Apr 20
th
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CHI SAMR Fair Competition Measures
On Dec. 25, CHI SAMR proposed measures for implementation.
On Dec. 25, CHI SAMR proposed measures for implementation.
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EC ART Qualifying Holding Acquisition
On Mar. 31, EC issued final RTS on necessary assessment information.
On Mar. 31, EC issued final RTS on necessary assessment information.
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EC CASP Authorization Application RTS
On Mar. 31, EC issued final standards on CASP application information.
On Mar. 31, EC issued final standards on CASP application information.
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EC CASP Authorization Forms, Templates
On Mar. 31, EC issued ITS on authorization forms, templates in EU OJ.
On Mar. 31, EC issued ITS on authorization forms, templates in EU OJ.
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EC CASP Qualifying Holding Acquisition
On Mar. 31, EC issued final RTS on acquisition assessment information.
On Mar. 31, EC issued final RTS on acquisition assessment information.
-
EC MiCA NCA Information Exchange
On Mar. 31, EC issued final RTS on MiCA NCA information exchange.
On Mar. 31, EC issued final RTS on MiCA NCA information exchange.
-
EC MiCA Sustainability Indicators RTS
On Mar. 31, EC issued final RTS on sustainability indicators in EU OJ.
On Mar. 31, EC issued final RTS on sustainability indicators in EU OJ.
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HKMA Payment System Enhancement
On Apr. 14, HKMA updated on Faster Payment System service.
On Apr. 14, HKMA updated on Faster Payment System service.
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HUD Housing Supply Action Plan
On May 15, HUD proposed rule on affordable housing grant program.
On May 15, HUD proposed rule on affordable housing grant program.
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NY LEG Short Term Rental Oversight
On Jun. 7, NY LEG passed bill to register, oversee short-term units.
On Jun. 7, NY LEG passed bill to register, oversee short-term units.
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NY LEG Utilization Review Standards
On Jun. 5, NY LEG passed bill on step therapy protocol requirements.
On Jun. 5, NY LEG passed bill on step therapy protocol requirements.
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POR ASF AtivosFP, Reporting Instructions
On Feb. 10, POR ASF issued changes to file and reporting instructions.
On Feb. 10, POR ASF issued changes to file and reporting instructions.
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POR ASF Insurer, Pension Data Reports
On Apr. 12, POR ASF consulted on draft norms re reporting data.
On Apr. 12, POR ASF consulted on draft norms re reporting data.
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SLV PRL Sustainability-Related Bonds
On Jan. 10, SLV PRL issued bill implementing EU green bonds rules.
On Jan. 10, SLV PRL issued bill implementing EU green bonds rules.
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Apr 21
st
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EC DSA Data Processing Internal Rules
On Apr. 1, EC issued rules on provision of information to data subjects.
On Apr. 1, EC issued rules on provision of information to data subjects.
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EUREX Clear, Eurex EDC Connection Fees
On Mar. 7, EUREX Clear, Eurex changed general terms and conditions.
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FICC Annual Contingency Liquidity Test
On Feb. 19, FICC reported capped contingency liquidity facility test.
On Feb. 19, FICC reported capped contingency liquidity facility test.
-
ILL INS ABA Behavior Analyst Licensing
On Feb. 28, ILL INS issued bulletin update on behavior analyst license.
On Feb. 28, ILL INS issued bulletin update on behavior analyst license.
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PHI SEC Plan on Auditor Accreditation
On Apr. 4, PHI SEC issued plan to re-implement auditor accreditation.
On Apr. 4, PHI SEC issued plan to re-implement auditor accreditation.
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SBA ARK Flooding Disaster Loans
On Aug. 30, SBA offered disaster loans to ARK small businesses.
On Aug. 30, SBA offered disaster loans to ARK small businesses.
-
SBA ILL Disaster Declaration, Aid
On Jul. 29, SBA made Illinois economic injury aid available for floods.
On Jul. 29, SBA made Illinois economic injury aid available for floods.
-
SBA OH Federal Assistance Drought
On Aug. 27, SBA issued assistance for entities impacted by drought.
On Aug. 27, SBA issued assistance for entities impacted by drought.
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SBA OKL Economic Injury Drought Aid
On Aug. 26, SBA reported small business loans due to OKL drought.
On Aug. 26, SBA reported small business loans due to OKL drought.
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UK HMRC Multinational Top-Up Tax
On Jul. 18, UK HMRC issued draft rules on multinational top-up tax.
On Jul. 18, UK HMRC issued draft rules on multinational top-up tax.
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Apr 22
nd
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BEL GVT VAT Deduction 2025
On Apr. 4, BEL GVT informed of VAT deduction tolerance for 2025.
On Apr. 4, BEL GVT informed of VAT deduction tolerance for 2025.
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BRZ CVM Adoption of CBPS 01, CBPS 02
On Mar. 31, BRZ CVM issued rules to facilitate voluntary adoption.
On Mar. 31, BRZ CVM issued rules to facilitate voluntary adoption.
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HKMA, SFC Wealth Management Survey
On Feb. 20, HKMA, SFC started 2024 survey re wealth management.
On Feb. 20, HKMA, SFC started 2024 survey re wealth management.
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ICE SEF Member Ownership Limitation
On Apr. 7, ICE SEF issued rule on member conflicts of interest remedy.
On Apr. 7, ICE SEF issued rule on member conflicts of interest remedy.
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TX INS 2024 Title Insurance Data Call
On Mar. 28, TX INS issued data call for title insurance underwriters.
On Mar. 28, TX INS issued data call for title insurance underwriters.
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Apr 23
rd
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AGO CB Kwanza Deposit and Withdrawal
On Mar. 24, AGO CB issued instruction for the mentioned operations.
On Mar. 24, AGO CB issued instruction for the mentioned operations.
-
BRZ CB Activates Digital Certificates
On Apr. 10, BRZ CB reported activation of its digital certificates.
On Apr. 10, BRZ CB reported activation of its digital certificates.
-
CSA Que Financial Incident Reporting
On Dec. 7, CSA Que proposed financial institution incident reporting.
-
EC Tax Cross-Border Cooperation Forms
On Apr. 3, EC issued Reg 2025/648 amending Reg 2015/2378.
-
IOW LEG Title Guaranty Division
On Sep. 4, IOW LEG proposed clarifying amendments to title guaranty.
On Sep. 4, IOW LEG proposed clarifying amendments to title guaranty.
-
KRX Unfair Trading Market Surveillance
On Apr. 14, KRX revised Market surveillance regulations re restrictions.
On Apr. 14, KRX revised Market surveillance regulations re restrictions.
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NLD DNB DORA Information Register
On Jan. 23, NLD DNB issued request for DORA information register.
On Jan. 23, NLD DNB issued request for DORA information register.
-
SK FSC Mechanism Against Unfair Trade
On Apr. 14, SK FSC revised enforcement decree re illegal short selling.
On Apr. 14, SK FSC revised enforcement decree re illegal short selling.
-
SLV PRL New National Public Holiday
On Apr. 8, SLV PRL amended Act on holidays to add science day.
On Apr. 8, SLV PRL amended Act on holidays to add science day.
-
SWE FI Pension Firm Reporting Rules
On Apr. 9, SWE FI updated occupational pension rules, issued decision.
-
URY BPS Personal Services Affidavit
On Feb. 18, URY BPS announced deadline to submit annual affidavit.
On Feb. 18, URY BPS announced deadline to submit annual affidavit.
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Apr 24
th
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DTCC DR Cyber and Confidentiality
On Apr. 10, DTCC DR submitted certification to CFTC, amend rulebook.
On Apr. 10, DTCC DR submitted certification to CFTC, amend rulebook.
