Reg-Calendar April 2025

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Apr. 28, 2025
AST ACMA Scam Messages Protection

On Mar. 27, AST ACMA issued proposal regarding SMS sender IDs.

AST ASIC Regulating Evolving Markets

On Feb. 26, AST ASIC sought views on capital market dynamics.

AST CC Draft Merger Process Guidelines

On Mar. 27, AST CC proposed draft merger process guidelines.

BRZ INS Sustainable Insurance, Pension

On Nov. 28, BRZ INS released new regulation on sustainable plans.

CHI NFRA Money Brokerage Firms

On Mar. 28, CHI NFRA proposed rules on money brokerage firms.

CHI NFRA Suitability of FI Products

On Mar. 28, CHI NFRA proposed measures for suitability management.

CSA Principal Distributor Model

On Nov. 28, CSA proposed amendments to principal distributor model.

ECB Prohibitions on Monetary Financing

On Mar. 28, ECB issued a decision taken by the governing council.

EIOPA Market Shares Determination

On Feb. 3, EIOPA issued consultation paper on revised guidelines.

EP Plenary 2024 ECB Annual Report

On Feb. 10, ECB spoke at EP plenary debate on 2024 annual report.

EUREX Clear Amended Clearing Condition

On Feb. 20, EUREX Clear proposed amendments to clearing conditions.

Euronext Euronext Optiq Trading Manual

On Mar. 28, Euronext issued new trading manual for securities markets.

FEMA President Approves WV Disaster

On Feb. 27, FEMA reported approved WV major disaster declaration.

FINRA Borrowing, Lending to Clients

On Jan. 2, FINRA proposed prohibition against borrowing and lending.

ForecastEx Collateral Interest Payback

On Apr. 14, ForecastEx issued notice on interest collection changes.

HK MPFA MPF Full Portability Proposals

On Mar. 28, HK MPFA issued consultation paper re MPF full portability.

IDN CB Hari Raya Idulfitri Operations

On Mar. 17, IDN CB issued operational schedule for Hari Raya Idulfitri.

ILL FPR Real Estate License Regulations

On Mar. 14, ILL FPR proposed rule changes regarding broker licensing.

ILL LEG Real Estate Licensing, Education

On Mar. 14, ILL LEG proposed amendments re agents and brokers.

IND CDSL Action Taken Report re FATF

On Apr. 11, IND CDSL required confirmation of action taken re FATF.

IOM GVT Legal Services Fees License

On Dec. 5, IOM GVT published Russia general license re legal fees.

ISR Justice Biometric Identification

On Dec. 12, ISR Justice issued draft order on biometric identification.

ITA DP Lusha Investigated re Data Sale

On Apr. 8, ITA DP opened investigation into US company Lusha.

JER States Court Fees, Expenses

On Apr. 11, JER States issued law on remuneration and fees.

LTH SCRPA Inspection Rules

On Apr. 16, LTH SCRPA amended Order approving inspection rules.

MA LEG Vendors Corporate Excise Tax

On Mar. 28, MA LEG proposed rule on vendor corporate nexus for tax.

MTS SPA Bond Vision Cash, Repo Rules

On Jul. 22, MTS SPA Bond Vision updated cash/repo market rules.

NZ Tax Compulsory 2-Step Verification

On Mar. 19, NZ Tax mandated two-step verification for all myIR users.

NZ XRB Proposal re Climate, Assurance

On Oct. 8, NZ XRB issued proposal re climate, assurance standards.

PHI CB Ban on Binangonan Rural Bank

On Apr. 26, PHI CB prohibited business of Binangonan Rural Bank.

SAU MCI Parallel Market Investors

On Mar. 25, SAU MCI consulted on developing investors categories.

SAU Tad Parallel Market Categories

On Mar. 25, SAU Tad consulted on parallel market investor categories.

SBA Aid to Ohio Businesses in Drought

On Sep. 4, SBA reported disaster loans available to OH businesses.

SBA Oklahoma Drought Disaster Loans

On Sep. 3, SBA offered disaster loans to Oklahoma small businesses.

SBA South Dakota Drought Disaster Aid

On Sep. 3, SBA offered disaster loans to SD small businesses.

SBA Texas Drought Disaster Loans

On Sep. 3, SBA offered disaster loans to Texas small businesses.

SBA To Help WV Businesses in Drought

On Sep. 4, SBA economic injury loans available for Aug. 20 drought.

SBA WAS State Drought Disaster Loans

On Sep. 3, SBA offered disaster loans to Washington small businesses.

SBA Wyoming Drought Disaster Loans

On Sep. 3, SBA offered disaster loans to Wyoming small businesses.

SEC Co-Invest in Portfolio Companies

On Apr. 3, SEC issued notice of application and ICI issued statement.

SIN MAS Bank Cryptoasset Exposures

On Mar. 27, SIN MAS consulted re capital instrument requirements.

SIN MAS Risk-Based Capital for Insurers

On Mar. 27, SIN MAS proposed equity counter-cyclical adjustment.

SK FSC Auditor Designation Improved

On Apr. 15, SK FSC, SK FSS proposed revisions re auditor designation.

SK FSC Deferral of Auditor Designation

On Mar. 18, SK FSC proposed revisions re auditor designation deferral.

SK LAB Childcare Leave Subsidy Rules

On Mar. 18, SK LAB proposed revising childcare support payment.

SK LAB Employment Insurance Rules

On Mar. 18, SK LAB proposed revising employment insurance rules.

SK LAB Insurance Business Agencies

On Mar. 18, SK LAB, GVT proposed revising licensing review cycle.

SWE GVT Information Exchange Report

On Sep. 2, SWE GVT issued partial report on fraud data exchange.

SWE MoJ Fundamental Freedoms

On Jan. 31, SWE MoJ consulted on report about fundamental rights.

UK GC Quarterly Regulatory Returns

On Apr. 17, UK GC warned of action if submissions are not on time.

UK GVT Horizon Appeals System

On Sep. 9, UK GVT announced new appeals system for postmasters.

UK Treasury Legal Services License

On Mar. 28, UK Treasury amended the legal services general license.

Apr. 29, 2025
AbuDGM Funds Reporting Requirements

On Mar. 18, AbuDGM consulted on reporting requirements for funds.

AST ASIC Criminal Code Breach Action

On Mar. 5, AST ASIC charged Brendan Gunn re proceeds of crime.

AST ASIC False Information Charges

On Mar. 4, AST ASIC charged executives for violating Corporations act.

Bbg SEF Onboarding Records Database

On Apr. 15, Bbg SEF issued notice on record submission requirements.

CAL INS Workers Compensation Ratings

On Mar. 14, CAL INS proposed to amend statistical reporting plan.

DEN CMP Insurers, Market Investigation

On Apr. 1, DEN CMP stated it is considering investigation of insurers.

DEN DIG Domain Name Registration

On Mar. 26, DEN DIG consulted on draft executive order re NIS 2.

EU CNCL Moldova Restrictive Measures

On Apr. 26, EU CNCL announced extension of restrictive measures.

FIN TEM Energy Efficiency Rule Changes

On Mar. 24, FIN TEM consulted on amending Energy efficiency act.

IND IFSCA Transition Bonds Framework

On Apr. 8, IND IFSCA proposed framework for transition bonds.

ISR Justice Aircraft Insurance Rules

On Apr. 8, ISR Justice issued draft commercial insurance obligations.

MA LEG Motor Vehicle Annual Returns

On Mar. 28, MA LEG reported hearing on auto insurance returns.

MA LEG Real Estate Sale Withholding

On Mar. 28, MA LEG proposed rule on real estate sale withholding.

MIAX FUS Access to E-Trading System

On Apr. 16, MIAX FUS issued amendments re Onyx Access and PRP.

MIAX FUS Business Continuity Recovery

On Apr. 15, MIAX FUS certified rule on business continuity, recovery.

MIAX FUS Trading System, Rates

On Apr. 16, MIAX FUS issued rulebook amendments re trading system

MLY DIG Developing National AI Strategy

On Apr. 19, MLY DIG reported on national AI strategy development.

MLY FIM on Migration to its Core System

On Feb. 28, MLY FIM wrote to advise re FIMM Core System migration.

PAK SEC Ultimate Beneficiary Registry

On Apr. 15, PAK SEC proposed amendments re ultimate beneficiaries.

PEN LEG Insurance Pre-Examination

On Oct. 21, PEN LEG passed bill on pre-examination requirements.

PHI FIU New System for Compliance

On Apr. 23, PHI FIU advised on deactivation of registration system.

POL GVT Credit Servicer Inspections

On Apr. 15, POL GVT issued consultation on draft regulation.

SAU CMA Special Purpose Entities

On Mar. 27, SAU CMA issued draft amending rules governing SPEs.

SAU CMA Special Purpose Entities

On Mar. 26, SAU CMA consulted on changes to special entities' rules.

SWE MoJ Organized Crime Update

On Oct. 11, SWE MoJ said international work is being strengthened.

TAI WDA Newly Defined Minimum Wage

On Apr. 15, TAI WDA proposed revision to reflect new minimum wage.

UKRN CB Insurers' Technical Reserves

On Apr. 8, UKRN CB proposed changes on insurers' technical reserves.

VA LEG B/D, Adviser Registration Forms

On Mar. 24, VA LEG amended registration form change requirements.

Apr. 30, 2025
AGO CB Financial Inclusion Strategy

On Mar. 31, AGO CB consulted on national financial inclusion strategy.

ARG INS Producer Societies Annual Fee

On Apr. 8, ARG INS informed deadline to pay annual fee for 2025.

ARG JST Amount of Minimum Capital

On Jan. 6, ARG JST raised savings plan administrator required capital.

ARG JST Savings Plans Fees Deferral

On Aug. 1, ARG JST ruled on mandatory offer of option to defer 20%.

ARG Tax Asset Regularization Date

On Oct. 1, ARG Tax changed the compliance date for Decree 864/2024.

ASX TradeAccept System Replacement

On Mar. 31, ASX issued proposal re off market trade reporting service.

BER BMA DeFi Embedded Supervision

On Feb. 3, BER BMA issued consultation paper on DeFi supervision.

BNG Tax Corporate Tax Payment Date

On Mar. 12, BNG Tax revised corporate tax payment due date.

