction of MTU in Switzerland.
On Oct. 2, ECC issued circular on introduction of MTU in Switzerland.
-
MA LEG Law Enforcement Restrictions
On Jul. 30, MA LEG passed a bill restricting certain acts by law enforcement.
On Jul. 30, MA LEG passed a bill restricting certain acts by law enforcement.
|
Nov 04
th
-
CYP SEC Quarterly Statistics Reporting
On Mar. 29, CYP SEC informed of deadline to submit Form QST-CIF.
On Mar. 29, CYP SEC informed of deadline to submit Form QST-CIF.
-
POL GVT Labor Code & Civil Procedure Code
On Aug. 4, POL GVT issued amending labor and civil procedure codes.
On Aug. 4, POL GVT issued amending labor and civil procedure codes.
-
SBA FLA Freeze, Frost Disaster Relief
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
-
SBA FLA, GA Frost, Freeze Disaster Relief
On Mar. 10, SBA offered relief to FL, GA small businesses, nonprofits.
On Mar. 10, SBA offered relief to FL, GA small businesses, nonprofits.
-
SBA Florida Freeze Disaster Relief
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
-
SBA Florida Jan. Ice Storm Disaster Relief
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
-
SBA Offers FL, AL, GA Disaster Relief
On Mar. 11, SBA offered relief to FL, AL, GA businesses, nonprofits.
On Mar. 11, SBA offered relief to FL, AL, GA businesses, nonprofits.
|
Nov 05
th
|
Nov 06
th
-
AST ICGC on Renewal Pricing Transparency
On Jun. 30, AST ICGC reviewed insurers' renewal pricing disclosure.
-
COL LEG Wildfires Tax Relief
On Jul. 13, COL LEG reported tax relief for COL wildfire victims.
On Jul. 13, COL LEG reported tax relief for COL wildfire victims.
-
NC INS Property Nonfleet Insurer Rates
On Sep. 22, NC INS reported bulletin on consent to rate data collection.
On Sep. 22, NC INS reported bulletin on consent to rate data collection.
-
SBA Offers Florida Disaster Relief
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
On Mar. 10, SBA offered relief to Florida small businesses, nonprofits.
-
VIE CB Bad Debt Handling and Purchase
On May 5, VIE CB proposed rules on asset management companies.
On May 5, VIE CB proposed rules on asset management companies.
|
Nov 07
th
-
IND SEBI on Research Analyst Call Records
On May 18, IND SEBI proposed easing call-record rules for institutional investors.
On May 18, IND SEBI proposed easing call-record rules for institutional investors.
-
IND SEBI Settlement Proceedings Proposal
On Aug. 14, IND SEBI proposed revisions to settlement proceedings.
On Aug. 14, IND SEBI proposed revisions to settlement proceedings.
-
SC LEG Electronic Auto Titles and Liens
On Apr. 7, SC LEG enacted bill on electronic auto titles, liens, transfers.
On Apr. 7, SC LEG enacted bill on electronic auto titles, liens, transfers.
-
URY CB Global Accounts Regulation
On Jun. 22, URY CB issued rules to protect investors on use of global accounts.
On Jun. 22, URY CB issued rules to protect investors on use of global accounts.
|
Nov 08
th
|
Nov 09
th
-
AST GVT Consumer Data Right Scope
On Nov. 26, AST GVT issued proposal on amendments to CDR rules.
On Nov. 26, AST GVT issued proposal on amendments to CDR rules.
-
Eurex, GE DBoerse T7 Release 15.0 ETI Requests
On Sep. 4, Eurex, GE DBoerse issued reminder on ETI order requests.
-
Eurex, GE DBoerse T7 Release 15.0 Plans
On May 6, Eurex, GE Dboerse announced the T7 release 15.0 details.
-
MA LEG Patient Access to Abortion Care
On Aug. 10, MA LEG enacted bill concerning abortions after 24 weeks.
On Aug. 10, MA LEG enacted bill concerning abortions after 24 weeks.
-
POL GVT Bills on Digital Services Act
On Jun. 2, POL GVT announced adoption of two bills implementing DSA.
On Jun. 2, POL GVT announced adoption of two bills implementing DSA.