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EFTASA Norway Land PSO Failure Case
On Mar. 25, EFTASA issued pre-art 31 letter re incorrect application.
On Mar. 25, EFTASA issued pre-art 31 letter re incorrect application.
-
LUX CSSF MMF Stress Test Scenarios
On Apr. 24, LUX CSSF issued circular to comply with ESMA guidelines.
-
PHI CB Promote Smart Borrowing Culture
On Apr. 13, PHI CB told banks to promote credit consciousness week.
On Apr. 13, PHI CB told banks to promote credit consciousness week.
-
RSA CB Third Party Risk Management
On Apr. 14, RSA CB issued communications on flavor of the year topic.
On Apr. 14, RSA CB issued communications on flavor of the year topic.
-
RUS PRL Non-Mortgage Securitization
On Oct. 23, RUS PRL discussed bill amending law on securities market.
On Oct. 23, RUS PRL discussed bill amending law on securities market.
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Apr 25
th
-
CME CORE API User Mandatory Update
On Feb. 11, CME issued notice on mandatory update for CORE API.
On Feb. 11, CME issued notice on mandatory update for CORE API.
-
FEMA President KY Emergency Declared
On Feb. 16, FEMA reported President Trump approved KY emergency.
On Feb. 16, FEMA reported President Trump approved KY emergency.
-
RUS Tax Insurance Premium Calculation
On Apr. 14, RUS Tax reminded to submit insurance premium for Q1.
On Apr. 14, RUS Tax reminded to submit insurance premium for Q1.
-
RUS Tax New VAT Declaration Form
On Dec. 24, RUS Tax approved a new form on VAT declaration.
On Dec. 24, RUS Tax approved a new form on VAT declaration.
-
SK Tax Preliminary VAT Filing H1 2025
On Apr. 3, SK Tax reminded of preliminary VAT filing by Apr. 25, 2025.
On Apr. 3, SK Tax reminded of preliminary VAT filing by Apr. 25, 2025.
-
SLV ATVP MICA Guidelines Adopted
On Apr. 10, SLV ATVP confirmed council adopted guidelines decision.
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Apr 26
th
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Apr 27
th
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Apr 28
th
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BRZ INS Sustainable Insurance, Pension
On Nov. 28, BRZ INS released new regulation on sustainable plans.
On Nov. 28, BRZ INS released new regulation on sustainable plans.
-
ECB Prohibitions on Monetary Financing
On Mar. 28, ECB issued a decision taken by the governing council.
On Mar. 28, ECB issued a decision taken by the governing council.
-
EUREX Clear Amended Clearing Condition
On Feb. 20, EUREX Clear proposed amendments to clearing conditions.
On Feb. 20, EUREX Clear proposed amendments to clearing conditions.
-
Euronext Euronext Optiq Trading Manual
On Mar. 28, Euronext issued new trading manual for securities markets.
On Mar. 28, Euronext issued new trading manual for securities markets.
-
FEMA President Approves WV Disaster
On Feb. 27, FEMA reported approved WV major disaster declaration.
On Feb. 27, FEMA reported approved WV major disaster declaration.
-
FINRA Borrowing, Lending to Clients
On Jan. 2, FINRA proposed prohibition against borrowing and lending.
On Jan. 2, FINRA proposed prohibition against borrowing and lending.
-
ForecastEx Collateral Interest Payback
On Apr. 14, ForecastEx issued notice on interest collection changes.
On Apr. 14, ForecastEx issued notice on interest collection changes.
-
IDN CB Hari Raya Idulfitri Operations
On Mar. 17, IDN CB issued operational schedule for Hari Raya Idulfitri.
On Mar. 17, IDN CB issued operational schedule for Hari Raya Idulfitri.
-
IND CDSL Action Taken Report re FATF
On Apr. 11, IND CDSL required confirmation of action taken re FATF.
On Apr. 11, IND CDSL required confirmation of action taken re FATF.
-
IOM GVT Legal Services Fees License
On Dec. 5, IOM GVT published Russia general license re legal fees.
On Dec. 5, IOM GVT published Russia general license re legal fees.
-
ITA DP Lusha Investigated re Data Sale
On Apr. 8, ITA DP opened investigation into US company Lusha.
On Apr. 8, ITA DP opened investigation into US company Lusha.
-
JER States Court Fees, Expenses
On Apr. 11, JER States issued law on remuneration and fees.
On Apr. 11, JER States issued law on remuneration and fees.
-
MTS SPA Bond Vision Cash, Repo Rules
On Jul. 22, MTS SPA Bond Vision updated cash/repo market rules.
-
NZ Tax Compulsory 2-Step Verification
On Mar. 19, NZ Tax mandated two-step verification for all myIR users.
On Mar. 19, NZ Tax mandated two-step verification for all myIR users.
-
SBA Aid to Ohio Businesses in Drought
On Sep. 4, SBA reported disaster loans available to OH businesses.
On Sep. 4, SBA reported disaster loans available to OH businesses.
-
SBA Oklahoma Drought Disaster Loans
On Sep. 3, SBA offered disaster loans to Oklahoma small businesses.
On Sep. 3, SBA offered disaster loans to Oklahoma small businesses.
-
SBA South Dakota Drought Disaster Aid
On Sep. 3, SBA offered disaster loans to SD small businesses.
On Sep. 3, SBA offered disaster loans to SD small businesses.
-
SBA Texas Drought Disaster Loans
On Sep. 3, SBA offered disaster loans to Texas small businesses.
On Sep. 3, SBA offered disaster loans to Texas small businesses.
-
SBA To Help WV Businesses in Drought
On Sep. 4, SBA economic injury loans available for Aug. 20 drought.
On Sep. 4, SBA economic injury loans available for Aug. 20 drought.
-
SBA WAS State Drought Disaster Loans
On Sep. 3, SBA offered disaster loans to Washington small businesses.
On Sep. 3, SBA offered disaster loans to Washington small businesses.
-
SBA Wyoming Drought Disaster Loans
On Sep. 3, SBA offered disaster loans to Wyoming small businesses.
On Sep. 3, SBA offered disaster loans to Wyoming small businesses.
-
UK GVT Horizon Appeals System
On Sep. 9, UK GVT announced new appeals system for postmasters.
On Sep. 9, UK GVT announced new appeals system for postmasters.
-
UK Treasury Legal Services License
On Mar. 28, UK Treasury amended the legal services general license.
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Apr 29
th
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Apr 30
th
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ARG INS Producer Societies Annual Fee
On Apr. 8, ARG INS informed deadline to pay annual fee for 2025.
On Apr. 8, ARG INS informed deadline to pay annual fee for 2025.
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ARG JST Amount of Minimum Capital
On Jan. 6, ARG JST raised savings plan administrator required capital.
On Jan. 6, ARG JST raised savings plan administrator required capital.
-
ARG JST Savings Plans Fees Deferral
On Aug. 1, ARG JST ruled on mandatory offer of option to defer 20%.
On Aug. 1, ARG JST ruled on mandatory offer of option to defer 20%.
-
ARG Tax Asset Regularization Date
On Oct. 1, ARG Tax changed the compliance date for Decree 864/2024.
On Oct. 1, ARG Tax changed the compliance date for Decree 864/2024.
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BNG Tax Corporate Tax Payment Date
On Mar. 12, BNG Tax revised corporate tax payment due date.
On Mar. 12, BNG Tax revised corporate tax payment due date.
-
CHI CFETS 2024 Issuers Annual Reports
On Apr. 7, CHI CFETS required disclosures by issuers, ABS trustees.
On Apr. 7, CHI CFETS required disclosures by issuers, ABS trustees.
-
CHI CFETS Disclosure of 2024 Reports
On Apr. 1, CHI CFETS required members to disclose audit reports.
