On May 15, 2026, CHI CSRC released the finalizedMeasures for the Supervision and Administration of Derivatives Trading (Trial); to be effective from Nov. 16, 2026.
On the same day, CHI AMAC published the finalized measure on its website.
Document dated May 15, 2026, received from CHI AMAC May 16, summarized May 20.
On Jan. 16, CHI CSRC proposed measures re derivative trading supervision.
CHI CSRC drafted the Measures for the Supervision and Administration of Derivatives Trading (Trial).
Proposal
Aims to promote the standardized and healthy development of the derivatives market and to unify regulatory standards for derivatives activities conducted by securities and futures institutions.
Applies to derivatives trading venues and derivatives business institutions regulated by CHI CSRC, while excluding the interbank derivatives market and OTC derivatives organized by banking and insurance institutions.
Clarifies the functional role of derivatives in risk management, resource allocation, and serving real economy, encourages hedging activities, supports products meeting long-term risk management needs, restricts excessive speculation in accordance with law.
Sets out core regulatory requirements covering participation principles, contract development and approval, trading rules, performance guarantees, investor suitability, monitoring and cross-market supervision, prohibited and restricted activities.
Plus supervision of intermediaries and market infrastructure, and legal liabilities.
Consultation End
Comment period of the consultation closes on Feb. 16, 2026.
May 2026 Measures Finalized
On May 15, 2026, CHI CSRC released the finalizedMeasures for the Supervision and Administration of Derivatives Trading (Trial); to be effective from Nov. 16, 2026.
On the same day, CHI AMAC published the finalized measure on its website.
Document dated May 15, 2026, received from CHI AMAC May 16, summarized May 20.
