On Oct. 19, CFPB issued rules on mitigation by mortgage servicer.

On Oct. 4, CFPB issued rule for mortgage servicer communications.

On Aug. 24, FINRA issued notice on form to quote unlisted security.

On Sep. 17, CHX changed rule on sponsored access of non-members.

On Sep. 28, FINRA proposed rules extending NYSE TRACE exemption.

On Oct. 2, NYSE proposed pricing for supplemental liquidity affiliates.

On Sep. 27, BMA issued delay in the reclassification of exempt funds.

On Nov. 30, ECB issued pan-EU framework for instant payments in Euros.

On Oct. 19, EC proposed regulation on CCPs reporting swaps to TRs.

On Oct. 4, FinFSA issued notice on legal entity identifier (LEI) code.

On Sep. 29, Nasdaq OMX issued rules on bid price for public takeover.

On Jan. 9, OSFI issued guidance on use of IFRS 9 by systemic banks.

On Aug. 8, SEC extended effective date of parts of large trader rule, to 2015.

On Sep. 12, CBOE issued process for auctions with market-makers.