On Apr. 1, CHI CFETS required members to disclose audit reports.
-
CHI NAFMII 2024 Semi-Annual Reports
On Aug. 7, CHI NAFMII issued notice on disclosure of reports.
On Aug. 7, CHI NAFMII issued notice on disclosure of reports.
-
CHI NEEQ Annual Reporting for 2024
On Dec. 25, CHI NEEQ issued notice on 2024 annual report disclosure.
On Dec. 25, CHI NEEQ issued notice on 2024 annual report disclosure.
-
CHL GVT Bankruptcy Liquidator Actions
On Mar. 21, CHL GVT issued rules re bankruptcy liquidators' actions.
On Mar. 21, CHL GVT issued rules re bankruptcy liquidators' actions.
-
CYP SEC 2024 Annual CIF Subscriptions
On Mar. 24, CYP SEC updated on annual subscriptions for 2024.
On Mar. 24, CYP SEC updated on annual subscriptions for 2024.
-
CYP SEC DORA Major Incident Reporting
On Apr. 8, CYP SEC issued circular on DORA reporting requirements.
On Apr. 8, CYP SEC issued circular on DORA reporting requirements.
-
CYP SEC EBA Diversity Benchmarking
On Mar. 19, CYP SEC confirmed adoption of EBA diversity guidelines.
On Mar. 19, CYP SEC confirmed adoption of EBA diversity guidelines.
-
CYP SEC QST-MC Quarterly Statistics
On Dec. 30, CYP SEC issued QST-MC form v22 for regulation entities.
On Dec. 30, CYP SEC issued QST-MC form v22 for regulation entities.
-
DEN GVT Foreign Financial Accounts
On Mar. 7, DEN GVT consulted on draft order re foreign accounts.
-
ECC Emissions Account Setup
On Nov. 25, ECC issued circular on new emissions account setup.
On Nov. 25, ECC issued circular on new emissions account setup.
-
EPC Qualification Process for RVM
On Mar. 31, EPC launched new qualification process for payee scheme.
On Mar. 31, EPC launched new qualification process for payee scheme.
-
ESAs ICT Service Provider Designation
On Nov. 15, EBA, EIOPA, ESMA set out timeline to collect information.
On Nov. 15, EBA, EIOPA, ESMA set out timeline to collect information.
-
EU CNCL Myanmar Restrictive Measures
On Apr. 26, EU CNCL renewed Myanmar measures for a further year.
On Apr. 26, EU CNCL renewed Myanmar measures for a further year.
-
FDIC 2025 Q1 Consolidated Reports
On Apr. 2, FDIC issued letter on call reports guidance, deadlines.
On Apr. 2, FDIC issued letter on call reports guidance, deadlines.
-
FIN Tax Corporations Tax Returns Due
On Apr. 1, FIN Tax stated corporations are due to file their tax returns.
On Apr. 1, FIN Tax stated corporations are due to file their tax returns.
-
FR ACPR ORPS Reporting Procedures
On Jan. 30, FR ACPR issued new ORPS report submission procedure.
On Jan. 30, FR ACPR issued new ORPS report submission procedure.
-
GE BaFin EBA Diversity Notifications
On Jan. 31, GE BaFin issued consultation on EBA diversity guidelines.
-
GRE HCMC 2024 Financial Reports
On Feb. 14, GRE HCMC issued highlights for the 2024 financial reports.
On Feb. 14, GRE HCMC issued highlights for the 2024 financial reports.
-
IND BSE Contract Note and Tax Invoice
On Sep. 30, IND BSE issued clarification on the contract note format.
On Sep. 30, IND BSE issued clarification on the contract note format.
-
IND BSE Qualified Stock Broker Scope
On Mar. 28, IND BSE issued measures to expand QSB framework.
-
IND NPC Merchant Transaction Limits
On Apr. 8, IND NPC issued addendum regarding UPI transaction limits.
On Apr. 8, IND NPC issued addendum regarding UPI transaction limits.
-
IND NSD e-PASS Portal Enhancements
On Feb. 13, IND NSD made enhancements on filing charge structure.
On Feb. 13, IND NSD made enhancements on filing charge structure.
-
IND NSD Policy-Migration of Reports
On Jun. 18, IND NSD issued policy-migration of functionalities.
On Jun. 18, IND NSD issued policy-migration of functionalities.
-
IND SEBI Research Analyst Reporting
On Aug. 9, IND SEBI drafted circular on periodic reporting format.
On Aug. 9, IND SEBI drafted circular on periodic reporting format.
-
IND SEBI Social Media Securities Fraud
On Mar. 21, IND SEBI issued verification mechanism re advertising.
On Mar. 21, IND SEBI issued verification mechanism re advertising.
-
ITA CB Request re ICT Security Survey
On Dec. 23, ITA CB issued market communication on ICT security.
-
ITA INPS Gender Equality Certification
On Dec. 31, ITA INPS updated on contribution exemption application.
On Dec. 31, ITA INPS updated on contribution exemption application.
-
MLT FSA Crypto Asset Services Return
On Jan. 6, MLT FSA consulted on crypto-asset service provider return.
On Jan. 6, MLT FSA consulted on crypto-asset service provider return.
-
MLT FSA Supervisory Requirements
On Apr. 30, MLT FSA issued circular to credit entities on ITS V3.4.
-
PAK SEC Key Fact Statements for Funds
On Mar. 28, PAK SEC introduced key fact statement requirements.
On Mar. 28, PAK SEC introduced key fact statement requirements.
-
PBGC Single-Employer Plan Assumptions
On Apr. 3, PBGC issued rule on asset allocation actuarial assumptions.
On Apr. 3, PBGC issued rule on asset allocation actuarial assumptions.
-
PHI INS Insurers' Application of PFRS 17
On Mar. 11, PHI INS issued circular on application of PFRS 17 to AFS.
-
PHI INS on Inclusive Micro Products
On Jan. 22, PHI INS issued circular re inclusive micro products.
On Jan. 22, PHI INS issued circular re inclusive micro products.
-
PHI INS Pre-Need Companies Statement
On Mar. 31, PHI INS issued circular re pre-need companies' statement.
On Mar. 31, PHI INS issued circular re pre-need companies' statement.
-
RSA FIU Crypto Asset Transfers
On Apr. 18, RSA FIU consulted on draft directive 9 re travel rule.
-
RSA FSCA Crypto Asset Transfer AML
On Dec. 13, RSA FSCA issued communication on travel rule application
On Dec. 13, RSA FSCA issued communication on travel rule application
-
RUS Tax Controlled Foreign Business
On Apr. 15, RUS Tax reminded of controlled foreign firm tax deadline.
On Apr. 15, RUS Tax reminded of controlled foreign firm tax deadline.
-
SK FSS Auditor Appointment for 2025
On Dec. 12, SK FSS issued guidance on FY2025 auditor appointment.
On Dec. 12, SK FSS issued guidance on FY2025 auditor appointment.
-
SK Tax Public Service Corporations
On Mar. 28, SK Tax reminded firms to disclose settlement documents.
-
SRI Tax Annual Statements Reminder
On Apr. 18, SRI Tax reminded on filing deadlines, i.e for withholding.
On Apr. 18, SRI Tax reminded on filing deadlines, i.e for withholding.
-
SWE FI Update on EBA Taxonomy 3.5
On Oct. 31, SWE FI provided an update on MREL/TLAC reporting.
On Oct. 31, SWE FI provided an update on MREL/TLAC reporting.
-
SWI FINMA Insurer Transaction Reports
On Jun. 14, SWI FINMA issued guidance on reporting on transactions.
On Jun. 14, SWI FINMA issued guidance on reporting on transactions.