-
TN LEG Asset Forfeiture Hearings Procedures
On Aug. 11, TN LEG ruled on procedure for asset forfeiture hearings.
On Aug. 11, TN LEG ruled on procedure for asset forfeiture hearings.
-
US IRS Deduction for Car Loan Interest
On Jan. 2, US IRS proposed rules for car loan interest deductions.
-
VIE CB Foreign Exchange Amendments
On Aug. 13, VIE CB proposed amendments to forex transaction rules.
On Aug. 13, VIE CB proposed amendments to forex transaction rules.
|
Nov 10
th
|
Nov 11
th
|
Nov 12
th
|
Nov 13
th
|
Nov 14
th
|
Nov 15
th
-
ESP GVT Facilitating Access to Housing
On Oct. 7, ESP GVT issued 21 measures facilitating access to housing.
On Oct. 7, ESP GVT issued 21 measures facilitating access to housing.
-
EU Enrg Exc EU ETS2 Auction Admission
On Jul. 30, EU Enrg Exc issued information on process and timelines.
-
IND CDSL Report on Internal Audit of RTA
On Oct. 9, IND CDSL issued format for report on internal audit.
On Oct. 9, IND CDSL issued format for report on internal audit.
-
IND CDSL Risk-Prone Areas Audit Report
On Apr. 8, IND CDSL updated on the submission of audit reports.
On Apr. 8, IND CDSL updated on the submission of audit reports.
-
IND NSD Audit of Depository Operations
On Apr. 11, IND NSD issued circular re internal and concurrent audit.
On Apr. 11, IND NSD issued circular re internal and concurrent audit.
-
IND NSD Transfer Agent Internal Audit
On Apr. 19, IND NSD issued audit of registrar and transfer agents.
-
PAN CB Complaints Procedures
On Nov. 18, PAN CB updated procedures to improve speed, efficiency.
On Nov. 18, PAN CB updated procedures to improve speed, efficiency.
-
SWI SIX Listing, Ad Hoc Publicity
On Jul. 27, SWI SIX issued circular on listing rules, ad hoc publicity.
On Jul. 27, SWI SIX issued circular on listing rules, ad hoc publicity.
-
VIE CB AI Risk Management Framework
On Feb. 13, VIE CB proposed a circular on AI risk management in banks.
On Feb. 13, VIE CB proposed a circular on AI risk management in banks.
-
VIE CB Credit Institution Advisory Proposal
On Sep. 10, VIE CB proposed amending advisory activity circular.
On Sep. 10, VIE CB proposed amending advisory activity circular.
|
Nov 16
th
-
CAN ONT SOC Flood Disaster Assistance
On Jul. 17, CAN ONT SOC offered financial assistance after flooding.
On Jul. 17, CAN ONT SOC offered financial assistance after flooding.
-
CHI CSRC Derivatives Trading Supervision
On Jan. 16, CHI CSRC proposed measures re derivative trading supervision.
-
CME Allocation ID Transition Project
On Aug. 14, CME issue notice on allocation ID transition project.
On Aug. 14, CME issue notice on allocation ID transition project.
-
EUREX Clear Clearing Conditions & Prices
On Apr. 9, EUREX Clear issued amendments to conditions, price list.
On Apr. 9, EUREX Clear issued amendments to conditions, price list.
-
FINRA Allocation of Orders for Advisers
On Jul. 9, FINRA proposed amending advisor order approval exceptions
On Jul. 9, FINRA proposed amending advisor order approval exceptions
-
IDA INS Health Care Cost Drivers Data Call
On Oct. 5, IDA INS issued bulletin re health care cost reporting.
On Oct. 5, IDA INS issued bulletin re health care cost reporting.
-
LUX CSSF Covered Deposits Survey
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
-
VIE SEC Securities Registration, Clearing
On Jul. 9, VIE SEC issued draft amending securities transactions regulations.
On Jul. 9, VIE SEC issued draft amending securities transactions regulations.
|
Nov 17
th
|
Nov 18
th
|
Nov 19
th
See next month
|
Nov 20
th
See next month
|
Nov 21
st
See next month
|
Nov 22
nd
See next month
|
