ASX Operating Rule Procedure Revised


On Oct. 23, ASX issued an amendment to a notification requirement.


  • ASX removed annual automated order processing (AOP) notification requirements for trading participants from Operating rule procedure 1401(a) to promote efficiencies.
  • Initial, further certification notifications for AOP systems remain required; participants will no longer get AOP notification reminders; 2024 annual notification not required.
  • Effectiveness
  • The revision above will take effect from Nov. 11, 2024.

Regulators ASX
Entity Types B/D; Exch
Reference Nt 1223.24.10, Rule 10/23/2024
Functions Compliance; Market Conduct; Operations; Trade Reporting; Trading
Countries Australia
Category
State
Products Derivatives; Equity; Securities
Regions AP
Rule Type Final
Rule Date 10/23/2024
Effective Date 11/11/2024
Rule Id 230777
Linked to N/A
Reg. Last Update 10/23/2024
Report Section International

Last substantive update on 10/28/2024