-
TUR CMA Valuation Principles of Assets
On Mar. 20, TUR CMA amended article 6 of the directive on valuation.
On Mar. 20, TUR CMA amended article 6 of the directive on valuation.
-
TUR Tax Bonds, Securities Income
On Dec. 29, TUR Tax issued decision re income withholding rate.
-
TUR Tax Corporate Tax Declaration 2024
On Mar. 28, TUR Tax updated declaration guide for 2024 earnings.
On Mar. 28, TUR Tax updated declaration guide for 2024 earnings.
-
TX INS Vehicle Crime Prevention Fee
On Aug. 2, TX INS proposed amendments to car theft prevention fee.
-
UK DSIT Cyber Local Funding Scheme
On Apr. 2, UK DSIT issued details of applications for project funding.
-
UK FCA Pension Dashboards Registration
On Jan. 27, UK FCA updated on pension provider UK MaPs registration. .
On Jan. 27, UK FCA updated on pension provider UK MaPs registration. .
-
UK FCA Pensions Dashboards Approach
On Jun. 8, UK FCA issued update on delivering pension dashboards.
On Jun. 8, UK FCA issued update on delivering pension dashboards.
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May 01
st
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ALSK INS Health Insurance Survey
On Jan. 24, ALSK INS issued bulletin on annual health survey.
-
AST QLD PRL Tax Relief Measures Bill
On Dec. 12, AST QLD PRL issued amendment bill re first home buyers.
On Dec. 12, AST QLD PRL issued amendment bill re first home buyers.
-
BEL CB Candidate Shareholders
On Jun. 27, BEL CB issued forms for candidate/assigning shareholder.
On Jun. 27, BEL CB issued forms for candidate/assigning shareholder.
-
BEL CB Fit and Proper Forms Updated
On Apr. 2, BEL CB issued communication on QLF, & fit & proper forms.
-
BEL CB Qualifying Holdings Reporting
On Jun. 27, BEL CB issued circular on reporting acquisitions, disposals.
On Jun. 27, BEL CB issued circular on reporting acquisitions, disposals.
-
BER GVT Insurance Recovery Plan
On Apr. 30, BER GVT published rules on recovery plan requirements.
On Apr. 30, BER GVT published rules on recovery plan requirements.
-
BER GVT Insurance Recovery Plan
On Jul. 29, BER GVT published rule amendments on recovery plan.
On Jul. 29, BER GVT published rule amendments on recovery plan.
-
BUL FSC MiCA Suitability Assessments
On Mar. 12, BUL FSC intends to comply with EBA/ESMA guidelines.
-
CAN QUE GVT Minimum Wage Increase
On Jan. 31, CAN QUE GVT reported minimum wage rate increase.
On Jan. 31, CAN QUE GVT reported minimum wage rate increase.
-
CHI CAC Compliance Audit Process
On Aug. 3, CHI CAC proposed measures re personal data protection.
On Aug. 3, CHI CAC proposed measures re personal data protection.
-
CHI CB Social Organizations AML/CFT
On Dec. 23, CHI CB proposed amendments re CFT measures, AML.
-
CHI NIS 3 New Cybersecurity Standards
On Nov. 5, CHI NIS issued three new national cybersecurity standards.
On Nov. 5, CHI NIS issued three new national cybersecurity standards.
-
CHL Tax Sales, Services Tax Obligations
On Jan. 25, CHL Tax published extract on invoice, receipt requirements
On Jan. 25, CHL Tax published extract on invoice, receipt requirements
-
COL LEG Tax Relief Helene, Milton
On Oct. 18, COL LEG gave tax relief due to Hurricanes Helene, Milton.
On Oct. 18, COL LEG gave tax relief due to Hurricanes Helene, Milton.
-
DTCC DR Updated Operating Procedures
On Apr. 1, DTCC DR revised DDRL and DDRIE operating procedures.
On Apr. 1, DTCC DR revised DDRL and DDRIE operating procedures.
-
EBA Reporting Frameworks 4.1 and 4.2
On Nov. 22, EBA issued details on Reporting Frameworks 4.1 and 4.2.
On Nov. 22, EBA issued details on Reporting Frameworks 4.1 and 4.2.
-
EC Industrial Design Protection
On Nov. 28, EC adopted two package proposals on design protection.
-
FDIC Signs, Advertising Requirements
On Jan. 18, FDIC final rule re use of official FDIC signage, advertising.
On Jan. 18, FDIC final rule re use of official FDIC signage, advertising.
-
FR Customs Default Rate Scales' Limits
On Apr. 10, FR Customs explained default rate scales' limits.
-
GE JST Intermediaries Expenses
On May 6, GE JST issued draft regulation re intermediaries' expenses.
-
GRE Clear Market Indices' Basic Rules
On Mar. 28, GRE Clear updated its basic rules for market indices.
-
HK LAB New Statutory Minimum Wage
On Feb. 18, HK LAB said new statutory minimum wage was adopted.
-
HK PRL Retirement Scheme Offsetting
On Feb. 11, HK PRL gazetted amendment on offsetting arrangement.
-
HK TMA Auditing for CPD Compliance
On Aug. 1, HK TMA announced it will conduct its CPD audit for 2024.
On Aug. 1, HK TMA announced it will conduct its CPD audit for 2024.
-
HUN EXC BETa Market Making Rules
On May 3, HUN EXC issued updated market making regulations.
-
HUN EXC Market Making Regulation
On May 3, HUN EXC issued market making rules for regulated market.
On May 3, HUN EXC issued market making rules for regulated market.
-
HUN EXC Rules for the Xtend Market
On Mar. 6, HUN EXC published amended general terms and conditions.
On Mar. 6, HUN EXC published amended general terms and conditions.
-
ICE NGX Contracting Party Agreement
On Apr. 4, ICE NGX issued revisions to contracting party agreements.
-
IND RBI Note Sorting Machines Guide
On Jul. 1, IND RBI revised guidelines regarding note authentication.
On Jul. 1, IND RBI revised guidelines regarding note authentication.
-
IND RBI Use of PRAVAAH for Application
On Apr. 11, IND RBI advised regulated entities to use PRAVAAH.
On Apr. 11, IND RBI advised regulated entities to use PRAVAAH.
-
IND SEBI Participation in Algo Trading
On Feb. 4, IND SEBI issued circular on retail investors participation.
On Feb. 4, IND SEBI issued circular on retail investors participation.
-
IOM GVT New Director Notifications
On Mar. 20, IOM GVT reported new director notification requirements.
On Mar. 20, IOM GVT reported new director notification requirements.
-
JPN FSA Relaxed Capital Requirements
On Jan. 17, JPN FSA proposed an order re investment management.
On Jan. 17, JPN FSA proposed an order re investment management.
-
JPN JSDA Unlisted Securities Brokerage
On Feb. 18, JPN JSDA proposed revising rules re unlisted securities.
-
JPN SCC Upgrade VaR Margin Software
On Dec. 28, JPN SCC notified of planned upgrade to software.
-
LOU LEG Insurance Discount Disclosure
On Jun. 3, LOU LEG passed bill re the disclosure of liability policies.
On Jun. 3, LOU LEG passed bill re the disclosure of liability policies.
-
LTH CB Credit Form Standard
On Nov. 22, LTH PRL published CB resolution amending existing rules.
On Nov. 22, LTH PRL published CB resolution amending existing rules.
-
LTH CB Real Estate Annual Interest Rate
On Nov. 22, LTH PRL published CB resolution amending 2016 rules.
On Nov. 22, LTH PRL published CB resolution amending 2016 rules.
-
LTH CB Real Estate Loan Repayment
On Nov. 22, LTH PRL published resolution on calculating compensation
On Nov. 22, LTH PRL published resolution on calculating compensation
-
LTH CB Responsible Lending Rules
On Feb. 10, LTH CB amended rules on responsible consumer lending.