BRZ CB Dynamic Collection Slips

On Apr. 22, BRZ CB disclosed types of financial assets and schedule.

CAN ONT FSRA Life and Health Agents

On Jan. 28, CAN ONT FSRA proposed rule for L&H managing agents.

CHI CFETS 2024 Issuers Annual Reports

On Apr. 7, CHI CFETS required disclosures by issuers, ABS trustees.

CHI CFETS Disclosure of 2024 Reports

On Apr. 1, CHI CFETS required members to disclose audit reports.

CHI NAFMII 2024 Semi-Annual Reports

On Aug. 7, CHI NAFMII issued notice on disclosure of reports.

CHI NEEQ Annual Reporting for 2024

On Dec. 25, CHI NEEQ issued notice on 2024 annual report disclosure.

CHL GVT Bankruptcy Liquidator Actions

On Mar. 21, CHL GVT issued rules re bankruptcy liquidators' actions.

COL INS Insurance Plan Certification

On Feb. 28, COL INS proposed insurance plan certifications revisions.

CYP SEC 2024 Annual CIF Subscriptions

On Mar. 24, CYP SEC updated on annual subscriptions for 2024.

CYP SEC DORA Major Incident Reporting

On Apr. 8, CYP SEC issued circular on DORA reporting requirements.

CYP SEC EBA Diversity Benchmarking

On Mar. 19, CYP SEC confirmed adoption of EBA diversity guidelines.

CYP SEC QST-MC Quarterly Statistics

On Dec. 30, CYP SEC issued QST-MC form v22 for regulation entities.

DEN GVT Foreign Financial Accounts

On Mar. 7, DEN GVT consulted on draft order re foreign accounts.

EC Green Data 4 All Initiative

On Feb. 26, EC launched call for evidence on GreenData4All initiative.

ECC Emissions Account Setup

On Nov. 25, ECC issued circular on new emissions account setup.

EPC Qualification Process for RVM

On Mar. 31, EPC launched new qualification process for payee scheme.

ESAs ICT Service Provider Designation

On Nov. 15, EBA, EIOPA, ESMA set out timeline to collect information.

ESP CNMC Ads in Audiovisual Services

On Mar. 28, ESP CNMC issued consultation on advertisements volume.

EST GVT AML Personal Data Processing

On Feb. 17, EST GVT proposed AML/CFT Act data processing changes.

EU CNCL Myanmar Restrictive Measures

On Apr. 26, EU CNCL renewed Myanmar measures for a further year.

FASB Key Performance Indicators

On Nov. 14, FASB invited input on financial performance indicators.

FDIC 2025 Q1 Consolidated Reports

On Apr. 2, FDIC issued letter on call reports guidance, deadlines.

FIN Tax Corporations Tax Returns Due

On Apr. 1, FIN Tax stated corporations are due to file their tax returns.

FR ACPR ORPS Reporting Procedures

On Jan. 30, FR ACPR issued new ORPS report submission procedure.

GE BaFin EBA Diversity Notifications

On Jan. 31, GE BaFin issued consultation on EBA diversity guidelines.

GRE HCMC 2024 Financial Reports

On Feb. 14, GRE HCMC issued highlights for the 2024 financial reports.

IDN FSA Health of Insurance Companies

On Mar. 6, IDN FSA issued proposed regs re assessing entity health.

IDN FSA Insurance Company Exit Policy

On Mar. 6, IDN FSA issued proposed regs on exit policy for companies.

IDN FSA Proposal on Risk Management

On Mar. 6, IDN FSA issued proposed regs re insurers, pension funds.

IND BSE Contract Note and Tax Invoice

On Sep. 30, IND BSE issued clarification on the contract note format.

IND BSE Qualified Stock Broker Scope

On Mar. 28, IND BSE issued measures to expand QSB framework.

IND CDSL on Tariff or Charge Structure

On Apr. 3, IND CDSL reminded DPs to submit tariff/charge structure.

IND IFSCA Tokenization of Real Assets

On Feb. 26, IND IFSCA proposed measures on regulating tokenization.

IND KA Tax Professional Tax Collection

On Apr. 21, IND KA Tax issued notice re professional tax requirements.

IND NPC Merchant Transaction Limits

On Apr. 8, IND NPC issued addendum regarding UPI transaction limits.

IND NSD Client Securities Handling

On Jun. 12, IND NSD clarified clients securities handling by members.

IND NSD e-PASS Portal Enhancements

On Feb. 13, IND NSD made enhancements on filing charge structure.

IND NSD Policy-Migration of Reports

On Jun. 18, IND NSD issued policy-migration of functionalities.

IND RBI Export and Import Transactions

On Apr. 4, IND RBI issued proposal re export and import transactions.

IND RBI Review of Trading, Settlement

On Feb. 7, IND RBI formed working group to conduct a full review.

IND SEBI Research Analyst Reporting

On Aug. 9, IND SEBI drafted circular on periodic reporting format.

IND SEBI Social Media Securities Fraud

On Mar. 21, IND SEBI issued verification mechanism re advertising.

ISR CB Payments Information Exchange

On Mar. 4, ISR CB issued call for comments on ISO 20022 standard.

ITA CB Request re ICT Security Survey

On Dec. 23, ITA CB issued market communication on ICT security.

ITA INPS Gender Equality Certification

On Dec. 31, ITA INPS updated on contribution exemption application.

JPN SCC Digitization of Position Transfer

On Mar. 31, JPN SCC proposed digitizing the position transfer process.

MLT FSA Crypto Asset Services Return

On Jan. 6, MLT FSA consulted on crypto-asset service provider return.

MLT FSA Supervisory Requirements

On Apr. 30, MLT FSA issued circular to credit entities on ITS V3.4.

MLY CB Payment Services Regulatees

On Dec. 17, MLY CB issued proposal re payment services regulatees.

NOR GVT Funds Tax Rules Proposals

On Jan. 30, NOR GVT consulted on fixed income and equity funds tax.

PAK SEC Key Fact Statements for Funds

On Mar. 28, PAK SEC introduced key fact statement requirements.

PBGC Single-Employer Plan Assumptions

On Apr. 3, PBGC issued rule on asset allocation actuarial assumptions.

PHI INS Insurers' Application of PFRS 17

On Mar. 11, PHI INS issued circular on application of PFRS 17 to AFS.

PHI INS on Inclusive Micro Products

On Jan. 22, PHI INS issued circular re inclusive micro products.

PHI INS Pre-Need Companies Statement

On Mar. 31, PHI INS issued circular re pre-need companies' statement.

POL GVT mObywatel Application Act

On Apr. 9, POL GVT issued draft to amend Act on mObywatel app.

POL GVT Public Finance Fails Liability

On Apr. 16, POL GVT published law amending the Tax Ordinance.

RSA CB Climate Change Policy

On Mar. 28, RSA CB consulted on payment system climate risks.

RSA CB Payment System Interoperability

On Mar. 14, RSA CB consulted on interoperability in payment system.

RSA DTI Energy Users Block Exemption

On Apr. 4, RSA DTI consulted on amendment to exemption rules.

RSA FIU Crypto Asset Transfers

On Apr. 18, RSA FIU consulted on draft directive 9 re travel rule.

RSA FSCA Crypto Asset Transfer AML

On Dec. 13, RSA FSCA issued communication on travel rule application

RUS Tax Controlled Foreign Business

On Apr. 15, RUS Tax reminded of controlled foreign firm tax deadline.

RUS Tax Income Declaration Deadline

On Apr. 8, RUS Tax reminded of income declaration form deadline.

SAU MCI Pharmacovigilance Practices

On Mar. 23, SAU MCI consulted on updating GVP guidelines.

SK FSS Auditor Appointment for 2025

On Dec. 12, SK FSS issued guidance on FY2025 auditor appointment.

SK GVT Financing of Terrorism Revisions

On Mar. 19, SK GVT, FSC proposed revising terrorism financing rules.

SK GVT National and Income Tax Rules

On Mar. 21, SK GVT proposed revisions to national, income tax rules.

SK Tax Public Service Corporations

On Mar. 28, SK Tax reminded firms to disclose settlement documents.

SRI Tax Annual Statements Reminder

On Apr. 18, SRI Tax reminded on filing deadlines, i.e for withholding.

SWE FI Update on EBA Taxonomy 3.5

On Oct. 31, SWE FI provided an update on MREL/TLAC reporting.

SWE GVT Climate Adaptation Strategy

On Mar. 20, SWE GVT issued national adaptation strategy, inquiry.

SWE GVT Simplify Customer Services

On Nov. 28, SWE GVT assigned SWE CA with customer services task.

SWI FINMA Insurer Transaction Reports

On Jun. 14, SWI FINMA issued guidance on reporting on transactions.

TAI FSC Amends Book-Entry Operations

On Mar. 31, TAI FSC proposed amendment re use of digital signatures.

Thai ETDA Juristic Persons Transactions

On Apr. 11, Thai ETDA issued proposal re juristic person e-transaction.

TUR CMA Valuation Principles of Assets

On Mar. 20, TUR CMA amended article 6 of the directive on valuation.

TUR Tax Bonds, Securities Income

On Dec. 29, TUR Tax issued decision re income withholding rate.

TUR Tax Corporate Tax Declaration 2024

On Mar. 28, TUR Tax updated declaration guide for 2024 earnings.

TX INS Vehicle Crime Prevention Fee

On Aug. 2, TX INS proposed amendments to car theft prevention fee.

UK DSIT Cyber Local Funding Scheme

On Apr. 2, UK DSIT issued details of applications for project funding.

UK FCA Pension Dashboards Registration

On Jan. 27, UK FCA updated on pension provider UK MaPs registration. .

UK FCA Pensions Dashboards Approach

On Jun. 8, UK FCA issued update on delivering pension dashboards.

UK FCA Simplified Supervisory Letters

On Apr. 24, UK FCA said it will stop issuing portfolio letters.

UK GC Consumer-led Deposit Limits

On Mar. 6, UK GC consulted on consumer-led deposit limit consistency.

UK PRA Plans Higher Deposit Protection

On Mar. 31, UK PRA issued consultation on raising deposit protection.

US Census Integrated Economic Survey

On Mar. 18, US Census issued survey reminder to businesses.

VISA AI-Driven Commerce Introduced

On Apr. 17, VISA announced 2025 roadmap to AI-driven commerce.

