Reg-Track Calendar

Reg-Calendar

July 2017

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Jul 24^th

N/A

Jul 25^th

Jul 26^th

Jul 27^th

Jul 28^th

NZFiMA KiwiSaver Annual Fees

On Jun. 7, NZFiMA issued consultation on fee calculation for KiwiSaver.

Jul 31^st

Agency Simplified Call Report

On Dec. 30, Agencies issued streamlined smaller-bank call report.
CFTC Whistleblower Protection

On Aug 30, CFTC proposed rules to bolster whistleblower protection.

Aug 01^st

Aug 02^nd

Aug 03^rd

Aug 04^th

Aug 07^th

Aug 08^th

Aug 09^th

Aug 10^th

Aug 11^th

Aug 14^th

DTC Automated Tender Offer

On Jul. 13, DTC proposed rules on automated tenders of securities
FHFA Final Rule on Diversity

On Jul. 13, FHFA issued rules, amends minority, women Inclusion.

Aug 15^th

AUS Housing Tax Foreign Gain

On Jul. 21, AUS Government issued regulation on foreign gains.
ISE Small Order Improvement

On Jul. 18, ISE delayed implementing small order improvement.

Aug 16^th

Aug 17^th

Aug 18^th

Aug 21^st

FINRA Pay-to-Play Rules Final

On Oct. 24, FINRA issued notice pay-to-play rules, effective Aug. 20, 2017

Aug 22^nd

Aug 23^rd

Aug 24^th

Aug 25^th

See next month

The effective dates in the calendar are taken from individual rules in the Reg-Track system.

For 'final rules', and 'guidance' the effective date reflects the date that compliance is required.
For 'proposed rules', the effective date is when the comment period ends.

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