On Feb. 10, LTH CB amended rules on responsible consumer lending.
-
LTH CB Rounding Up of 1, 2 Euro Coins
On Jun. 23, LTH CB proposals to use small coins more efficiently.
On Jun. 23, LTH CB proposals to use small coins more efficiently.
-
LTH PRL AML Measure in Gambling Law
On Jan. 22, LTH PRL issued law on AML measures in Gambling Law.
On Jan. 22, LTH PRL issued law on AML measures in Gambling Law.
-
LTH PRL Payment Services Compliance
On Jan. 21, LTH PRL issued amendment to law on payment services.
On Jan. 21, LTH PRL issued amendment to law on payment services.
-
LTH PRL Real Estate Credit Law
On Jun. 20, LTH PRL amended the real estate-related credit law.
On Jun. 20, LTH PRL amended the real estate-related credit law.
-
LTH Tax Cash Receipt Accounting
On Mar. 24, LTH Tax amended order on accounting of cash receipts.
On Mar. 24, LTH Tax amended order on accounting of cash receipts.
-
LTH Tax Cash Receipts Data Reporting
On Feb. 20, LTH Tax reminded of the obligation to send receipts' data.
On Feb. 20, LTH Tax reminded of the obligation to send receipts' data.
-
LTH Tax Deducted Premiums, Interest
On Jan. 14, LTH Tax published information notice on premiums.
On Jan. 14, LTH Tax published information notice on premiums.
-
NFA Semi-Annual Member Questionnaire
On Mar. 17, NFA requested semi-annual member questionnaire filing.
On Mar. 17, NFA requested semi-annual member questionnaire filing.
-
NH INS 2026 Plan Year Issuer Guidance
On Mar. 17, NH INS issued bulletin on 2026 plan year issuer guidance.
On Mar. 17, NH INS issued bulletin on 2026 plan year issuer guidance.
-
NJ LEG Wages in Employment Listings
On Sep. 26, NJ LEG passed bill requiring wage in employment listings.
On Sep. 26, NJ LEG passed bill requiring wage in employment listings.
-
NLD DNB Exchange of Old Banknotes
On Jan. 7, NLD DNB announced deadline to exchange old banknotes.
On Jan. 7, NLD DNB announced deadline to exchange old banknotes.
-
NOR DFD Agreement for Apprentices
On Apr. 3, NOR DFD signed a new agreement for apprentices, trainees.
On Apr. 3, NOR DFD signed a new agreement for apprentices, trainees.
-
NOR GVT Coercive and Violation Fines
On Jun. 24, NOR GVT amended regulations on compulsory fines.
On Jun. 24, NOR GVT amended regulations on compulsory fines.
-
PHI FIU Transaction Reporting Guide
On Jan. 3, PHI FIU published guide regarding reporting, compliance.
On Jan. 3, PHI FIU published guide regarding reporting, compliance.
-
RUS PRL Precious Metal and Stones Law
On Jul. 17, RUS PRL approved bill amending precious metals law.
On Jul. 17, RUS PRL approved bill amending precious metals law.
-
SWE MoJ Inaction in Data Protection
On Mar. 22, SWE MoJ issued referral on act and Criminal Data Act.
-
SWI GVT COVID-19 Dividend Ban
On Nov. 27, SWI GVT allowed distribution of liquidation dividends.
On Nov. 27, SWI GVT allowed distribution of liquidation dividends.
-
SWI GVT Stock Exchange Protection List
On Jan. 29, SWI GVT said Federal Council to remove EU from said list.
On Jan. 29, SWI GVT said Federal Council to remove EU from said list.
-
TAI GVT Tax-Related Adjustments 2025
On Nov. 28, TAI GVT said no changes made to exemptions, deductions.
On Nov. 28, TAI GVT said no changes made to exemptions, deductions.
-
Thai SEC Investor Classification Criteria
On Aug. 5, Thai SEC proposed improvements to investor classification.
On Aug. 5, Thai SEC proposed improvements to investor classification.
-
UK GVT Environment Act 2021 Start
On Nov. 3, UK GVT commenced specific Environment act 2021 rules.
On Nov. 3, UK GVT commenced specific Environment act 2021 rules.
-
UK Lloyds New CFO Alexandra Cliff
On Jan. 29, UK Lloyds appointed Alexandra Cliff, Chief Financial Officer.
On Jan. 29, UK Lloyds appointed Alexandra Cliff, Chief Financial Officer.
|
May 02
nd
-
BRZ CB Registration Information, Unicad
On Feb. 5, BRZ CB consolidated procedures for registration in Unicad.
On Feb. 5, BRZ CB consolidated procedures for registration in Unicad.
-
CYP SEC ASP Quarterly Statistics Form
On Dec. 20, CYP SEC issued version 8 of Form QST-ASP, due Jan. 2025.
On Dec. 20, CYP SEC issued version 8 of Form QST-ASP, due Jan. 2025.
-
GE DBoerse Trading in Swiss Securities
On Mar. 17, GE DBoerse issued circular on registration as sponsor.
On Mar. 17, GE DBoerse issued circular on registration as sponsor.
-
HK SFC Market Sounding Guidelines
On Oct. 11, HK SFC consulted on market sounding guidelines.
-
IND BSE Margin Collection and Reporting
On Feb. 24, IND BSE issued notice on margin collection and reporting.
On Feb. 24, IND BSE issued notice on margin collection and reporting.
-
IND RBI Directions on Bond Forwards
On Dec. 28, IND RBI released proposed directions on bond forwards.
-
LTH Tax Income Tax Recalculation
On Jan. 14, LTH Tax published information notice re tax recalculation.
On Jan. 14, LTH Tax published information notice re tax recalculation.
-
RSPO Annual Progress Reporting 2024
On Feb. 17, RSPO said ACOP 2024 reporting window opens on Mar. 10.
On Feb. 17, RSPO said ACOP 2024 reporting window opens on Mar. 10.
-
UK Lloyds FSCS 2024 Data Reporting
On Feb. 12, UK Lloyds requested data for annual UK FSCS reporting.
On Feb. 12, UK Lloyds requested data for annual UK FSCS reporting.
|
May 03
rd
|
May 04
th
|
May 05
th
-
BRZ Anbima Suitability of Credit COE
On Apr. 7, BRZ Anbima proposed adaption to new credit instrument.
On Apr. 7, BRZ Anbima proposed adaption to new credit instrument.
-
CYP SEC Quarterly Statistics Report
On Mar. 29, CYP SEC informed of deadline to submit Form OST-CIF.
On Mar. 29, CYP SEC informed of deadline to submit Form OST-CIF.
-
EUREX Clear iShares Physical Bitcoin
On Apr. 7, EUREX Clear issued 020/25 and 028/25 circulars on Bitcoin.
-
HKEX CCASS Phone System Discontinued
On Nov. 7, HKEX decommissioned the CCASS phone system service.
On Nov. 7, HKEX decommissioned the CCASS phone system service.
-
SBA May KNY Tornado Disaster Loans
On Sep. 16, SBA made working capital loans available in Kentucky.
On Sep. 16, SBA made working capital loans available in Kentucky.
-
SBA Montana Economic Disaster Loans
On Sep. 10, SBA made economic loans available to MT businesses.
On Sep. 10, SBA made economic loans available to MT businesses.
-
SBA OKL Economic Disaster Loans
On Sep. 10, SBA made economic loans available to OKL businesses.
On Sep. 10, SBA made economic loans available to OKL businesses.
-
SBA SD Drought Loans for Businesses
On Sep. 10, SBA made economic loans available to SD businesses.