VT LEG Unemployment Benefit Overpay

On Mar. 26, VT LEG amendments re waiver, applications and notice.

May 01, 2025
ALSK INS Health Insurance Survey

On Jan. 24, ALSK INS issued bulletin on annual health survey.

AST QLD PRL Tax Relief Measures Bill

On Dec. 12, AST QLD PRL issued amendment bill re first home buyers.

BEL CB Candidate Shareholders

On Jun. 27, BEL CB issued forms for candidate/assigning shareholder.

BEL CB Fit and Proper Forms Updated

On Apr. 2, BEL CB issued communication on QLF, & fit & proper forms.

BEL CB Qualifying Holdings Reporting

On Jun. 27, BEL CB issued circular on reporting acquisitions, disposals.

BER GVT Insurance Recovery Plan

On Apr. 30, BER GVT published rules on recovery plan requirements.

BER GVT Insurance Recovery Plan

On Jul. 29, BER GVT published rule amendments on recovery plan.

BUL FSC MiCA Suitability Assessments

On Mar. 12, BUL FSC intends to comply with EBA/ESMA guidelines.

BUL Tax High Fiscal Risk Declarations

On May 23, BUL Tax issued new XSD-schemas for submitting data.

CAN QUE GVT Minimum Wage Increase

On Jan. 31, CAN QUE GVT reported minimum wage rate increase.

CHI CAC Compliance Audit Process

On Aug. 3, CHI CAC proposed measures re personal data protection.

CHI CB Social Organizations AML/CFT

On Dec. 23, CHI CB proposed amendments re CFT measures, AML.

CHI NIS 3 New Cybersecurity Standards

On Nov. 5, CHI NIS issued three new national cybersecurity standards.

CHI SAFE Integrated Fund Pool Proposal

On Apr. 1, CHI SAFE proposed regulations for managing fund pool.

CHL Tax Sales, Services Tax Obligations

On Jan. 25, CHL Tax published extract on invoice, receipt requirements

COL LEG Tax Relief Helene, Milton

On Oct. 18, COL LEG gave tax relief due to Hurricanes Helene, Milton.

CRO HANFA Market Accepted Practices

On Mar. 18, CRO HANFA consulted on initiative re market practices.

DEN Tax Bill on DAC8 Implementation

On Nov. 18, DEN Tax consulted on draft DAC8 implementation bill.

DTCC DR Updated Operating Procedures

On Apr. 1, DTCC DR revised DDRL and DDRIE operating procedures.

EBA Reporting Frameworks 4.1 and 4.2

On Nov. 22, EBA issued details on Reporting Frameworks 4.1 and 4.2.

EC Industrial Design Protection

On Nov. 28, EC adopted two package proposals on design protection.

FDIC Signs, Advertising Requirements

On Jan. 18, FDIC final rule re use of official FDIC signage, advertising.

FR Customs Default Rate Scales' Limits

On Apr. 10, FR Customs explained default rate scales' limits.

GE JST Intermediaries Expenses

On May 6, GE JST issued draft regulation re intermediaries' expenses.

GRE Clear Market Indices' Basic Rules

On Mar. 28, GRE Clear updated its basic rules for market indices.

HK LAB New Statutory Minimum Wage

On Feb. 18, HK LAB said new statutory minimum wage was adopted.

HK PRL Retirement Scheme Offsetting

On Feb. 11, HK PRL gazetted amendment on offsetting arrangement.

HK TMA Auditing for CPD Compliance

On Aug. 1, HK TMA announced it will conduct its CPD audit for 2024.

HUN EXC BETa Market Making Rules

On May 3, HUN EXC issued updated market making regulations.

HUN EXC Market Making Regulation

On May 3, HUN EXC issued market making rules for regulated market.

HUN EXC Rules for the Xtend Market

On Mar. 6, HUN EXC published amended general terms and conditions.

ICE NGX Contracting Party Agreement

On Apr. 4, ICE NGX issued revisions to contracting party agreements.

IND RBI Note Sorting Machines Guide

On Jul. 1, IND RBI revised guidelines regarding note authentication.

IND RBI Use of PRAVAAH for Application

On Apr. 11, IND RBI advised regulated entities to use PRAVAAH.

IND SEBI Participation in Algo Trading

On Feb. 4, IND SEBI issued circular on retail investors participation.

IOM GVT New Director Notifications

On Mar. 20, IOM GVT reported new director notification requirements.

IRE GVT AIB Share Buyback Proposal

On Mar. 31, IRE GVT agreed in principle to €1.2 billion share buyback.

ISR CB Competition in Retail Banking

On Mar. 31, ISR CB issued a report on strategies to boost competition.

JPN FSA Relaxed Capital Requirements

On Jan. 17, JPN FSA proposed an order re investment management.

JPN JSDA Unlisted Securities Brokerage

On Feb. 18, JPN JSDA proposed revising rules re unlisted securities.

JPN SCC Upgrade VaR Margin Software

On Dec. 28, JPN SCC notified of planned upgrade to software.

LOU LEG Insurance Discount Disclosure

On Jun. 3, LOU LEG passed bill re the disclosure of liability policies.

LTH CB Credit Form Standard

On Nov. 22, LTH PRL published CB resolution amending existing rules.

LTH CB Real Estate Annual Interest Rate

On Nov. 22, LTH PRL published CB resolution amending 2016 rules.

LTH CB Real Estate Loan Repayment

On Nov. 22, LTH PRL published resolution on calculating compensation

LTH CB Responsible Lending Rules

On Feb. 10, LTH CB amended rules on responsible consumer lending.

LTH CB Rounding Up of 1, 2 Euro Coins

On Jun. 23, LTH CB proposals to use small coins more efficiently.

LTH MoF Mortgage Refinancing

On Jul. 19, LTH MoF launched consultation on refinancing draft rules.

LTH PRL AML Measure in Gambling Law

On Jan. 22, LTH PRL issued law on AML measures in Gambling Law.

LTH PRL Payment Services Compliance

On Jan. 21, LTH PRL issued amendment to law on payment services.

LTH PRL Real Estate Credit Law

On Jun. 20, LTH PRL amended the real estate-related credit law.

LTH PRL State and Municipal Investments

On Mar. 13, LTH PRL issued bill on amendments to investments law.

LTH PRL VAT Law on Goods and Services

On Apr. 4, LTH PRL issued draft law to amend value added tax law.

LTH Tax Cash Receipt Accounting

On Mar. 24, LTH Tax amended order on accounting of cash receipts.

LTH Tax Cash Receipts Data Reporting

On Feb. 20, LTH Tax reminded of the obligation to send receipts' data.

LTH Tax Deducted Premiums, Interest

On Jan. 14, LTH Tax published information notice on premiums.

MD INS IHC Group Capital Calculation

On Jul. 9, MD INS issued bulletin on annual group capital calculation.

NFA Semi-Annual Member Questionnaire

On Mar. 17, NFA requested semi-annual member questionnaire filing.

NH INS 2026 Plan Year Issuer Guidance

On Mar. 17, NH INS issued bulletin on 2026 plan year issuer guidance.

NJ LEG Wages in Employment Listings

On Sep. 26, NJ LEG passed bill requiring wage in employment listings.

NLD DNB Exchange of Old Banknotes

On Jan. 7, NLD DNB announced deadline to exchange old banknotes.

NLD GVT Compulsory Vehicle Insurance

On Apr. 22, NLD GVT issued guideline for criminal prosecution.

NOR DFD Agreement for Apprentices

On Apr. 3, NOR DFD signed a new agreement for apprentices, trainees.

NOR GVT Coercive and Violation Fines

On Jun. 24, NOR GVT amended regulations on compulsory fines.

OECD Kenya Tax BEPS Convention

On Jan. 8, OECD said Kenya deposited BEPS convention ratification.

PHI FIU Transaction Reporting Guide

On Jan. 3, PHI FIU published guide regarding reporting, compliance.

RUS PRL Precious Metal and Stones Law

On Jul. 17, RUS PRL approved bill amending precious metals law.

SK FIA Construction Company Loans

On Apr. 11, SK FIA proposed best practices for responsible completion.

SWE MoJ Data Protection Complaints

On Jan. 22, SWE MoJ proposed new remedy re complaint handling.

SWE MoJ Inaction in Data Protection

On Mar. 22, SWE MoJ issued referral on act and Criminal Data Act.

SWI GVT COVID-19 Dividend Ban

On Nov. 27, SWI GVT allowed distribution of liquidation dividends.

SWI GVT Stock Exchange Protection List

On Jan. 29, SWI GVT said Federal Council to remove EU from said list.

SWI Tax Convertible Bonds, Loans

On Apr. 22, SWI Tax issued notice on maximum conversion discount.

TAI FSC Sustainability Indicators Issued

On Oct. 11, TAI FSC issued sustainable finance evaluation indicators.

TAI GVT Tax-Related Adjustments 2025

On Nov. 28, TAI GVT said no changes made to exemptions, deductions.

Thai SEC Investor Classification Criteria

On Aug. 5, Thai SEC proposed improvements to investor classification.

UK GVT Environment Act 2021 Start

On Nov. 3, UK GVT commenced specific Environment act 2021 rules.

UK GVT Response To US Tariffs

On Apr. 3, UK GVT launched request for input from businesses.

UK Lloyds New CFO Alexandra Cliff

On Jan. 29, UK Lloyds appointed Alexandra Cliff, Chief Financial Officer.

UKRN GVT Survey on Transfer Pricing

On Apr. 14, UKRN GVT announced survey on transfer pricing rules.

May 02, 2025
AST CC Sustainable Finance Initiatives

On Apr. 17, AST CC issued proposal re sustainable finance initiatives.

AST GVT Merger Notification Thresholds

On Mar. 28, AST GVT issued exposure draft on notification thresholds.

AST GVT, FSC Financial Advice Reforms

On Mar. 21, AST GVT proposed legislation re financial outcomes.

BRZ CB Registration Information, Unicad

On Feb. 5, BRZ CB consolidated procedures for registration in Unicad.

CRO HANFA Investment Fund Market

On Apr. 2, CRO HANFA consulted on regulatory relief in the market.

CYP SEC ASP Quarterly Statistics Form

On Dec. 20, CYP SEC issued version 8 of Form QST-ASP, due Jan. 2025.

