FINRA API Reference Data Access


On Jun. 27, FINRA notice on access to production API reference data.


  • FINRA issued technical notice on new Multi-factor authentication (MFA) for access to all production API reference data files with transition to occur starting Jul. 8, 2024.
  • MFA Access
  • Users will need to be entitled to use product, have assigned user name and password, answer security questions and enroll in one, more additional authentication methods.
  • FINRA updated the ADF, ORF, and TRACE API reference user guides on FINRA website.
  • Dedicated TRAQS/API multi factor authentication user guide and MFA web help page.
  • FINRA recommends enrolling in more than one additional authentication method.
  • Enrolling in more than one authentication method allows redundancy and using land line phone number or a phone number that differs from your mobile number to enroll.
  • Available authentication methods include Okta Verify, Google Authenticator, SMS Authentication, and Voice Call Authentication; signup and usage is in MFA user guide.
  • Active users will be emailed automatically when MFA is implemented, member firms to establish new API users via PDM; existing users will receive an invitation via email.
  • FINRA will discontinue use of digital certificates to access reference data API after business close on Sep. 27, 2024, firms transition to MFA encouraged soon as possible.
  • Starting Jul. 8, 2024, any new user wishing to access the API files in NTF or production must use MFA; digital certificates will not be issued for any new user after Jul. 5, 2024.
  • Effectiveness
  • MFA for production AP reference data files access begins Jul. 8, 2024.
  • Aug. 2024 FINRA MFA Reminder
  • On Aug. 23, 2024, FINRA published Technical notice, reminder that beginning Sep. 30, 2024, FINRA will require MFA for access to all production API reference data files.
  • Updated TRAQS/API Multi Factor Authentication User Guide and MFA Web Help page are available for reference to new process and signup and usage of access methods.
  • Directed those affected to refer to refer to the ADF, ORF, TRACE CA, TRACE SP, or TRACE TS API specifications to assist with programmatic download instructions.

Regulators FINRA
Entity Types B/D; Corp
Reference TN, 8/23/2024; TN, 6/27/2024;
Functions Compliance; Cyber; Legal; Technology
Countries United States of America
Category
State
Products Corporate; Securities
Regions Am
Rule Type Final
Rule Date 6/27/2024
Effective Date 9/30/2024
Rule Id 217546
Linked to N/A
Reg. Last Update 8/23/2024
Report Section US Investment

Last substantive update on 08/28/2024