CBOE Restricted OCC Number 365

Published on: Sep 18, 2025

On Sep. 16, CBOE reported new restricted OCC number 365.

  • CBOE issued notice on restricted clearing trading permit holders (TPH)/member OCC Number 365 on Cboe C2, Cboe BZX, and Cboe EDGX Options exchanges.
  • Restriction Requests
  • Clearing TPHs/Members may request exchange restrict OCC clearing number from being used for give-up purposes by opting in to the list of restricted give-up firms.
  • Such requests must be submitted by clearing firms using the necessary paperwork.
  • If clearing firm opts into restricted give-up firm list, exchange will require written authorization from firm to permit another TPH to give up restricted OCC number.
  • If clearing firm does not opt in, OCC number(s) may be given-up by any TPH/member organization; list of restricted clearing OCC numbers available on exchange website.
  • Wolverine Execution Services, LLC will restrict OCC clearing number on Dec. 4, 2025.
  • Effectiveness
  • Wolverine OCC clearing number restricted as of Dec. 4, 2025.
Regulators
CBOE
Entity Types
B/D; Corp; Exch
Reference
Nt C2025091601, 9/16/2025;
Functions
Compliance; Trade Reporting; Trading
Countries
United States of America
Category
State
N/A
Products
Corporate; Derivatives; Equity; Fixed Income; Issuance/IPO; Securities
Rule Type
Final
Regions
Am
Rule Date
Sep 16, 2025
Effective Date
Dec 4, 2025
Rule ID
269238
Linked to
N/A
Reg. Last Update
Sep 16, 2025
Report Section
US Investment