EC Two Short-Form Prospectuses

On Mar. 18, EC consulted on follow-on, growth issuance prospectuses.

EUREX Clear Clearing Condition Changes

On Mar. 26, EUREX Clear announced clearing conditions amendments.

FINRA NMS Stock Order Execution

On Apr. 2, FINRA propose to require reports for online publication.

FTC EnCap Verdun XCL Order Modification

On Apr. 2, FTC requested comment petition to modify consent order.

GE DBoerse Trading in Swiss Securities

On Mar. 17, GE DBoerse issued circular on registration as sponsor.

GRE GVT Development Law Changes

On Apr. 18, GRE GVT consulted on bill amending the development law.

HK SFC Market Sounding Guidelines

On Oct. 11, HK SFC consulted on market sounding guidelines.

ICE CEU Delivery Procedure Amendment

On Apr. 17, ICE CEU issued amended part A of its delivery procedures.

IND BSE Margin Collection and Reporting

On Feb. 24, IND BSE issued notice on margin collection and reporting.

IND RBI Directions on Bond Forwards

On Dec. 28, IND RBI released proposed directions on bond forwards.

IND SEBI Investor Charter Revision

On Apr. 11, IND SEBI drafted circular on charters for RTAs, RAs, IAs.

IRE GVT Services Distance Marketing

On Apr. 11, IRE GVT issued consultation on transposing the directive.

JPN FSA Stock Subscription Payments

On Apr. 2, JPN FSA proposed revisions re customer segregated trusts.

LTH Tax Income Tax Recalculation

On Jan. 14, LTH Tax published information notice re tax recalculation.

MCH DoL Workforce Develop Grants

On Jun. 27, MCH DoL reported $17.8mn Going PRO talent fund grants.

NORFSA EC Feedback on Prospectuses

On Mar. 26, NORFSA encouraged participation in EC consultation.

OH BANK Mortgage Servicer Rules

On Apr. 18, OH BANK proposed amendments re servicer licensing.

RSPO Annual Progress Reporting 2024

On Feb. 17, RSPO said ACOP 2024 reporting window opens on Mar. 10.

SWE GVT Modernized Tax Rules Report

On Jan. 15, SWE GVT issued modern tax inquiry report and proposals.

TAI NDC Attracting Foreign Professionals

On Apr. 2, TAI NDC proposed amendments to attract global talent.

Thai CB Retail Payment Systems Proposal

On Apr. 17, Thai CB proposed regulatory guides regarding supervision.

UK ESNZ Rented Homes Energy Rules

On Feb. 7, UK ESNZ issued consultation outcome/published follow on.

UK Lloyds FSCS 2024 Data Reporting

On Feb. 12, UK Lloyds requested data for annual UK FSCS reporting.

May 05, 2025
ARG CNV VASPs Conduct and Conditions

On Oct. 17, ARG CNV proposed virtual asset service providers (VASPs)

ASX First Industry Wide Test Planned

On Feb. 25, ASX planned first industry wide test for service release 15.

BRZ Anbima Suitability of Credit COE

On Apr. 7, BRZ Anbima proposed adaption to new credit instrument.

CHI CSRC Fund Custody Business Rules

On Apr. 3, CHI CSRC proposed to revise fund custody business rules.

CHL CMF Authentication in Payments

On Apr. 14, CHL CMF issued proposal re new regulations on security.

COL INS FAIR Access Fee Repayment

On Feb. 7, COL INS proposed rule to set process for fee recoupment.

COL LEG Insurance Premium, Surcharge

On Apr. 10, COL LEG proposed rule on workers' comp surcharges.

CYP SEC Quarterly Statistics Report

On Mar. 29, CYP SEC informed of deadline to submit Form OST-CIF.

DoE Defaulted Federal Loans Collection

On Apr. 21, DoE to restart collections on federal loans in default.

DoE Postsecondary Education Programs

On Apr. 3, DoE issued intent to negotiate on postsecondary education.

EC Union Registry Regulation Changes

On Apr. 7, EC consulted on draft act amending the Registry Regulation.

EST FIU Financial Sanctions Guidelines

On Apr. 21, EST FIU prepared draft guidelines re financial sanctions.

EU SRB Resolvability Testing for Banks

On Mar. 17, EU SRB launched consultation on resolvability testing.

EUREX Clear iShares Physical Bitcoin

On Apr. 7, EUREX Clear issued 020/25 and 028/25 circulars on Bitcoin.

HKEX CCASS Phone System Discontinued

On Nov. 7, HKEX decommissioned the CCASS phone system service.

HUD Community Development Grants

On Oct. 15, HUD proposed revision to collection re performance report

IND MCA Fast Track Mergers Proposal

On Apr. 4, IND MCA proposed revisions to rules re fast track mergers.

IRE CB ESMA Stress Testing Guidelines

On Apr. 17, IRE CB announced notice of intention re ESMA guidelines.

ISR TASE New Market Making Model

On Aug. 20, ISR TASE issued its new market making model overview.

KUW CMA Corporate Governance

On Apr. 20, KUW CMA consulted to amend corporate governance rules.

MD LEG Mortgage Loan Originator Fees

On Apr. 4, MD LEG proposed increasing mortgage loan originator fees.

ME Judiciary Electronic Signature Oaths

On Apr. 17, ME Judiciary proposed rule on electronic signatures, oaths.

MLT FSA Insurance and Distribution Rules

On Apr. 16, MLT FSA issued feedback statement and three circulars.

NZ GVT Proposal on Fringe Benefit Tax

On Apr. 1, NZ GVT said NZ Tax proposed to revise fringe benefit tax.

PAK SEC Proposed Waqf Modernization

On Apr. 7, PAK SEC issued proposal to reinvigorate institution of waqf.

PHI CB Balance Sheet Publication 2025

On Feb. 10, PHI CB called on institutions to post balance sheets.

POL GVT Audit Firms Annual Reporting

On Mar. 27, POL GVT issued draft regulation with reporting templates.

POR CB ECB Guidelines Implementation

On Apr. 16, POR CB started procedure to implement ECB guidelines.

SBA May KNY Tornado Disaster Loans

On Sep. 16, SBA made working capital loans available in Kentucky.

SBA Montana Economic Disaster Loans

On Sep. 10, SBA made economic loans available to MT businesses.

SBA OKL Economic Disaster Loans

On Sep. 10, SBA made economic loans available to OKL businesses.

SBA SD Drought Loans for Businesses

On Sep. 10, SBA made economic loans available to SD businesses.

SBA Texas Drought Economic Injury

On Jul. 24, SBA made economic injury aid available to TX small firms.

SBA WY Economic Disaster Loans

On Sep. 10, SBA made economic loans available WY small businesses.

SWE PTS Subscription Cancellations

On Apr. 11, SWE PTS launched cancellation rules compliance review.

TSX Alpha Minimum Interaction, Quantity

On Apr. 3, TSX Alpha proposed amendments to order size features.

TUR CSD Financial Instrument Code List

On Apr. 17, TUR CSD advised of updated version of the new standard.

TX BANK Credit Union Fees and Charges

On Apr. 4, TX BANK proposed amending credit union fees and charges.

TX BANK CU Political Subdivisions

On Apr. 4, TX BANK proposed amending credit union definitions.

UAE DFSA Licensed Functions Approach

On Mar. 6, UAE DFSA consulted on licensed functions, authorized individuals.

UK SCT GVT Retention in Contract Law

On Mar. 11, UK SCT GVT consulted on review of retention in contracts.

UTA INS Proposed 2027 Essential Health

On Apr. 18, UTA INS proposed 2027 essential health benefit plan.

May 06, 2025
BEL FSMA AML Periodic Questionnaire

On Apr. 1, BEL FSMA published periodic questionnaire on AML/CFT.

DTC Substantive Inputs Use in Valuation

On Apr. 15, DTC proposed updating securities valuation framework.

EFRAG ESRS Simplification Mandate

On Mar. 28, EFRAG said EC asked EFRAG to revise ESRS Set 1.

EFRAG High-Quality Corporate Reporting

On Apr. 23, EFRAG called for responses to the EU budget consultation.

ICE ENDEX Amendment of Market Rules

On Apr. 17, ICE ENDEX amended market rules for energy derivatives.

ICE FUS Exchange for Related Positions

On Apr. 21, ICE FUS codified expectations re exchange for positions.

ROM ASF Pension Funds' Statements

On Apr. 23, ROM ASF consulted on draft norm amending norm 7/2017.

SWI GVT Telecoms Surveillance

On Jan. 29, SWI GVT consulted on companies obliged to collaborate.

TAI FSC Extension of Revenue Reporting

On Mar. 6, TAI FSC proposed to amend rules re IFRS 17 adoption.

Thai SEC Reducing Greenwashing Risk

On Apr. 9, Thai SEC proposed revision to SRI funds regulations.

May 07, 2025
AUT FMA Bank Recovery Plan Ordinance

On Apr. 9, AUT FMA issued draft for opinions on amendment of plan.

CAN ONT FSRA Auto Accident Benefits

On Nov. 13, CAN ONT FSRA revised automobile accident benefits form.

CAN PAY Corporate to Bank Payments

On Apr. 26, CAN PAY issued Lynx ISO 20022 corporate to bank guides.

EC ICT Usage, e-Commerce Statistics

On Apr. 9, EC consulted on draft regulation on technical specifications.

ICE ICC Intraday Margin Call Procedures

On Apr. 2, ICE ICC proposed updates to Treasury operations policy.

JPN EXC Tick Sizes of Cash Equities

On Nov. 20, JPN EXC proposed revisions to tick sizes of cash equities.

NLD SAE Gender Wage Differences

On Mar. 26, NLD SAE consulted on new bill on men and women's pay.

OpCC Recovery and Wind-Down Plans

On Apr. 16, OpCC proposed rules on recovery and wind-down plans.

RSA DTI Economic Transformation Fund

On Mar. 19, RSA DTI consulted on draft transformation fund concept.

SK FSS Duty to Explain and Confirm

On Apr. 17, SK FSS proposed rules re investment dealers and brokers.

SK GVT Car Insurance Premium Discount

On Mar. 24, SK GVT proposed revisions re car insurance premiums.

SK GVT Local Tax for Industrial Land

On Apr. 15, SK GVT proposed revisions re local property tax rules.

