ASX Trade Environment Testing Notice


On Nov. 10, ASX notified of ASX Trade production environment test.


  • ASX issued a notice stating that it will open the production ASX Trade environment.
  • Open during Cboe AST industry-wide testing (IWT) windows, Dec. 2022 to Feb. 2023.
  • Testing Dates
  • To give broader market an opportunity to validate functionality between ASX and Cboe AST during AST Cboe’s IWT events, ASX will open production ASX Trade environment.
  • Said it will be opened on Dec. 10, 2022, Jan. 14, 2023, Feb. 4, 2023, Feb. 25, 2023.
  • Also said participants are welcome to participate in any or all of the test weekends.
  • Registration
  • In order to participate, customer registration form must be completed and submitted to ASX customer technical support by the close of business on Nov. 25, 2022.
  • Participants also need to specify connectivity details that will be used in the test.
  • Other Aspects
  • During test, the ASX TradeMatch order books will be opened for transactional activity.
  • The test is limited to ASX Trade connections for order entry as well as execution.
  • Said that there will be no access provided to CHESS or Signal B; also access to the production ASX Trade ITCH, OUCH and OMNet services will be enabled for the test.
  • ITCH, OUCH, OMNet customers not joining test should ensure their sessions remain disconnected after the ASX Trade system shutdown at 20:30 AEDT on the Friday before each event until conclusion of testing on Saturday and rollback is completed.
  • Notice contains a table that sets out testing schedule; also notes mandatory sign-off procedure - sign-off must be submitted by 14:30 AEDT on the relevant Saturday.
  • Effectiveness
  • Notice effective Nov. 10, 2022; to participate, registration required by Nov. 25, 2022.
  • Nov. 2022 Cboe AST Technical Notice
  • On Nov. 11, 2022, Cboe AST issued a notice advising that AST Cboe's participant test environment will change its ASX test environment connectivity to ASX Trade CDE.
  • Cboe AST's Tech CERT environment will be changed to connect to ASX Trade CDE+.
  • Said that both of the changes above will be effective from Monday, Nov. 14, 2022.
  • Cboe AST's connection to the CHESS RTE test environment has been changed to connect to the Cboe AST Tech CERT environment to allow for end-to-end testing.
  • Mar. 2023 Test Environment Shut Down
  • On Mar. 22, 2023, Cboe AST said Cboe AST's trading platform migration has been confirmed for Mar. 27, 2023 launch; Cboe AST also advised of an upcoming shutdown.
  • Specifically, it advised that the Cboe AST's participant test environment (PTE) will be shut down, and also advised that it will not accept connections from Mar. 23, 2023.
  • Mar. 2024 Cancel Only Test
  • On Mar. 11, 2024, ASX said it will conduct an industry wide test (IWT) on May 4, 2024.
  • The IWT will test the CANCEL_ONLY session state together with the new order download service (ODS) and trade download service (TDS) part of service release 14.
  • Notice gives details for registration, test conditions and information, testing schedule.
  • Apr. 2024 Cancel Only Test Reminder
  • On Apr. 15, 2024, ASX issued reminder that it will conduct an industry-wide test on May 4, 2024, in accordance with the instructions issued on Mar. 11 as detailed above.
  • Interested participants must register by close of business Friday Apr. 26, 2024.

Regulators ASX; Cboe AST
Entity Types B/D; Depo; Exch
Reference Nt 0374.24.04, 4/15/2024; Nt 0237.24.03, 3/11/2024; Nt 0008-23, 3/22/2023; Nt 0025-22, 11/11/2022; Nt 1245.22.11, 11/10/2022
Functions Compliance; Operations; Technology; Trading
Countries Australia
Category
State
Products Derivatives; Equity; ETFs; Securities
Regions AP
Rule Type Final
Rule Date 11/10/2022
Effective Date 5/4/2024
Rule Id 153255
Linked to N/A
Reg. Last Update 4/15/2024
Report Section International

Last substantive update on 04/17/2024