TAI EXC Dealers' Proprietary Accounts

Published on: May 7, 2025

On May 5, TAI EXC amended two computer operation manuals.

  • TAI EXC amended Odd-lot trading computer operation manual and After-hours pricing trading computer operation manual re securities dealers' proprietary capital accounts.
  • The amendments are in line with the policy that securities dealers' proprietary capital accounts (dealer account number 000000-0) are not allowed to trade listed securities.
  • Add status code 27 and the message dealers are not allowed to buy or sell securities.
  • Effectiveness
  • The amendments will be effective from Jun. 30, 2025.
Regulators
TAI EXC
Entity Types
B/D; Exch
Reference
PR, 5/5/2025
Functions
Compliance; Financial; Operations; Technology; Trading
Countries
Taiwan
Category
State
N/A
Products
Securities
Rule Type
Final
Regions
AP
Rule Date
May 5, 2025
Effective Date
Jun 30, 2025
Rule ID
253168
Linked to
N/A
Reg. Last Update
May 5, 2025
Report Section
International