UK CMA SME Banking Undertakings 2002

On Apr. 2, UK CMA announced SME banking undertakings 2002 review.

UK GVT Promoting Electronic Invoicing

On Feb. 13, UK GVT consulted on promoting electronic invoicing in UK.

UK HMRC Facilitating Non-compliance

On Mar. 26, UK HMRC consulted on tax advisers and non-compliance.

UK HMRC Powers Against Tax Advisers

On Mar. 26, UK HMRC issued consultation on enhanced powers.

UK SFO UK Insurer Charged with Bribery

On Apr. 17, UK SFO stated UK insurer charged with bribery in Ecuador.

US BIS Pharmaceutical Import Review

On Apr. 16, US BIS sought comments on security impact of imports.

US BIS Semiconductor Import Review

On Apr. 16, US BIS sought comments on security impact of imports.

UTA LEG Ambulance Provider Payments

On Mar. 7, UTA LEG passed bill on ambulance provider payments.

UTA LEG Artificial Intelligence Revisions

On Mar. 7, UTA LEG passed bill re the Artificial intelligence policy act.

UTA LEG Authorized Ins Investment

On Mar. 26, UTA LEG enacted bill related to insurance investments.

UTA LEG Civil Penalty Employer Citations

On Feb. 7, UTA LEG passed bill on penalties for employer citations.

UTA LEG Consumer Protection, Costs

On Feb. 5, UTA LEG passed bill re consumer protection amendments.

UTA LEG Consumer Reporting Limits

On Mar. 4, UTA LEG passed bill on consumer reporting agencies.

UTA LEG Convicted Employee Liability

On Feb. 21, UTA LEG proposed bill to extend liability repeal date.

UTA LEG Corporate Income Tax Revision

On Mar. 7, UTA LEG minimum taxes, employer-provided child care bill.

UTA LEG Defrauding of Creditors

On Mar. 11, UTA LEG passed bill on increasing penalty for fraud.

UTA LEG Earned Wage Access Services

On Mar. 5, UTA LEG passed bill related to earned wage access services.

UTA LEG Employee Protection Amended

On Mar. 7, UTA LEG passed bill amending workplace protection laws.

UTA LEG Employment of Minors Bill

On Feb. 24, UTA LEG passed bill classifying child-labor acts as crimes.

UTA LEG Estate Plan, Trustee Transfer

On Mar. 6, UTA LEG passed bill related to estate planning amendment.

UTA LEG Estate Planning Recodification

On Feb. 25, UTA LEG passed bill to recodify Uniform Probate Code.

UTA LEG First Home Investment Zone

On Feb. 11, UTA LEG passed bill on first house program amendments.

UTA LEG Fraudulent Deeds Definition

On Feb. 18, UTA LEG passed bill to amend the Fraudulent deeds act.

UTA LEG Generative AI Protections

On Mar. 7, UTA LEG passed bill on consumer protection involving AI.

UTA LEG Health Ins Preauthorizations

On Mar. 7, UTA LEG bill for insurers to report preauthorization data.

UTA LEG Homeowners' Association

On Mar. 6, UTA LEG enrolled bill to amend real estate association fees.

UTA LEG Homeowners' Association Bill

On Mar. 11, UTA LEG issued bill for homeowners' association provisions

UTA LEG Homeowners' Associations

On Mar. 7, UTA LEG passed bill re examinations, administrative control

UTA LEG Housing Affordability Provisions

On Mar. 7, UTA LEG passed bill to make updates re affordable housing.

UTA LEG Income Tax Incentives Bill

On Feb. 24, UTA LEG passed bill on tax incentives amendments.

UTA LEG Insurance Fund Management

On Mar. 3, UTA LEG enrolled bill to amend insurance and reserve fund.

UTA LEG Insurance Modifications

On Mar. 4, UTA LEG passed bill on number of insurance modifications.

UTA LEG Landlord Communications

On Mar. 7, UTA LEG passed bill re electronic means, fail to pay, orders.

UTA LEG Medication Assisted Treatment

On Mar. 7, UTA LEG passed bill on medication in residential programs.

UTA LEG Mental Health AI Chatbots Bill

On Mar. 6, UTA LEG passed bill regulating use of chatbots that use AI.

UTA LEG Motorboat Insurance Bill

On Mar. 3, UTA LEG passed bill on motorboat insurance requirements.

UTA LEG Nonpublic Personal Information

On Feb. 28, UTA LEG passed bill on intent to sell personal information.

UTA LEG Pharmacist as Health Provider

On Mar. 27, UTA LEG enacted bill re pharmacists, health benefit plans.

UTA LEG Pharmacy Benefit Rebates

On Mar. 6, UTA LEG passed bill related to pharmacy benefit rebates.

UTA LEG Property Tax Act Modifications

On Feb. 18, UTA LEG passed bill on rules for property tax exemptions.

UTA LEG Provider Opt-Out Credit Cards

On Mar. 7, UTA LEG passed bill related to dental claim practices.

UTA LEG Public Digital Asset Investment

On Mar. 7, UTA LEG passed bill on blockchain and digital innovation.

UTA LEG Real Estate Division Investigate

On Mar. 7, UTA LEG passed bill re authority, discipline and advertising.

UTA LEG Residential Property Protection

On Feb. 19, UTA LEG passed bill re unauthorized used of property.

UTA LEG Special Deposits, Mortgages

On Mar. 7, UTA LEG passed bill on special deposit, modified mortgage.

UTA LEG State Debt Collection Bill

On Mar. 7, UTA LEG passed bill on State debt collection provisions.

UTA LEG Tax Credit Audits, Reviews

On Feb. 24, UTA LEG passed bill on franchise income tax credits.

UTA LEG Utah Uniform Probate Code

On Mar. 7, UTA LEG passed bill on transferring a beneficiary's interest.

UTA LEG Workers' Comp Balance Billing

On Feb. 28, UTA LEG enrolled bill to expand prohibitions to providers.

May 08, 2025
Cboe BZX Market-on-Close Cut-Off Time

On Apr. 17, Cboe BZX proposed rule changing market-on-close cut-off.

Cboe BZX UTP Derivative Security

On Mar. 31, Cboe BZX proposed rule related to UTP derivative security.

EU ACER REMIT Reporting Regulation

On Jun. 26, EU ACER updated on discussions on REMIT reporting.

HUD FHA-Insured Property Reporting

On Jul. 26, HUD issued manufactured home loan program collection.

IDN FSA Liquidity Provider Regulations

On Apr. 26, IDN FSA drafted regulation on liquidity provider activities.

MA INS Delta Dental Fee Determination

On Apr. 17, MA INS scheduled hearing on dental fee method filing.

NLD GVT Revised AIFMD, UCITS Bill

On Apr. 9, NLD GVT consulted on AIFMD, UCITS implementation bill.

NM INS Title Insurance Escrow Payment

On Apr. 8, NM INS proposed rule re title insurance premiums.

NYSE Calculate Distribution Standards

On Aug. 22, NYSE proposed amendments regarding worldwide basis.

NZ GVT Long-Term Insights Briefing

On Apr. 10, NZ GVT sought views on responding to economic shocks.

NZ Tax on Scheduled Changes re Tax

On Mar. 30, NZ Tax issued webinar on tax changes coming in 2022.

SAU CMA SPACS Regulatory Framework

On Apr. 8, SAU CMA proposed draft investment product via SPACs.

SAU Tad Parallel Market Investment

On Apr. 8, SAU Tad consulted on a new investment product.

SIN MAS Alignment of AML/CFT Notices

On Apr. 8, SIN MAS issued proposal to amend AML/CFT notices.

SWI Tax OECD Minimum Taxation Data

On Jan. 29, SWI Tax announced consultation on exchange of tax data.

UK FCA, PRA Mortgage LTI Ratio Change

On Apr. 3, UK FCA, UK PRA issued consultation on mortgage LTI ratios.

UK GVT Small Business Finance Access

On Mar. 13, UK Treasury, UK GVT issued access to finance proposals.

May 09, 2025
AST ARNECC Draft Operating Criteria

On Sep. 19, AST ARNECC drafted model operating requirement v7.01.

AST VIC ECA E-Conveyancing Rules

On Sep. 17, AST VIC ECA issued revised operating, participation rules.

CME Registration as a Clearing Agency

On Jan. 15, CME filed an application to register as a clearing agency.

EUREX Clear C7 Releases 11.0, 11.1

On May 27, EUREX Clear issued information on new C7 releases.

EUREX Clear EurexOTC Release 19.0

On Dec. 17, EUREX Clear announced EurexOTC Clear release 19.0.

Eurex, GE DBoerse T7 Release 13.1

On Nov. 8, Eurex, GE DBoerse updated on introduction of T7 13.1.

FIN GVT Consults on Political Advertising

On Apr. 7, FIN GVT proposals on clarity and targeting of advertising.

FIN MoJ Debt in Business Restructuring

On Mar. 26, FIN MoJ issued proposal on the use of debt conversion.

FIN MOJ Small Claims Procedure Report

On Mar. 26, FIN MOJ consulted on working group small claims report.

IDNA INS Fees, Fines, and Civil Penalties

On Apr. 9, IDNA INS proposed rules on fines, fees, and civil penalties.

IND SEBI Manager Eligibility Criteria

On Feb. 3, IND SEBI proposed review of eligibility criteria of manager.

IOM GVT Information Cost Limits

On Apr 8, IOM GVT consulted on Freedom of Information Act fees.

ITA ABI Mortgages' Capital Portion

On Apr. 2, ITA ABI announced agreement on suspension of payment.

NORFSA KRT-1003 Self-Reporting 2025

On Feb. 11, NORFSA issued guidance on self-reporting in KRT-1003.

RUS CB Credit History Information Guide

On Feb. 12, RUS CB issued submitting credit history information guide.

SAU CMA Different Classes of Shares

On Apr. 9, SAU CMA consulted on offering and listing framework.

SAU Tad Offering and Listing Shares

On Apr. 9, SAU Tad consulted on offering and listing classes of shares.

SBA COL Drought Disaster Assistance

On Sep. 12, SBA made economic injury aid available in Colorado.

SBA EIDLs Available to MT Businesses

On Sep. 12, SBA made EIDLs available to MT small businesses.

SBA OKL Disaster Loans Available

On Sep. 12, SBA made economic injury disaster aid available to OKL.

