LUX CSSF published an updated version of the Guidelines on notification and withdrawal procedures for cross-border marketing, version 2.2, dated Feb. 27, 2024.
For the attention of Luxembourg undertaking for collective investment and investment fund managers, for pre-marketing and cross-border marketing.
Further guidance on circular CSSF 22/810 which contains detailed information on the relevant procedures, the expected documentation, and information regarding the submission of marketing notifications and de-notifications via eDesk or an API solution.
Certain entities must comply with the marketing notification, de-notification and pre-marketing procedures including alternative investment fund managers and undertakings for the collective investment in transferable securities, as specified.
Annex 5 concerning the rules implemented (activation of the rules concerning the documents signed by LUX CSSF) has been updated.
Addition of a chapter (4.2.4) concerning the monitoring of API transmissions and also the addition of a chapter (4.2.5) concerning the cleaning of the API bucket folders.
Jul. 2024 Guidelines Version 2.3
On Jul. 5, 2024, LUX CSSF published updated Guidelines on notification and withdrawal procedures for cross-border marketing version 2.3, effective as from Jul. 14, 2024.
Updates due to AIFMD and UCITS ITS of Dec. 15, 2023; new notification letter templates (annex 1); document CSSF attestation that is no longer requested (ch 3).
Sep. 2024 Guidelines Version 2.4
On Sep. 11, 2024, LUX CSSF said new information will be collected through marketing notification and de-notification requests from Nov. 11, 2024 and updated guidelines.
LUX CSSF issued guidelines on cross-border marketing notification and de-notification procedures v 2.4; added Predominant AIF type, Contact point(s), Investor Facilities.
Those are new fields in the notifications that will be applicable from Nov. 11, 2024.
