BRZ CVM Integrity Plan 2025-2026

Published on: Apr 28, 2025

On Apr. 28, BRZ CVM launched survey to gain insight into integrity.

  • BRZ CVM launched new version of the Integrity Plan for 2025-2026 and a survey.
  • launched survey to gain insight into integrity in the brazilian capital markets.
  • Integrity Plan
  • 4th edition aims to improve dissemination and promotion of measures and good management practices for an integral, ethical, transparent corporate environment.
  • For 2025-2026, highlighted Plan for the Prevention and Confrontation of Harassment and Discrimination (PPEAD), with the creation of a support channel for victims.
  • In addition to actions that will be developed based on the integrity survey of 2024.
  • The 2024 survey obtained a 28% growth in the participation of BRZ CVM professionals.
  • Integra was developed based on principles and guidelines that seek to intensify the incorporation of theme of integrity into daily lives, culture of BRZ CVM professionals.
  • Details the role of each integrity body at BRZ CVM and presents the flows applied.
  • Lists each applicable regulation, with direct access links, and actions that BRZ CVM will implement throughout the validity of the Plan to internally promote the subject.
  • The plan was divided into thematic various axes with specific focuses: conflict of interest, ethics, risk management, reporting channels, and training and qualification.
  • Survey
  • BRZ CVM launched survey, the Perception of Integrity in the Brazilian Capital Market, which aims to understand the perception of investors and other agents involved.
  • Economic Analysis, Risk Management and Integrity Advisory (ASA) of BRZ CVM aims to assess the perception of integrity in the performance of the capital market agents.
  • Effectiveness of regulatory and investor protection system to promote market integrity.
  • Effectiveness
  • The online questionnaire will be available until May 19, and responses are anonymous.
Regulators
BRZ CVM
Entity Types
B/D; Corp; Exch; IA; Inv Co
Reference
PR, 4/28/2025; PR, 4/24/2025
Functions
Compliance; Financial; Trading
Countries
Brazil
Category
State
N/A
Products
Clearing; Fund Mgt; Securities
Rule Type
Final
Regions
Am
Rule Date
Apr 28, 2025
Effective Date
May 19, 2025
Rule ID
252216
Linked to
N/A
Reg. Last Update
Apr 28, 2025
Report Section
International