UK FCA Seeks Contactless Limit Views

On Mar. 14, UK FCA issued paper on potentially removing £100 limit.

UK OFGEM Smart Meter Standards

On Mar. 28, UK OFGEM issued consultation on guaranteed standards.

UK PRA Fees and Levies 2025/26

On Apr. 10, UK PRA issued proposed fees and levies for 2025/26.

UK PRAG Virgin Media Discussion Paper

On Apr. 2, UK PRAG issued Virgin Media accounting discussion paper.

May 12, 2025
ASX Operating Rule Procedure Revision

On Apr. 9, ASX issued notice of revisions re ASX service release 15.

BEL DP Marketing Recommendation

On Mar. 10, BEL DP consulted on direct marketing recommendation.

CAL INS Surplus Export List Renewal

On Oct. 20, CAL INS hearing on surplus lines area export list renewal.

CHI NFRA Measures for Trust Companies

On Apr. 11, CHI NFRA drafted amended measures for trust companies.

EIOPA Opinion on AI Governance

On Feb. 12, EIOPA issued opinion on AI governance, risk management.

ESAs Classification of Crypto-Assets

On Dec. 10, ESMA, EBA, EIOPA published guidelines on crypto-assets.

ESP DP 2025-2030 Strategic Plan

On Apr. 10, ESP DP consulted on its strategy for the next five years.

Fed New Hire Information Collection

On Mar. 11, Fed proposed revisions to new hire information collection.

FEMA Oregon Disaster Loan Wildfires

On Jan. 2, FEMA reported president approved aid after Jul., Aug. fires.

FICC, NSCC Intraday Margin Calculation

On Apr. 15, FICC proposed rules on intraday margin, covered clearing.

FINRA Modernization of Rules Review

On Mar. 12, FINRA request for comment on review to modernize rules.

FTC Board Ban for Exxon-Pioneer Deal

On May 2, FTC banned CEO from board seat in Exxon-Pioneer deal.

FTC Hess CEO Chevron Board Ban

On Sep. 30, FTC issued order prohibiting Hess CEO on Chevron board.

FTC Proposal to Ban Junk Fees

On Oct. 11, FTC proposed rule to prevent unfair and deceptive fees.

GE BaFin Audit Report Ordinance

On Apr. 14, GE BaFin published a draft bill amending audit report law.

ICE ICC Board Risk Committee

On Apr. 3, ICE ICC proposed playbook changes to add risk committee.

IEX New IEX Options Exchange Rules

On Nov. 12, IEX proposed rules governing new IEX options exchange.

ILL FPR Consumer Legal Funding Charges

On Mar. 28, ILL FPR proposed rule change on consumer legal funding.

IND RBI Co-Lending Arrangements

On Apr. 9, IND RBI proposed rules on co-lending arrangements.

IND RBI Lending Against Gold Collateral

On Apr. 9, IND RBI proposed rules re lending against gold collateral.

IND RBI Non-Fund Based Credit Facilities

On Apr. 9, IND RBI proposed directions re non-fund based credit.

IND RBI Securitization Stressed Assets

On Jan. 25, IND RBI proposed a framework regarding securitization.

IND SEBI Investment by Mutual Funds

On Apr. 17, IND SEBI issued proposal on investment in REITs, InvITs.

IND SEBI Online Dispute Resolution

On Apr. 21, IND SEBI proposed amendments to master circular.

IND SEBI Proposal on Listing Obligations

On Apr. 21, IND SEBI proposed to extend relaxation of disclosure.

IOSCO Neo-Brokers Consultation Report

On Mar. 12, IOSCO published its consultation report on neo-brokers.

JPN FSA Regulations on Crypto Assets

On Apr. 10, JPN FSA drafted a paper on crypto asset regulations.

JPN FSA Securities Transactions Rules

On Apr. 11, JPN FSA proposed revisions re securities transactions.

LOU INS Dedicated Fund Account

On Apr. 20, LOU INS amended rule on cost of fraud enforcement fees.

LOU INS Payment of Pharmacy Claims

On Apr. 20, LOU INS proposed regulation on pharmacy claims.

LOU INS Regulatory Sandbox Program

On Apr. 20, LOU INS published notice of intent on sandbox program.

LUX CSSF DORA ICT Services Definition

On Apr. 9, LUX CSSF issued a communique on ICT services definition.

MLT FSA Supervisory Reporting Updates

On Mar. 13, MLT FSA issued circular on supervisory reporting ITS V4.0.

NZFiMA Exemptions for Certain Schemes

On Mar. 17, NZFiMA issued a detailed proposal on schemes in wind-up.

POL GVT mObywatel App Data, Features

On Apr. 10, POL GVT consulted on draft re scope of data, registers' list.

RUS CB Demand and Supply Guide

On Mar. 31, RUS CB published new demand and supply guidance.

RUS CB Forex Price Variations Guide

On Jun. 8, RUS CB issued guide on foreign currency price variations.

RUS CB Trade Volume Deviation Guide

On Jan. 18, RUS CB issued trading volume deviation criteria guidance.

RUS CB Volume of Trading Deviations

On Apr. 1, RUS CB issued guide on deviations in volume of trading.

SBA Federal Aid Bronx Building Fire

On Mar. 14, SBA, NY LEG governor reported federal aid available.

SBA ILL Apartment Fire Disaster Loans

On Mar. 14, SBA reported disaster loans available after Illinois fire.

SWE GVT Root Deduction Rate

On Mar. 21, SWE GVT issued memorandum of rate increase.

SWI SIX Revised Issuer, Trading Rules

On Apr. 7, SWI SIX announced upgrade to SWXess trading platform.

TAI FSC Prevent Age-Based Restrictions

On Mar. 11, TAI FSC proposed revisions to regs governing securities.

UAE DFSA Operational Risk Capital

On Mar. 10, UAE DFSA consulted on Basel III operational risk rules.

UK CMA Merger Remedies Approach

On Mar. 12, UK CMA launched review to enhance UK merger control.

UK DSIT Data Brokers, Intermediaries CfE

On Mar. 17, UK DSIT sought views on data brokers and intermediaries.

UK GVT Director Remuneration and Audit

On Mar. 5, UK GVT issued draft rule on director remuneration, audit.

UK OFSI Amsterdam Trade Bank License

On May 13, UK Treasury issued general license for ATB wind-down.

White House Renews CAR Sanctions

On May 8, White House renewed OFAC sanctions, Central African Rep.

May 13, 2025
AST CDS Redirect to App Authentication

On Apr. 8, AST CDS issued proposal re redirect to app authentication.

EC EU Digital Identity Wallets Reports

On Apr. 15, EC consulted on regulation re annual reports' submission.

EU ACER Operational Security Analysis

On Nov. 24, EU ACER began coordination methodology review.

FICC, NSCC Recovery Wind-Down Plans

On Apr. 16, FICC proposed rules on recovery and wind-down plans.

FIN MoJ Cross-Border E-evidence

On Mar. 31, FIN MoJ consulted on proposal to acquire e-evidence.

FINRA Associated Person Activities

On Mar. 14, FINRA proposed to reduce burdens, simplify requirements.

LCH SA Liquidity Risk Modelling Changes

On Apr. 16, LCH SA proposed changing liquidity risk model framework.

NLD GVT Consumer Credit Directive

On Apr. 15, NLD GVT consulted on implementation of revised directive.

NYSE Arca Indicative Match Price

On Apr. 22, NYSE Arca proposed amendment on indicative match price

RUS PRL Loan Cooling Off Period

On Dec. 25, RUS PRL proposed bill to protect citizens from fraudsters.

SK FIA Investment Risk Management

On Feb. 20, SK FIA proposed best practices for alternative investment.

SK FIA Project Finance Loan Processing

On Apr. 23, SK FIA proposed best practices for project finance loans.

SK FSC, SK FIU AML Operation Rules

On Nov. 12, SK FSC, SK FIU revised regulations re AML operation.

SK GVT Submitting Electronic Document

On Apr. 3, SK GVT proposed revisions regarding electronic documents.

UK FCA Fee/Levy Rates for 2025/26

On Apr. 8, UK FCA issued consultation on fees and levies for 2025/26.

UK IFoA Actuaries' Code DEI Guidance

On Aug. 28, UK IFoA consulted on diversity, equity, inclusion guidance.

W3C Portable Network Graphics

On Mar. 13, W3C issued candidate recommendation snapshot.

May 14, 2025
AST ASIC Reportable Situations Proposal

On Apr. 10, AST ASIC proposed publishing 2 dashboards in H2 2025.

AST CDS Non-Bank Lending Rights

On Apr. 9, AST CDS issued proposal regarding non-bank lending rules.

CSA Central Counterparty Clearing

On Sep. 19, CSA OSC proposed changes to clearing of derivatives.

CYP SEC Administrative Services Providers

On Mar. 24, CYP SEC issued rules for 2024 data electronic submission.

ECC EEX Natural Gas Spot Markets

On Mar. 24, ECC reported pre-trade limit exposure calculation change.

ECC Risk Management Services Manual

On Nov. 18, ECC issued risk management services manual v 045.

IND SEBI Consolidated Statements

On Feb. 14, IND SEBI revised timelines for issuance of statements.

ISR Justice Financial Information Order

On Nov. 3, ISR Justice proposed a delay on the commencement date.

JPN EXC Subsidiary Conversion Rules

On Apr. 14, JPN EXC proposed revisions to subsidiary conversion rules.

JPN JSDA Prevention of Insider Trading

On Apr. 15, JPN JSDA proposed revisions to prevent insider trading.

JPN SESC Gala Inc. Accounting Failure

On Jan. 28, JPN SESC recommended fine imposition against Gala Inc.

MT INS 2026 Filing, Rate, Network Filing

On Apr. 15, MT INS issued memo re federally facilitated exchange.

NLD DNB Amicorp Due Diligence Gaps

On Oct. 1, NLD DNB informed on Amicorp Netherlands AML failures.

PHI Tax Withheld Employee Tax Return

On Jan. 26, PHI Tax extended deadline for submission of staff list.

POR CB Payment System Operator Report

On Mar. 28, POR CB issued draft notice and instruction on reporting.

RSA FSCA JSE Simplification Project

On Mar. 14, RSA FSCA proposed amendments to JSE listing rules.