On Sep. 10, SBA made economic loans available to SD businesses.
-
SBA Texas Drought Economic Injury
On Jul. 24, SBA made economic injury aid available to TX small firms.
On Jul. 24, SBA made economic injury aid available to TX small firms.
-
SBA WY Economic Disaster Loans
On Sep. 10, SBA made economic loans available WY small businesses.
On Sep. 10, SBA made economic loans available WY small businesses.
|
May 06
th
|
May 07
th
-
CAN ONT FSRA Auto Accident Benefits
On Nov. 13, CAN ONT FSRA revised automobile accident benefits form.
-
JPN EXC Tick Sizes of Cash Equities
On Nov. 20, JPN EXC proposed revisions to tick sizes of cash equities.
-
UTA LEG Ambulance Provider Payments
On Mar. 7, UTA LEG passed bill on ambulance provider payments.
On Mar. 7, UTA LEG passed bill on ambulance provider payments.
-
UTA LEG Artificial Intelligence Revisions
On Mar. 7, UTA LEG passed bill re the Artificial intelligence policy act.
On Mar. 7, UTA LEG passed bill re the Artificial intelligence policy act.
-
UTA LEG Authorized Ins Investment
On Mar. 26, UTA LEG enacted bill related to insurance investments.
On Mar. 26, UTA LEG enacted bill related to insurance investments.
-
UTA LEG Civil Penalty Employer Citations
On Feb. 7, UTA LEG passed bill on penalties for employer citations.
On Feb. 7, UTA LEG passed bill on penalties for employer citations.
-
UTA LEG Consumer Protection, Costs
On Feb. 5, UTA LEG passed bill re consumer protection amendments.
On Feb. 5, UTA LEG passed bill re consumer protection amendments.
-
UTA LEG Consumer Reporting Limits
On Mar. 4, UTA LEG passed bill on consumer reporting agencies.
On Mar. 4, UTA LEG passed bill on consumer reporting agencies.
-
UTA LEG Convicted Employee Liability
On Feb. 21, UTA LEG proposed bill to extend liability repeal date.
On Feb. 21, UTA LEG proposed bill to extend liability repeal date.
-
UTA LEG Corporate Income Tax Revision
On Mar. 7, UTA LEG minimum taxes, employer-provided child care bill.
On Mar. 7, UTA LEG minimum taxes, employer-provided child care bill.
-
UTA LEG Defrauding of Creditors
On Mar. 11, UTA LEG passed bill on increasing penalty for fraud.
On Mar. 11, UTA LEG passed bill on increasing penalty for fraud.
-
UTA LEG Earned Wage Access Services
On Mar. 5, UTA LEG passed bill related to earned wage access services.
On Mar. 5, UTA LEG passed bill related to earned wage access services.
-
UTA LEG Employee Protection Amended
On Mar. 7, UTA LEG passed bill amending workplace protection laws.
On Mar. 7, UTA LEG passed bill amending workplace protection laws.
-
UTA LEG Employment of Minors Bill
On Feb. 24, UTA LEG passed bill classifying child-labor acts as crimes.
On Feb. 24, UTA LEG passed bill classifying child-labor acts as crimes.
-
UTA LEG Estate Plan, Trustee Transfer
On Mar. 6, UTA LEG passed bill related to estate planning amendment.
On Mar. 6, UTA LEG passed bill related to estate planning amendment.
-
UTA LEG Estate Planning Recodification
On Feb. 25, UTA LEG passed bill to recodify Uniform Probate Code.
On Feb. 25, UTA LEG passed bill to recodify Uniform Probate Code.
-
UTA LEG First Home Investment Zone
On Feb. 11, UTA LEG passed bill on first house program amendments.
On Feb. 11, UTA LEG passed bill on first house program amendments.
-
UTA LEG Fraudulent Deeds Definition
On Feb. 18, UTA LEG passed bill to amend the Fraudulent deeds act.
On Feb. 18, UTA LEG passed bill to amend the Fraudulent deeds act.
-
UTA LEG Generative AI Protections
On Mar. 7, UTA LEG passed bill on consumer protection involving AI.
On Mar. 7, UTA LEG passed bill on consumer protection involving AI.
-
UTA LEG Health Ins Preauthorizations
On Mar. 7, UTA LEG bill for insurers to report preauthorization data.
On Mar. 7, UTA LEG bill for insurers to report preauthorization data.
-
UTA LEG Homeowners' Association
On Mar. 6, UTA LEG enrolled bill to amend real estate association fees.
On Mar. 6, UTA LEG enrolled bill to amend real estate association fees.
-
UTA LEG Homeowners' Association Bill
On Mar. 11, UTA LEG issued bill for homeowners' association provisions
On Mar. 11, UTA LEG issued bill for homeowners' association provisions
-
UTA LEG Homeowners' Associations
On Mar. 7, UTA LEG passed bill re examinations, administrative control
On Mar. 7, UTA LEG passed bill re examinations, administrative control
-
UTA LEG Housing Affordability Provisions
On Mar. 7, UTA LEG passed bill to make updates re affordable housing.
On Mar. 7, UTA LEG passed bill to make updates re affordable housing.
-
UTA LEG Income Tax Incentives Bill
On Feb. 24, UTA LEG passed bill on tax incentives amendments.
On Feb. 24, UTA LEG passed bill on tax incentives amendments.
-
UTA LEG Insurance Fund Management
On Mar. 3, UTA LEG enrolled bill to amend insurance and reserve fund.
On Mar. 3, UTA LEG enrolled bill to amend insurance and reserve fund.
-
UTA LEG Insurance Modifications
On Mar. 4, UTA LEG passed bill on number of insurance modifications.
On Mar. 4, UTA LEG passed bill on number of insurance modifications.
-
UTA LEG Landlord Communications
On Mar. 7, UTA LEG passed bill re electronic means, fail to pay, orders.
On Mar. 7, UTA LEG passed bill re electronic means, fail to pay, orders.
-
UTA LEG Medication Assisted Treatment
On Mar. 7, UTA LEG passed bill on medication in residential programs.
On Mar. 7, UTA LEG passed bill on medication in residential programs.
-
UTA LEG Mental Health AI Chatbots Bill
On Mar. 6, UTA LEG passed bill regulating use of chatbots that use AI.
On Mar. 6, UTA LEG passed bill regulating use of chatbots that use AI.
-
UTA LEG Motorboat Insurance Bill
On Mar. 3, UTA LEG passed bill on motorboat insurance requirements.
On Mar. 3, UTA LEG passed bill on motorboat insurance requirements.
-
UTA LEG Nonpublic Personal Information
On Feb. 28, UTA LEG passed bill on intent to sell personal information.
On Feb. 28, UTA LEG passed bill on intent to sell personal information.
-
UTA LEG Pharmacist as Health Provider
On Mar. 27, UTA LEG enacted bill re pharmacists, health benefit plans.
On Mar. 27, UTA LEG enacted bill re pharmacists, health benefit plans.
-
UTA LEG Pharmacy Benefit Rebates
On Mar. 6, UTA LEG passed bill related to pharmacy benefit rebates.
On Mar. 6, UTA LEG passed bill related to pharmacy benefit rebates.
-
UTA LEG Property Tax Act Modifications
On Feb. 18, UTA LEG passed bill on rules for property tax exemptions.
On Feb. 18, UTA LEG passed bill on rules for property tax exemptions.
-
UTA LEG Provider Opt-Out Credit Cards
On Mar. 7, UTA LEG passed bill related to dental claim practices.
On Mar. 7, UTA LEG passed bill related to dental claim practices.
-
UTA LEG Public Digital Asset Investment
On Mar. 7, UTA LEG passed bill on blockchain and digital innovation.
