HK SFC Revised Financial Return Form


On Aug. 23, HK SFC published revised version of financial return form.


  • HK SFC, HK GVT published a revised financial return form, to be submitted by licensed corporations under section 56 of the Securities and futures (financial resources) rules.
  • The revisions are primarily driven by the Securities and futures (financial resources) (amendment) rules 2023 for the Type 13 regulated activity regime, see #167531.
  • Effectiveness
  • With effect from Nov. 1, 2024, the electronic version of the revised financial return form shall be used for submitting a return in respect of any period ending on or after Oct. 24, 2024; supersedes previous electronic form of 25 May 2023 (#173713).

Regulators HK GVT; HK SFC
Entity Types B/D; IA; Inv Co
Reference Cir SFO/IS/026/2024, OG G.N. 4894, 8/23/2024
Functions Actuarial and Valuation; Audit; Compliance; Financial; Legal; Operations; Reporting; Risk; Technology
Countries Hong Kong
Category
State
Products Derivatives; Equity; Fund Mgt; Mutual Funds; Securities
Regions AP
Rule Type Final
Rule Date 8/23/2024
Effective Date 11/1/2024
Rule Id 223819
Linked to Rule :173713
Reg. Last Update 8/23/2024
Report Section International

Last substantive update on 08/28/2024