TAI FSC Electronic Signatures Act

On Dec. 3, TAI FSC listed excluded items for electronic signatures.

UK FCA Streamlined Reporting

On Apr. 16, UK FCA issued consultation on reporting requirements.

UK GVT Third Country Qualifications

On Mar. 17, UK GVT issued draft law on practical training in audit.

UK OFSI Guidance for Letting Agents

On Nov. 14, UK OFSI published sanctions guidance for letting agents.

UK OFSI High Value Dealer Guidance

On Feb. 13, UK OFSI issued sanctions guidance for high value dealers.

UK OFSI Insolvency Practitioners Guide

On Nov. 14, UK OFSI published guidance for insolvency practitioners.

May 15, 2025
ALA LEG Real Estate Appraisers

On Dec. 31, ALA LEG proposed amendments re appraiser credentials.

AST CDS Banking Decision Obligation

On Apr. 10, AST CDS issued proposal re decision obligation dates.

BEL CB AML/CFT Periodic Questionnaire

On Mar. 18, BEL CB published periodic questionnaires on AML/CFT.

BER BMA Modernizes Payment Rules

On Apr. 15, BER BMA issued paper on payment services framework.

EFRAG Statement of Cash Flow Paper

On Nov. 25, EFRAG issued discussion paper relating to IAS 7 issues.

ESAs Fit and Proper Assessment Guide

On Dec. 7, EIOPA, EBA, ESMA second consultation on data exchange.

FEMA Ins Subsidy Arrangement

On Jan. 15, FEMA issued 2026 property insurer subsidy arrangement.

HK SII Virtual Asset Practitioner Program

On Mar. 17, HK SII launched pioneering certification program.

IND CDSL Concurrent Audit Checklist

On Oct. 21, IND CDSL issued revised checklist for concurrent audit.

IND CDSL Internal Audit Report Format

On Apr. 8, IND CDSL issued circular regarding internal audit format.

IND NSD Audit of Depository Operations

On Apr. 11, IND NSD issued circular re internal and concurrent audit.

IND NSD Transfer Agent Internal Audit

On Apr. 19, IND NSD issued audit of registrar and transfer agents.

ISR CB Digital Shekel Specification

On Mar. 3, ISR CB proposed initial digital shekel system specification.

ROM ANAF Accounts of Non-Residents

On Mar. 6, ROM ANAF informed of submission of form F3000.

RSA CB Cloud Computing, Offshoring

On Mar. 28, RSA CB consulted on cloud computing, offshoring in NPS.

SRI GVT Paddy Pledge Loan Scheme

On Feb. 2, SRI GVT offered pledge loan scheme to SME paddy firms.

SWI SECO Split Two Sanctions Regimes

On Mar. 21, SWI SECO announced ISIL, Al-Qaida and Taliban split.

TAI FSC Engagement in New Service

On Dec. 14, TAI FSC issued order re offering onshore, offshore funds.

UK FCA More Knowledge Base Changes

On Apr. 17, UK FCA issued Primary Market Bulletin 55 on changes.

URY GVT Internal Audit Submissions

On Dec. 20, URY GVT issued notice re administrative audit filing date.

US Treasury 2025 Terrorism Risk Data

On Apr. 18, US Treasury issued data call on terrorism risk insurance.

White House Personal Data Protection

On Feb. 28, White House EO to protect Americans' personal data.

May 16, 2025
AST TAS PRL Rules on eConveyancing

On Dec. 6, AST TAS PRL registered rules on electronic conveyancing.

ASX Depositary Nominee Services

On Apr. 15, ASX issued proposal re depositary nominee services.

BUL FSC Insurer/Reinsurer Management

On Apr. 16, BUL FSC adopted draft management systems ordinance.

DEN GVT NIS2 Digital Communications

On Apr. 11, DEN GVT drafted order on NIS2 authorities/digital comms.

FINRA TRACE Replatform, Data Testing

On Jan. 31, FINRA issued notice on testing replatform and data feed.

FR CNIL Security of Medical Records

On Mar. 20, FR CNIL consulted on medical record security proposals.

HK SFC, HKMA Services Providers List

On Apr. 17, HK SFC, HKMA issued proposal re services providers list.

IND NSE Margin Trading Facility FAQs

On Sep. 11, IND NSE revised FAQs on margin trading facility (MTF).

ITA Consob Fintech Sandbox Update

On Apr. 1, ITA Consob announced MEF's public consultation on it.

LUX CSSF Covered Deposits Survey

On Apr. 14, LUX CSSF issued survey on amount of covered deposits.

ME LEG Rental Property Sales, Use Tax

On Mar. 19, ME LEG proposed amendments on rental property taxes.

NJ DOBI Term And Universal Life Reserves

On Mar. 17, NJ DOBI proposed rules on reserve financing.

NLD EZK Distance Marketing Directive

On Apr. 18, NLD EZK consulted on implementation of Dir 2023/2673.

NOR CB Dialogue with ECB on T2 System

On Feb. 4, NOR CB initiated dialogue with ECB on T2 settlement.

NZ Tax Unincorporated Joint Ventures

On Apr. 7, NZ Tax issued proposal on unincorporated joint ventures.

SBA Disaster Loan Offered WV Drought

On Sep. 23, SBA made disaster loans available in WV drought.

SBA Economic Injury Aid OKL Firms

On Sep. 20, SBA made federal disaster aid available in OKL counties.

SBA Nebraska Drought Disaster Loans

On Sep. 20, SBA made working capital loans available in Nebraska.

SBA Ohio Businesses Drought Loan Aid

On Sep. 20, SBA reported disaster loan availability for OH businesses.

SBA South Dakota Drought Loan Aid

On Sep. 20, SBA reported disaster loan availability for SD businesses.

Thai SEC Institutional Investors Criteria

On Dec. 20, Thai SEC proposed criteria for classification of investors.

May 19, 2025
CAL DFPI Digital Financial Assets

On Nov. 20, CAL DFPI requested comments on potential new law.

CSA OSC Data Portability Consultation

On Feb. 18, CSA OSC issued consultation on data portability study.

DoE Harvard University Records Request

On Apr. 18, DoE issued letter for records due to inaccurate financials.

EFTASA Norway Calculation of KIRB

On Mar. 18, EFTASA issued non-incorporation notice to Norway.

ESMA Product Supplements Guidelines

On Feb. 18, ESMA issued product supplements guidelines consultation.

ESP CNMV ESMA Base Prospectuses

On May 19, ESP CNMV reported ESMA consulted on base securities.

EU CNCL Cyber-Attack Sanctions

On May 16, EU CNCL further extended cyber-attacks sanctions regime.

EUREX Clear EMIR REFIT Reporting

On Mar. 27, EUREX Clear updated on EMIR article 9 reporting.

EUREX Clear Prisma Release 14.0

On Jul. 30, EUREX Clear issued Prisma release 14.0 announcement.

Fannie Desktop Underwriter May Update

On Mar. 24, Fannie issued Desktop Underwriter V. 12.0 release notes.

FEMA OKL Storms, Tornadoes Disaster

On Mar. 20, FEMA reported presidential approval of OKL disaster.

FINRA Facilitating Capital Formation

On Mar. 20, FINRA sought input on potential process improvements.

FINRA Replatform, Data Feed Changes

On Nov. 20, FINRA reported TRACE securitized products re-platform.

ICE FEU Dutch TTF Natural Gas

On Apr. 7, ICE FEU issued circular on launch of futures contract.

ICE FEU Equity Derivatives Contracts

On Apr. 7, ICE FEU announced additional equity derivatives contracts.

IND SEBI Offshore Derivative Products

On Dec. 17, IND SEBI made modifications about regulatory arbitrage.

IOW LEG Severe Weather Proclamation

On Apr. 18, IOW LEG governor issued severe weather disaster.

IRE GVT Tax Credit Regime for R&D

On Apr. 2, IRE GVT published a public consultation on R&D tax credit.

IRE PEN EU Pension Schemes Stress Test

On Apr. 14, IRE PEN selected pension schemes for EIOPA stress test.

JPN FSA Lending Based on Cash Flow

On Apr. 18, JPN FSA proposed points to note on the relevant law.

JPN GVT Foreign Investment Screening

On Feb. 9, JPN GVT proposed revising foreign investment screening.

LCH LTD Cleared ILS TELBOR Contracts

On Jun. 26, LCH LTD updated on conversion ILS TELBOR contracts.

MD INS Labor Depreciation Cash Value

On Apr. 17, MD INS proposed bulletin re claims on cash value basis.

MLY DP Data Protection Guidelines

On Mar. 20, MLY DP issued proposal on data protection guidelines.

NJ LEG Portable Electronics Insurance

On Sep. 27, NJ LEG passed bill on portable electronics insurance.

NLD DNB Transition Reporting for 2025

On Apr. 15, NLD DNB noted insurer and pension transition reporting.

POL GVT Life Insurance Assets Risks

On Apr. 17, POL GVT issued rules on life insurance contract assets.

POR CB Beneficiary of Payments

On Feb. 8, POR CB issued consultation re draft notice on identification.

RSA FSCA Short Sales Public Disclosure

On Mar. 28, RSA FSCA issued draft standard on short sales disclosure.

SBA Aid for Texas Welder Fire Victims

On Mar. 21, SBA made aid available to TX residents, businesses.

SBA California Fire Disaster Assistance

On Aug. 19, SBA offered disaster aid for CAL businesses for fire.

SBA Relief to TX Businesses, Residents

On Mar. 20, SBA offered relief to TX businesses, nonprofits, residents.

SK FSC Advertising of Credit Business

On Apr. 8, SK FSC proposed revisions re advertising of credit business.

SK GVT Credit Business Registration

On Apr. 8, SK GVT, FSC proposed revisions re credit businesses.

SK GVT Small Merchant Policy Fund

On Apr. 8, SK GVT proposed revisions re small merchant policy fund.

SWE DP Regulatory Sandbox Update

On Apr. 3, SWE DP updated on sandbox registration, related issues.

TAI FSC Foreign Securities Trading Rules

On Mar. 19, TAI FSC proposed to relax age restrictions on trading.

Thai GVT Prevent Terrorism Financing

On Nov. 18, Thai GVT revised act on terrorism financing prevention.