On Mar. 7, UTA LEG passed bill on blockchain and digital innovation.
-
UTA LEG Real Estate Division Investigate
On Mar. 7, UTA LEG passed bill re authority, discipline and advertising.
On Mar. 7, UTA LEG passed bill re authority, discipline and advertising.
-
UTA LEG Residential Property Protection
On Feb. 19, UTA LEG passed bill re unauthorized used of property.
On Feb. 19, UTA LEG passed bill re unauthorized used of property.
-
UTA LEG Special Deposits, Mortgages
On Mar. 7, UTA LEG passed bill on special deposit, modified mortgage.
On Mar. 7, UTA LEG passed bill on special deposit, modified mortgage.
-
UTA LEG State Debt Collection Bill
On Mar. 7, UTA LEG passed bill on State debt collection provisions.
On Mar. 7, UTA LEG passed bill on State debt collection provisions.
-
UTA LEG Tax Credit Audits, Reviews
On Feb. 24, UTA LEG passed bill on franchise income tax credits.
On Feb. 24, UTA LEG passed bill on franchise income tax credits.
-
UTA LEG Utah Uniform Probate Code
On Mar. 7, UTA LEG passed bill on transferring a beneficiary's interest.
On Mar. 7, UTA LEG passed bill on transferring a beneficiary's interest.
-
UTA LEG Workers' Comp Balance Billing
On Feb. 28, UTA LEG enrolled bill to expand prohibitions to providers.
On Feb. 28, UTA LEG enrolled bill to expand prohibitions to providers.
|
May 08
th
|
May 09
th
-
AST ARNECC Draft Operating Criteria
On Sep. 19, AST ARNECC drafted model operating requirement v7.01.
On Sep. 19, AST ARNECC drafted model operating requirement v7.01.
-
AST VIC ECA E-Conveyancing Rules
On Sep. 17, AST VIC ECA issued revised operating, participation rules.
-
IND SEBI Manager Eligibility Criteria
On Feb. 3, IND SEBI proposed review of eligibility criteria of manager.
On Feb. 3, IND SEBI proposed review of eligibility criteria of manager.
-
ITA ABI Mortgages' Capital Portion
On Apr. 2, ITA ABI announced agreement on suspension of payment.
On Apr. 2, ITA ABI announced agreement on suspension of payment.
-
NORFSA KRT-1003 Self-Reporting 2025
On Feb. 11, NORFSA issued guidance on self-reporting in KRT-1003.
-
RUS CB Credit History Information Guide
On Feb. 12, RUS CB issued submitting credit history information guide.
On Feb. 12, RUS CB issued submitting credit history information guide.
-
SBA COL Drought Disaster Assistance
On Sep. 12, SBA made economic injury aid available in Colorado.
On Sep. 12, SBA made economic injury aid available in Colorado.
-
SBA EIDLs Available to MT Businesses
On Sep. 12, SBA made EIDLs available to MT small businesses.
On Sep. 12, SBA made EIDLs available to MT small businesses.
-
SBA OKL Disaster Loans Available
On Sep. 12, SBA made economic injury disaster aid available to OKL.
On Sep. 12, SBA made economic injury disaster aid available to OKL.
|
May 10
th
|
May 11
th
|
May 12
th
-
ASX Operating Rule Procedure Revision
On Apr. 9, ASX issued notice of revisions re ASX service release 15.
On Apr. 9, ASX issued notice of revisions re ASX service release 15.
-
ESAs Classification of Crypto-Assets
On Dec. 10, ESMA, EBA, EIOPA published guidelines on crypto-assets.
-
FEMA Oregon Disaster Loan Wildfires
On Jan. 2, FEMA reported president approved aid after Jul., Aug. fires.
On Jan. 2, FEMA reported president approved aid after Jul., Aug. fires.
-
FTC Proposal to Ban Junk Fees
On Oct. 11, FTC proposed rule to prevent unfair and deceptive fees.
On Oct. 11, FTC proposed rule to prevent unfair and deceptive fees.
-
MLT FSA Supervisory Reporting Updates
On Mar. 13, MLT FSA issued circular on supervisory reporting ITS V4.0.
-
RUS CB Demand and Supply Guide
On Mar. 31, RUS CB published new demand and supply guidance.
On Mar. 31, RUS CB published new demand and supply guidance.
-
RUS CB Forex Price Variations Guide
On Jun. 8, RUS CB issued guide on foreign currency price variations.
On Jun. 8, RUS CB issued guide on foreign currency price variations.
-
RUS CB Trade Volume Deviation Guide
On Jan. 18, RUS CB issued trading volume deviation criteria guidance.
On Jan. 18, RUS CB issued trading volume deviation criteria guidance.
-
RUS CB Volume of Trading Deviations
On Apr. 1, RUS CB issued guide on deviations in volume of trading.
On Apr. 1, RUS CB issued guide on deviations in volume of trading.
-
SBA Federal Aid Bronx Building Fire
On Mar. 14, SBA, NY LEG governor reported federal aid available.
On Mar. 14, SBA, NY LEG governor reported federal aid available.
-
SBA ILL Apartment Fire Disaster Loans
On Mar. 14, SBA reported disaster loans available after Illinois fire.
On Mar. 14, SBA reported disaster loans available after Illinois fire.
-
SWI SIX Revised Issuer, Trading Rules
On Apr. 7, SWI SIX announced upgrade to SWXess trading platform.
On Apr. 7, SWI SIX announced upgrade to SWXess trading platform.
-
UK OFSI Amsterdam Trade Bank License
On May 13, UK Treasury issued general license for ATB wind-down.
-
White House Renews CAR Sanctions
On May 8, White House renewed OFAC sanctions, Central African Rep.
On May 8, White House renewed OFAC sanctions, Central African Rep.
|
May 13
th
|
May 14
th
-
CYP SEC Administrative Services Providers
On Mar. 24, CYP SEC issued rules for 2024 data electronic submission.
On Mar. 24, CYP SEC issued rules for 2024 data electronic submission.
-
ECC EEX Natural Gas Spot Markets
On Mar. 24, ECC reported pre-trade limit exposure calculation change.
On Mar. 24, ECC reported pre-trade limit exposure calculation change.
-
ECC Risk Management Services Manual
On Nov. 18, ECC issued risk management services manual v 045.
On Nov. 18, ECC issued risk management services manual v 045.
-
IND SEBI Consolidated Statements
On Feb. 14, IND SEBI revised timelines for issuance of statements.
On Feb. 14, IND SEBI revised timelines for issuance of statements.
-
ISR Justice Financial Information Order
On Nov. 3, ISR Justice proposed a delay on the commencement date.
On Nov. 3, ISR Justice proposed a delay on the commencement date.
-
MT INS 2026 Filing, Rate, Network Filing
On Apr. 15, MT INS issued memo re federally facilitated exchange.
On Apr. 15, MT INS issued memo re federally facilitated exchange.
-
PHI Tax Withheld Employee Tax Return
On Jan. 26, PHI Tax extended deadline for submission of staff list.
On Jan. 26, PHI Tax extended deadline for submission of staff list.
-
TAI FSC Electronic Signatures Act
On Dec. 3, TAI FSC listed excluded items for electronic signatures.
-
UK GVT Third Country Qualifications
On Mar. 17, UK GVT issued draft law on practical training in audit.
On Mar. 17, UK GVT issued draft law on practical training in audit.
-
UK OFSI Guidance for Letting Agents
On Nov. 14, UK OFSI published sanctions guidance for letting agents.
-
UK OFSI High Value Dealer Guidance
On Feb. 13, UK OFSI issued sanctions guidance for high value dealers.
