CAN CDCC US Georgia Trading Delay
On Nov. 27, CAN CDCC reported delay in trade renewal with Georgia.
- CAN CDCC issued Notice 141-23, on trading by US residents - State of Georgia.
- Unforeseen delay in renewing annual application with Georgia, must pause trading.
- Trading Delay
- Reported CDCC options renewal with Georgia delayed due to reasons out of its control.
- Due to the delay, until further notice, cessation of CDCC options trades in that State.
- No trade by Georgia residents in CDCC options may take place until renewal complete.
- Nov. 29, 2023 CAN CDCC Georgia Trading
- On Nov. 29, 2023, CAN CDCC issued Notice 143-23 on trading in the State of Georgia.
- CDCC's registration in GA renewed through Nov. 27, 2024, effective Nov. 27, 2023.
- Options sold/offered for sale in GA, to its residents will be accepted moving forward.
| Regulators |
CAN CDCC
|
| Entity Types |
B/D; Depo; IA |
| Reference |
Nt 143-23, 11/29/2023; Nt 141-23, 11/27/2023 |
| Functions |
Compliance; Legal; Operations; Registration/Licensing; Settlement; Trading |
| Countries |
Canada |
| Category |
|
| State |
|
| Products |
Clearing; Derivatives; Fund Mgt; Futures; Securities |
| Regions |
Am |
| Rule Type |
Final |
| Rule Date |
11/27/2023 |
| Effective Date |
11/27/2024 |
| Rule Id |
192314 |
| Linked to |
N/A
|
| Reg. Last Update |
11/29/2023 |
| Report Section |
International |
Last substantive update on 12/01/2023
