DTCC DR Cyber and Confidentiality

Published on: Apr 15, 2025

On Apr. 10, DTCC DR submitted certification to CFTC, amend rulebook.

  • DTCC DR submitted written certification to CFTC advising of changes to DDR rulebook.
  • Amendments
  • Amended S. 5 of Important Legal Information Section of the DDR operating procedures to ensure DDR is adequately informed of actual or potential cyber security situations.
  • Amended Section 8(b) re confidential information, vendors, breaches of confidentiality.
  • Amended Section 10(b) by replacing word non-exclusive with exclusive in the first sentence to clarify federal/State courts sitting in New York City have sole jurisdiction.
  • Provided redline document to review changes that have been made, pg. 2 of notice.
  • Effectiveness
  • These revisions are effective on Apr. 24, 2025, unless stayed.
Regulators
DTCC DR
Entity Types
B/D; Depo; Exch
Reference
RF 2504-1009-1042-77, Nt DDR66, 4/10/2025
Functions
Compliance; Cyber; Legal; Outsourcing; Privacy; Reporting; Technology
Countries
United States of America
Category
State
N/A
Products
Custody; Securities
Rule Type
Final
Regions
Am
Rule Date
Apr 10, 2025
Effective Date
Apr 24, 2025
Rule ID
250677
Linked to
N/A
Reg. Last Update
Apr 10, 2025
Report Section
US Investment