-
UK OFSI Insolvency Practitioners Guide
On Nov. 14, UK OFSI published guidance for insolvency practitioners.
|
May 15
th
-
ALA LEG Real Estate Appraisers
On Dec. 31, ALA LEG proposed amendments re appraiser credentials.
-
BEL CB AML/CFT Periodic Questionnaire
On Mar. 18, BEL CB published periodic questionnaires on AML/CFT.
On Mar. 18, BEL CB published periodic questionnaires on AML/CFT.
-
FEMA Ins Subsidy Arrangement
On Jan. 15, FEMA issued 2026 property insurer subsidy arrangement.
On Jan. 15, FEMA issued 2026 property insurer subsidy arrangement.
-
HK SII Virtual Asset Practitioner Program
On Mar. 17, HK SII launched pioneering certification program.
On Mar. 17, HK SII launched pioneering certification program.
-
IND CDSL Concurrent Audit Checklist
On Oct. 21, IND CDSL issued revised checklist for concurrent audit.
On Oct. 21, IND CDSL issued revised checklist for concurrent audit.
-
IND CDSL Internal Audit Report Format
On Apr. 8, IND CDSL issued circular regarding internal audit format.
On Apr. 8, IND CDSL issued circular regarding internal audit format.
-
IND NSD Transfer Agent Internal Audit
On Apr. 19, IND NSD issued audit of registrar and transfer agents.
-
ROM ANAF Accounts of Non-Residents
On Mar. 6, ROM ANAF informed of submission of form F3000.
On Mar. 6, ROM ANAF informed of submission of form F3000.
-
SRI GVT Paddy Pledge Loan Scheme
On Feb. 2, SRI GVT offered pledge loan scheme to SME paddy firms.
On Feb. 2, SRI GVT offered pledge loan scheme to SME paddy firms.
-
SWI SECO Split Two Sanctions Regimes
On Mar. 21, SWI SECO announced ISIL, Al-Qaida and Taliban split.
-
TAI FSC Engagement in New Service
On Dec. 14, TAI FSC issued order re offering onshore, offshore funds.
On Dec. 14, TAI FSC issued order re offering onshore, offshore funds.
-
URY GVT Internal Audit Submissions
On Dec. 20, URY GVT issued notice re administrative audit filing date.
On Dec. 20, URY GVT issued notice re administrative audit filing date.
-
White House Personal Data Protection
On Feb. 28, White House EO to protect Americans' personal data.
|
May 16
th
-
AST TAS PRL Rules on eConveyancing
On Dec. 6, AST TAS PRL registered rules on electronic conveyancing.
On Dec. 6, AST TAS PRL registered rules on electronic conveyancing.
-
LUX CSSF Covered Deposits Survey
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
On Apr. 14, LUX CSSF issued survey on amount of covered deposits.
-
SBA Disaster Loan Offered WV Drought
On Sep. 23, SBA made disaster loans available in WV drought.
On Sep. 23, SBA made disaster loans available in WV drought.
-
SBA Economic Injury Aid OKL Firms
On Sep. 20, SBA made federal disaster aid available in OKL counties.
On Sep. 20, SBA made federal disaster aid available in OKL counties.
-
SBA Nebraska Drought Disaster Loans
On Sep. 20, SBA made working capital loans available in Nebraska.
On Sep. 20, SBA made working capital loans available in Nebraska.
-
SBA Ohio Businesses Drought Loan Aid
On Sep. 20, SBA reported disaster loan availability for OH businesses.
On Sep. 20, SBA reported disaster loan availability for OH businesses.
-
SBA South Dakota Drought Loan Aid
On Sep. 20, SBA reported disaster loan availability for SD businesses.
On Sep. 20, SBA reported disaster loan availability for SD businesses.
-
Thai SEC Institutional Investors Criteria
On Dec. 20, Thai SEC proposed criteria for classification of investors.
On Dec. 20, Thai SEC proposed criteria for classification of investors.
|
May 17
th
-
Fannie Desktop Underwriter May Update
On Mar. 24, Fannie issued Desktop Underwriter V. 12.0 release notes.
On Mar. 24, Fannie issued Desktop Underwriter V. 12.0 release notes.
-
IND SEBI Offshore Derivative Products
On Dec. 17, IND SEBI made modifications about regulatory arbitrage.
On Dec. 17, IND SEBI made modifications about regulatory arbitrage.
-
LCH LTD Cleared ILS TELBOR Contracts
On Jun. 26, LCH LTD updated on conversion ILS TELBOR contracts.
On Jun. 26, LCH LTD updated on conversion ILS TELBOR contracts.
-
NJ LEG Portable Electronics Insurance
On Sep. 27, NJ LEG passed bill on portable electronics insurance.
On Sep. 27, NJ LEG passed bill on portable electronics insurance.
-
Thai GVT Prevent Terrorism Financing
On Nov. 18, Thai GVT revised act on terrorism financing prevention.
On Nov. 18, Thai GVT revised act on terrorism financing prevention.
|
May 18
th
|
May 19
th
-
EUREX Clear C7 Releases 11.0, 11.1
On May 27, EUREX Clear issued information on new C7 releases.
On May 27, EUREX Clear issued information on new C7 releases.
-
EUREX Clear EMIR REFIT Reporting
On Mar. 27, EUREX Clear updated on EMIR article 9 reporting.
On Mar. 27, EUREX Clear updated on EMIR article 9 reporting.
-
EUREX Clear EurexOTC Release 19.0
On Dec. 17, EUREX Clear announced EurexOTC Clear release 19.0.
-
EUREX Clear Prisma Release 14.0
On Jul. 30, EUREX Clear issued Prisma release 14.0 announcement.
On Jul. 30, EUREX Clear issued Prisma release 14.0 announcement.
-
FEMA OKL Storms, Tornadoes Disaster
On Mar. 20, FEMA reported presidential approval of OKL disaster.
On Mar. 20, FEMA reported presidential approval of OKL disaster.
-
ICE FEU Dutch TTF Natural Gas
On Apr. 7, ICE FEU issued circular on launch of futures contract.
On Apr. 7, ICE FEU issued circular on launch of futures contract.
-
ICE FEU Equity Derivatives Contracts
On Apr. 7, ICE FEU announced additional equity derivatives contracts.
-
IRE PEN EU Pension Schemes Stress Test
On Apr. 14, IRE PEN selected pension schemes for EIOPA stress test.
On Apr. 14, IRE PEN selected pension schemes for EIOPA stress test.
-
JPN GVT Foreign Investment Screening
On Feb. 9, JPN GVT proposed revising foreign investment screening.
On Feb. 9, JPN GVT proposed revising foreign investment screening.
-
NLD DNB Transition Reporting for 2025
On Apr. 15, NLD DNB noted insurer and pension transition reporting.
-
POR CB Beneficiary of Payments
On Feb. 8, POR CB issued consultation re draft notice on identification.
-
SBA Aid for Texas Welder Fire Victims
On Mar. 21, SBA made aid available to TX residents, businesses.
On Mar. 21, SBA made aid available to TX residents, businesses.
-
SBA California Fire Disaster Assistance
On Aug. 19, SBA offered disaster aid for CAL businesses for fire.
On Aug. 19, SBA offered disaster aid for CAL businesses for fire.
-
SBA Relief to TX Businesses, Residents
On Mar. 20, SBA offered relief to TX businesses, nonprofits, residents.
On Mar. 20, SBA offered relief to TX businesses, nonprofits, residents.
-
VIE CB Credit Institution Investors
On Dec. 12, VIE CB consulted on draft decree on foreign investors.
On Dec. 12, VIE CB consulted on draft decree on foreign investors.
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May 20
th
See next month
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May 21
st
See next month
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May 22
nd
See next month
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May 23
rd
See next month
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May 24
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See next month
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