TUR BTK Allocated Capacity Markets

On Apr. 18, TUR BTK consulted on wholesale, retail market analysis.

UK GVT Employment Tribunal Changes

On Mar. 24, UK GVT consulted on potential further changes to rules.

US Treasury Affordable Housing Program

On Apr. 18, US Treasury proposed collection on housing programs.

US Treasury Small Insurer Terrorism Risk

On Apr. 2, US Treasury sought comment on terrorism risk insurance.

VIE CB Credit Institution Investors

On Dec. 12, VIE CB consulted on draft decree on foreign investors.

May 20, 2025
GE GVT Electricity Tax Act Exemptions

On Apr. 17, GE GVT issued announcement on electricity from biomass.

HHS Prepaid Health Plan Cost Report

On Mar. 21, HHS proposed to revise several information collections.

IDA INS Mandatory Insurance Data Call

On Apr. 18, IDA INS issued bulletin on property insurance data call.

POL ZUS Health Insurance Payments

On May 6, POL ZUS informed of health insurance contributions.

RUS Tax Controlled Transaction Report

On Apr. 18, RUS Tax announced controlled transaction notification.

SWE PRL International Sanctions Bill

On Mar. 6, SWE PRL published new law on international sanctions.

UK GC Gaming Machine Tech Standards

On Jan. 29, UK GC issued standard, testing, license, code consultation.

May 21, 2025
AbuDGM Framework for Lower-Risk Firms

On Apr. 9, AbuDGM consulted on the framework for lower risk firms.

AST Tax Fringe Benefit, Super Guarantee

On Feb. 3, AST Tax reminded employers of their obligations in 2025.

CFTC 24/7 Derivative Markets Trading

On Apr. 21, CFTC issued request for public comment on 24/7 trading.

CFTC Perpetual Contracts Derivatives

On Apr. 21, CFTC sought comment on potential uses, benefits, risks.

EU CNCL Renewable Energy Directive

On Mar. 30, EU reached provisional agreement on renewable energy.

FTC Tech Firm Censorship Inquiry

On Feb. 20, FTC launched a technology platform censorship inquiry.

IRE CB Fund-Name Guidelines Process

On Sep. 27, IRE CB issued process clarification re ESMA guidelines.

ITA LAB Guidelines on AI in Workplaces

On Apr. 14, ITA LAB issued consultation re AI in work world guideline.

KRX Termination of Eurex-Linked Trading

On Apr. 4, KRX proposed revisions to delist Eurostoxx 50 futures.

LTH CB EU Guide on ESG Fund Names

On Dec. 5, LTH CB confirmed compliance with ESMA guidelines.

Nasdaq ETP Launch Day Trading Halts

On Feb. 20, Nasdaq proposed rule on launch day trading halt for ETPs.

POR CMVM AML Prevention Regulation

On Apr. 4, POR CMVM issued public consultation to amend regulation.

UK HMRC Improved Third-Party Data Use

On Mar. 26, UK HMRC consulted on the better use of third-party data.

May 22, 2025
CAL DFPI, WAS FIN Crypto Fraud Order

On Nov. 16, CAL DFPI, WAS FIN order for crypto investment fraud.

CSA BC GS Partners Investor Refunds

On Jan. 22, CSA BC agreement to return investor funds and crypto.

NY LEG EBT Card Fraud Reporting

On Jun. 6, NY LEG passed bill re electronic benefit transfers (EBT).

Thai CB Ongoing Supervision Tool Regs

On Mar. 14, Thai CB issued rules re the Ongoing supervision tool.

May 23, 2025
Cboe AST Proposal on Corporate Listing

On Apr. 16, Cboe AST issued second consultation on corporate listing.

FIN MoJ Statute Book References

On Apr. 4, FIN MoJ issued request for opinion on statute book refs.

HK SFC on Corporate Misconduct

On Mar. 28, HK SFC issued proposal to address corporate misconduct.

LTH CB Payments Market Strategy 2030

On Apr. 2, LTH CB consulted on draft Payments Market Strategy 2030.

NOR GVT ESG Reporting Postponement

On Apr. 11, NOR GVT consulted on Accounting Act's transitional rules.

NOR GVT Regulations to Security Act

On Feb. 21, NOR GVT consulted on ownership control, violation fines.

NOR VFF Distribution of Mutual Funds

On Jan. 22, NOR VFF issued letter to NORFSA seeking more flexibility.

RSA CB Bank Auditor Applications

On Apr. 14, RSA CB consulted on directivefor auditor applications.

RSA CB Mutual Bank Auditor Applications

On Apr. 14, RSA CB issued proposed directive on auditor applications.

SBA Disaster Loan Offered TX Drought

On Sep. 26, SBA made disaster loans available for TX drought.

SBA Disaster Loan Offered WY Drought

On Sep. 26, SBA made disaster loans available for WY drought.

SBA Disaster Loans NEB Drought

On Sep. 26, SBA made disaster loans available in NEB due to drought.

SBA Economic Injury MT Drought Loan

On Sep. 26, SBA made disaster loans available in MT due to drought.

SBA KNY Disaster Loans Available

On Oct. 9, SBA made disaster aid available to KNY small businesses.

SBA Ohio Drought Disaster Assistance

On Sep. 30, SBA made disaster loans available in Ohio due to drought.

SK FSS Large Loans in Mutual Finance

On Mar. 26, SK FSS proposed extending the guide on large loan limits.

SWE GVT Nuclear Power State Aid

On Apr. 4, SWE GVT issued supplementary provisions on state aid.

May 26, 2025
ARK INS Annual Filing Producer License

On Mar. 4, ARK INS issued bulletin on producer appointment renewals.

AST ASIC Clearing, Settlement Rules

On Jul. 30, AST ASIC proposed clearing and settlement services rules.

CHL CMF New Communication Channel

On Jul. 25, CHL CMF established a new communication channel.

CYP SEC Cross Border Services Data

On Mar. 27, CYP SEC detailed a cross-border data collection exercise.

DoJ Anticompetitive Regulations Force

On Mar. 27, DoJ reported on launch of task force, sought public input.

EBA 2026 Benchmarking Exercise

On Feb. 25, EBA consulted on the 2026 benchmarking data collection.

EBA MiCA Data Reporting Templates

On Jul. 15, EBA proposed guideline on data reporting requirements.

ESMA MiCA Final Reports Package

On Dec. 17, ESMA published final reports in preparation for MiCA.

HUD FHA Residency Requirements

On Mar. 26, HUD removed non-permanent residents from programs.

IND NSE Silver Liquidity Enhancement

On Nov. 1, IND NSE introduced enhancement scheme in silver options.

ISR Justice Insolvency Living Expenses

On Apr. 10, ISR Justice issued draft regs on calculating expenses.

JPN FSA Price in Private Trading System

On Apr. 23, JPN FSA proposed revisions to ensure price transparency.

JPN SCC Annual Electricity Transactions

On Apr. 18, JPN SCC revised rules regarding annual electricity trading.

JPN SCC Listed Financial Derivatives

On Nov. 6, JPN SCC revised rules on margin surcharge system.

JPN SCC Shanghai Natural Rubber Trade

On Mar. 19, JPN SCC revised rules given May '25 new product launch.

MN LEG Commerce, Consumer Omnibus

On May 19, MN LEG passed bill on a range of consumer protections.

NOR GVT CCP Resolution Regulation

On Feb. 26, NOR GVT consultation on implementation of Reg 2021/23.

NOR GVT Changes to MiFID II, MiFID

On Feb. 29, NOR GVT said implementation of changes to be examined.

NOR GVT EEA Supervision Rule Changes

On Feb. 26, NOR GVT consulted on changes to implement EEA rules.

NOR GVT MiFID II/MiFIR, CCPRRR, Other

On Feb. 26, NOR GVT consulted on changes to Securities Regulations.

OSX Method of Setting Contract Months

On Mar. 5, OSX revised rules re index futures/option contract months.

POL FSA Insurance Distribution Proposals

On Feb. 24, POL FSA issued consultation on recommendations.

SIN MAS Retail Private Market Funds

On Mar. 27, SIN MAS proposed framework for retail investment.

SK GVT Collaboration with Fintech Firms

On Apr. 14, SK GVT, FSC proposed revisions re financial holding firms.

SK GVT Statutory Interest Rate Revision

On Apr. 16, SK GVT proposed revisions to the Commercial act.

SWE CMP Merger Notification Regulations

On Mar. 28, SWE CMP issued merger notification regs and guidelines.

TAI FSC Limits for Related-Party Loans

On Mar. 27, TAI FSC proposed raising the threshold for small loans.

TAI FSC Simplified Branch Office Rules

On Mar. 18, TAI FSC proposed amendments to securities regulations.

TAI FSC Virtual Asset Service Proposal

On Mar. 25, TAI FSC proposed rules re virtual asset service providers.

TOCOM Electricity Futures Trading

On Mar. 3, TOCOM revised rules re annual electricity futures trading.

UK HMRC R&D Tax Relief Clearances

On Mar. 26, UK HMRC consulted on R&D tax relief advance clearances.

May 27, 2025
Fed Discount Window Borrowers

On Mar. 27, Fed proposed data collection on credit financial reporting.

FIN TEM Accounting Act Postponement

On Apr. 15, FIN TEM issued draft law to postpone chapter 7 of the act.

FinCEN Removed US Ownership Reports

On Mar. 21, FinCEN suspended US beneficial ownership reporting.

FTC Seeks Anti-Competitive Regulations

On Apr. 14, FTC launched inquiry to find anti-competitive regulations.

HHS Hospital Heath Care Costs Data

On Mar. 26, HHS proposed to revise data collection re complex costs.

Nasdaq ISE Commodity Trust Shares

On Feb. 20, Nasdaq ISE rule to permit Commodity-based trust options.

SBA DEL Drought Disaster Assistance

On Sep. 27, SBA made disaster loans available in DEL due to drought.

SBA Offer Relief To OKL Small Business

On Mar. 28, SBA offered aid to OKL businesses, nonprofits, residents.

SBA Offers Disaster Aid OKL Businesses

On Mar. 27, SBA offered aid to small businesses, nonprofits, residents.

SEC Texas Stock Exchange Registration

On Apr. 4, SEC issued Texas Stock Exchange notice of application filing


The effective dates in the calendar are taken from individual rules in the Reg-Track system.