Regarding cybersecurity confirmation required by members every two years.
Follows DTC, FICC, NSCC rule on cybersecurity program confirmation, see #66669.
Cybersecurity Confirmation
Cybersecurity confirmation affirms implementation of institution’s written cybersecurity program; designated control officer will receive an electronic form on Jan. 18, 2024.
Institutions will have 180 days from this date to complete the electronic form.
Printed confirmations or manually signed confirmation forms will not be accepted.
Deadline
The deadline for filing electronic form is July 16, 2024.
May 2024 FTC, NSCC Cyber Confirmation
On May 15, 2024, DTC, NSCC issued notice re confirmation of cybersecurity program.
Per rule file SR-NSCC-2019-003, cyber confirmation required at least every two years.
Designated control officer will receive electronic confirmation form on May 22, 2024.
Institutions will have 180 days from date to complete electronic form, Nov. 18, 2024.
Regulators
DTC; FICC; NSCC
Entity Types
B/D; Depo
Reference
NSCC: Info Nt a9426, p&s8999, 5/15/2024; Info a9375, 1/11/2024; DTC: Info 19499-24, 1/11/2024; FICC: Info GOV1624-24, Info MBS1295-24, 1/11/2024;
